If we look at the effects of arbitrary measures in terms of moral life, industry, or even the duration of governments, we will find them equally disastrous.

When a government ruthlessly strikes out against men it suspects, it is not just an individual it persecutes; rather it is the whole nation it slights and degrades. People always try to shake off their sorrow. When what they love is threatened, they either detach themselves from it or defend it. When there is no security, there is no moral life. There are no gentle affections unless we know that the objects of such affection are safe, their innocence a safeguard in itself. Habits become corrupted suddenly in towns attacked by the plague. The dying steal from each other. 6 Arbitrary government is to moral life what plague is to the body. It reduces citizens to the choice between forgetting all finer feelings and hatred of the government. When a people coldly contemplates a succession of tyrannical acts, when, without a word of protest, it watches the prisons fill up and banishments multiply, when every man keeps silent and isolated, and, fearful for himself, tries to disarm the government by dissimulation or by the even worse device of assent, can anyone believe, with this despicable example on all sides, that a few banal sentences will suffice to reinvigorate feelings of honesty and generosity? People speak of the need for paternal authority. But the first duty of a son is to defend his father from ill-treatment; and when a father is taken away from his children and the latter are forced to maintain a cowardly silence, what then is the effect of your maxims and codes, your declarations and your laws? People pay homage to the sanctity of marriage; but on the basis of a shadowy denunciation, on a mere suspicion, by measures called precaution, security, and law and order, a man is separated from his wife or a wife from her husband! Do they think conjugal love is by turns born again and vanishes at the government’s pleasure? Family ties are much praised. But what upholds these ties is individual freedom, the hope founded on living together, living free in the shelter which justice guarantees the citizen. If family ties persisted, would fathers, children, husbands, wives, and friends—all those close to the people despotism oppresses—submit themselves to such despotism? They talk of credit, commerce, and industry; but the man they arrest has creditors, whose fortunes depend on his, and business partners. The result of his detention is not only the short-term loss of his freedom, but the interruption of his business, perhaps his ruin. This ruin embraces all who share his business activities. It goes further; it strikes against all thought and all personal safety is shaken. When an individual suffers without having been proven in any way guilty, anyone not deprived of intelligence rightly feels menaced by this destruction of constitutionality. People shut up because they are frightened; but all human exchange is affected. The very earth shakes and people walk fearfully. 7 Everything in our complex and extensive social life becomes static. The injustices thought of as individual are unfailingly sources of public ill too. It is not within our powers to restrict them to some fixed category.

Despotism aims at the very core of morality in order to degrade it. The brief respite it brings is precarious and gloomy, the precursor of terrible storms. We must make no mistake about this. However degraded a nation may seem from the outside, generous sentiments will always find shelter in a few solitary hearts, where, scandalized, they will seethe in silence. Parliamentary debating chambers may ring with furious ranting, and palaces echo with expressions of contempt for the human race. The flatterers of the people may stir us against pity itself; the flatterers of kings denounce courage to them. But no era will ever be so abandoned by providence that it will deliver up the whole human race in the shape despotism requires. Hatred of oppression, whether in the name of one man or the name of all, has been handed down from age to age, under all forms of despotism. The future will not betray this most just of causes. There will always be men for whom justice is a passion and the defense of the weak something they must do. Nature has willed it so. No one has ever been able to stop it, nor ever will be able to. These men will always give way to this magnanimous instinct. Many will suffer, many perhaps will perish, but the earth with which their ashes will mingle will be stirred thereby and sooner or later will reawaken.

chapter five : On the Influence of Arbitrary Rule on the Governors Themselves

Once they have employed arbitrary measures, those in government find them so swift, so simple, so convenient, that they no longer want to use any other kind. In this way, introduced at first as a last resort in extraordinarily rare circumstances, despotic rule becomes the solution to all problems and an everyday practice. This treacherous mode of governance, however, a torment to those over whom it is exercised, also bears very heavily on the hand which uses it. A gnawing anxiety seizes governments once they enter this pathway. Their uncertainty is a sort of sense of responsibility mingled with remorse which weighs heavily on them. Since they no longer have proper procedure, they move forward and then back, and they get into a most anxious state, never knowing whether they are doing enough or too much. The rule of law would bring them peace of mind.

CONSTANT’S NOTES

BOOK VI : On Coups d’Etat

  • Ch. 1. On the admiration for coups d’Etat. 85
  • Ch. 2. On coups d’Etat in countries with written constitutions. 89
  • Ch. 3. The condition necessary to stop constitutional violations. 93

chapter one : On the Admiration for Coups d’Etat

Across the centuries people have been agreed in their admiration for certain examples of expeditious illegality and political outrage. To admire these at one’s leisure, one considers them in isolation, as if the facts which followed them did not form part of their consequences. The Gracchi, 1 so it is said, were endangering the Roman Republic. All established legal forms were impotent. Twice the Senate had recourse to the terrible law of necessity and the Republic was saved. The Republic was saved, that is to say that its loss must be dated from this period. All rights were ignored; all constitutionality overturned. The people, in terror one minute, soon resumed their claims, now fortified by vengeance. They had demanded no more than equal privileges; they now vowed that the murderers of their champions should be punished. The ferocious Marius came to preside over this vengeance. Catilina’s accomplices were in irons. It was feared that other sympathizers might release them. Cicero 2 had them put to death without trial; and people constantly praise him for his prudence. To be sure, the fruits of his prudence and swift and illegal measures were at least short-lived. Caesar gathered Catilina’s supporters around him and Rome’s freedom died even before Cicero. 3 But if he had struck Caesar, Anthony was there; and behind Anthony were yet others. The ambitions of the Guises much disturbed the reign of Henry III. It seemed impossible to bring them to trial. Henry had one of them murdered. Did his reign thereby become more peaceful? He was murdered himself. Twenty years of civil wars tore the French realm apart. For perhaps forty years afterward the admirable Henry IV bore the burden of the crime of the last Valois. In crises of this kind the guilty souls who are killed are never more than few in number. Others keep quiet, hide, and wait. They take advantage of the indignation which violence has repressed in people’s minds, and of the consternation which seeming injustice spreads among law-abiding souls. In casting off the law, the government has lost both its legal character and its greatest asset; and when it is attacked by factions with weapons similar to its own, the mass of citizens may be divided, for it seems to them they have only a choice between two factions. The interests of the State, the dangers of delay, public well-being: if you accept these lofty excuses, these specious words, every government or party will see the interests of the State in the destruction of its enemies, the dangers of delay in an hour spent pondering, and public safety in a condemnation without trial or proof.

When the presumed leaders of a conspiracy cannot be tried without fear that the people will release them, then the disposition of this people is such that punishing the leaders of this conspiracy is pointless. In this frame of mind the people will not be lacking in leaders. People speak casually of the effectiveness of coups d’Etat and of that expeditiousness which, by not giving factions time to get their bearings, reaffirms the authority of governments and the constitution of sovereign realms; yet history affords us not a single example of illegal stringencies producing a lasting salutary effect.

Doubtless political societies face moments of danger any degree of human prudence will find hard to avert. Such dangers, however, simply cannot be averted by violence and injustice, by bringing back the chaos of the state of savagery into the social state. On the contrary, this requires our adhering more scrupulously than ever to the established laws and to the tutelary observances and legal guarantees which protect us. Two advantages result from this courageous persistence in what is just and legal. Governments leave to their enemies all the odium of impropriety and the violation of the most sacred laws. They also win, by the calm and security to which they bear witness, the trust of that timorous mass, who would remain at least undecided if extraordinary and arbitrary measures by the authorities showed that they felt there was a pressing danger. Finally, it must be said, it is sometimes decreed by destiny, that is to say by the inexorable chain of causes and effects, that a government must die, when its institutions form too great a contrast with the mores, habits, and outlooks of those it governs. There are, however, certain actions which the love of life cannot legitimize in individuals. It is the same with governments, and perhaps we will cease calling this simple moral rule simple-minded if we stop to reflect that it is fortified by an experience confirmed in the history of all nations. When a government has no other means than illegal measures to prolong its stay, these measures delay its fall only for a little while, and the overthrow it thought to prevent operates then with all the more misfortune and shame. My advice to those in power will always be: above all act justly, for if the existence of your power is not compatible with justice, then your power is not worth the trouble of conserving. Be just, for if you cannot live with justice, however hard you try with injustice, you will not last long.

I agree that this applies only to governments, whether republican or monarchist, claiming to rest on reasonable principles and affecting a show of moderation. A despotism like that of Constantinople can benefit from violating constitutional proprieties. Its very existence violates them permanently. It has perpetually to rain down blows on innocent and guilty alike. It condemns itself to live in fear of the accomplices it enlists, flatters, and enriches. It subsists by coups d’Etat until a coup d’Etat brings its own death at the hands of its henchmen. Any moderate government, however, any wishing to rest on a system of proper order and justice, loses its way by any suspension of justice or any deviation from proper order. As it is in its nature to grow milder sooner or later, its enemies wait for just such a time to take advantage of memories which will do it damage. Violence seemed to save it for a moment. In fact it made its end the more inevitable, because in delivering it from certain adversaries it extended to everyone the hatred these adversaries bore it.

Many men see the causes of the day’s events only in the acts of the day before. Thus, when violence, having produced a momentary stupor, is followed by a reaction which destroys the effect of this stupor, these men attribute this reaction to ending the violent measures, to insufficient proscriptions, and to the government’s relaxing its grip. It seems to them that even more injustice would have prolonged the government’s life. 4 This is like the reasoning of those bandits who are sorry they did not kill the travelers who denounce them, not stopping to think that murderers too are sooner or later discovered. It is in the nature of iniquitous decrees, however, to fall into disuse. Justice alone is stable. It is the nature of government to soften naturally, even without knowing it. Precautionary measures which have become odious are weakened and neglected. Public opinion counts despite its silence; power bends. But because it bends out of weakness rather than moderating itself for just reasons, it does not reconcile hearts to itself. Conspiracies begin anew and hatreds accumulate. The innocent victims of despotism reemerge stronger. The guilty condemned without trial seem innocent. The evil which was held back a few hours returns worse still, aggravated by the evil which has been done.

No, there is no excuse for means which serve all intentions and purposes alike, means which, invoked by good men against brigands, are found again in the words of brigands bearing the authority of good men, with the same apologia: necessity; and the same pretext: public well-being.

The law of Valerius Publicola, which permitted the summary killing of anyone aspiring to tyrannical rule, on condition that the necessary evidence for the accusation would then be submitted, was a tool in turn of aristocratic and popular fury and brought down the Roman Republic. 5

To permit society, that is, those in whom political power is invested, to violate legal proprieties is to sacrifice the very end one has in view to the means one uses. Why do we want the government to repress those who would attack our property, our freedom, or our lives? So that our lives, freedom, and wealth are secure. But if our wealth can be destroyed, our freedom threatened, our lives harassed by despotism, what assured good are we deriving from government protection? Why do we want government to punish would-be conspirators against the constitution of the State? Because we fear these conspirators will substitute an oppressive State for a lawful and moderate one. But if the government itself exercises this oppressive power, in what way is it better than the guilty people it punishes? Perhaps there is de facto superiority for a while, since the arbitrary measures of an established government will be less extensive than those of factions which have to establish their power; but this very advantage is lost progressively if governments act arbitrarily. Not only does the number of their enemies multiply in line with the number of their victims; but suspicion grows out of all proportion to the number of their enemies. One blow against individual freedom calls forth others. Once the government enters this fatal road, it finishes soon by being in no way preferable to a faction.

Almost all men have a mania for parading themselves as something more than they are. The mania writers have is for showing themselves to be statesmen. The result is that coups d’Etat, far from being reproved all around as they deserve, have generally been reported with respect and described obligingly. The author, seated peacefully at his desk, casts despotic advice in all directions. He tries to insert into his style the briskness he is recommending in policy. He fancies himself for a moment cloaked in power because he is preaching its abuses, warming up his speculation with all the soaring force and potency which adorn his sentences. He thus gives himself something of the pleasure of government, repeating at the top of his voice all the grand words about the well-being of the people, the higher law, and the public interest. He admires his own profundity and marvels at his own energy. Poor fool! He is talking to men who ask nothing better than to listen to him and one day make him the first victim of his own theory!

This vanity, which has perverted the judgment of so many writers, has caused more difficulties than one might think during our civil upheavals. All the mediocre minds which the flood of events put fleetingly at the head of affairs, filled as they were with all these maxims, all the more agreeable to stupidity in that they served it in cutting through the knots that it could not untie, dreamed only of measures for the public well-being, grand measures and coups d’Etat. They reckoned themselves amazing geniuses, because with each step they diverged from ordinary means. They proclaimed the vastness of their intellects, because justice seemed to them a narrow thing. Is there any need to say where all that has led us?

chapter two : On Coups d’Etat in Countries with Written Constitutions

Coups d’Etat are at their most fatal in countries not governed by traditions, or public remembrance, or habit, whose institutions are determined by a positive charter, a written constitution.

During the whole course of our Revolution our governments claimed they had the right to violate the constitution in order to save it. The safe-keeping of the constitution having been entrusted to them, they said, their duty was to prevent all the attacks people might dare to make on it; and since the pretext of prevention permits anything one may do or try to do, our governments, with their safeguarding foresight, have always discerned secret plots and treacherous intentions among those who offended them, and generously taken it upon themselves to commit real sins in order to prevent doubtful ones.

Nothing serves to falsify ideas better than comparisons. People have said that you could step outside the constitution in order to defend it, much as the garrison of a beleaguered place might make a sortie against a force blockading it. This reasoning recalls that of the shepherd in the lawyer Patelin. 6 Since, however, it has at times covered France with gallows and ruins, and at others served as the pretext for the most oppressive despotism, I think it necessary to reply seriously to it.

A government which exists by a constitution ceases to exist as soon as the constitution which created it no longer exists, and a constitution ceases to exist the second it is violated.

Doubtless one can ask what the government ought to do when a party evidently wishes to overthrow the constitution. But this objection, pushed to a certain point, reaches deadlock. One can easily hypothesize a factual situation such as to defy all earlier precautions. One cannot organize moral counterweights to attempts using physical force. What is needed are institutions such as to deter parties from engaging in such attempts and from finding any advantage in them, and from having the means for doing so, institutions which ensure that if some maniac manages all this, the physical resources of the overwhelming majority are ready to resist the physical force he uses. This is what one calls public spirit. This is quite different, however, from the constitutional violations to which we have given the term “coups d’Etat” and which governments think about at their leisure and cause to break out when it suits them, with alleged necessity as their pretext.

It is probably inane to say in praise of a constitution that it would work well if everybody were willing to observe it. It is not inane to say, however, that if your basic objections include the hypothesis that nobody will want to respect the constitution and everyone will take pleasure in violating it without reason, then you will easily be able to show that no constitution can subsist. The physical possibility of an overthrow is always there. The whole point is to oppose moral barriers to this possibility.

Any time people adopt or justify means which can be judged only after the event and are not accompanied by precise due process and legal safeguards, they are turning tyranny into a political system, because once the thing is done, the victims are no longer there to protest, and the only resources their friends have to avoid sharing their fate are acquiescence or silence. What is more, silence takes courage.

What is left after a constitution has been violated? No more security nor public trust. Among those who govern there is a feeling of usurpation, among the governed of being at the mercy of an arbitrary power. All protestation of respect for constitution by the former seems a mockery, and all appeals to that constitution by the latter seem like hostility. Even assuming the purest of intentions, all efforts will be fruitless. The governing group know they have prepared a sword which waits only for an arm strong enough to direct it against them.

Maybe the people might forget that the government is illegitimate and based on violation of the laws. The government cannot. It thinks about it, both because it sees as precarious an authority whose source it knows to be tainted, and because it has always at the back of its mind the worry of a possible coup d’Etat like the first one. It moves with difficulty and by way of shocks from day to day. On the other hand, not only the group attacked, but all those holding offices in the state whose powers are solely constitutional, feel that truth, eloquence, and all moral means are futile against a government which has become purely despotic. So they renounce all intellectual vigor. Slavishly they cringe and hate.

Everywhere the constitution has been violated it is provenly a bad constitution, for one of three things must be true: either it was impossible for the constituted powers to govern on its basis, or all those powers did not possess sufficient vested interest to maintain it, or lastly, the powers opposed to the usurping tyranny did not have the means to defend it. But even supposing, per impossibile, that this constitution had been good, its power over men’s minds has been destroyed. It loses everything which makes it respectable, or forms its mystique, as soon as its legality is assailed. Nothing is more common than for a State to be seen to live tolerably without a constitution. But the specter of a constitution outraged hurts liberty far more than the total absence of any constitutional act.

There are, I know, meretricious means of clothing constitutional violations with an apparent legitimacy. The people can be encouraged to make their judgment by way of joint petitions; they can be made to sanction the proposed changes.

Recourse was made to this expedient from the first days of our Revolution, though the Constituent Assembly, by allowing into its presence the delegates of the common herd, had done from the start what was needed to render the expedient ridiculous. But we have been wrong in thinking ridicule all-powerful in France. With us, ridicule attacks everything but destroys nothing, since vanity is quite content to have laughed at what happens, and each person, flattered by the superiority he has shown, then tolerates what he laughed at. The people’s sanction can never be more than an idle formality. Alongside the acts submitted to this so-called sanction, there is always either the force of the existing government, provisional or fully established, which wants the acts accepted, or, on the unlikely supposition of its complete neutrality, the prospect, if there should be a refusal, of wars and civil dissensions. The people’s sanction, and mass petitions, were born in the minds of those men who, finding no support, either in morality or reason, look for it in a simulated approbation which they obtain from ignorance or extract by terror. 7 The legislators who make the worst laws are those who attach the most importance to law’s being obeyed, just because it is the law, and without examination. Just so, the men who adopt the measures most contradictory to the common good, being unable to find reasons for them in the public interest, make good the lack by giving them the appearance of the people’s will. This device cuts all objections short. Are there complaints that the people are being oppressed? They declared that they wanted to be.

Mass petitions should be banned by all nations having some idea of liberty. They can never be considered as the expression of true feelings. “The term ‘people’,” says Bentham, “is a forged signature to justify their leaders.” Fear comes constantly, borrowing the language of action, to bow down before power, to congratulate itself for its servitude, and to encourage conquerors avid for vengeance to sacrifice the vanquished. Great adulation always follows great injustice. Rome prostrated itself not before Marcus Aurelius but rather before Tiberius and Caracalla. If I saw a nation being consulted in a country where public opinion was choked, freedom of the press annihilated, popular election destroyed, I would think I was watching tyranny asking its enemies for a list so that it could recognize them and strike them at its leisure.

For whom is it claimed that mass petitions are necessary? For the authors of a measure already taken? But they have acted. What belated scruple has suddenly seized them? How comes it that where they were once bold, now they are suddenly timid? For the people? But if the latter found fault with their conduct, would they retrace their steps? Used they not to say that critical petitions are the work of a rebel faction? Would they not have contrary petitions produced?

Mass petitions are a purely illusory ceremony. Now, all illusory ceremony is worse than useless. There is something in this formality which wounds and degrades a people’s spirit. All the appearances of freedom are forced on them in order that they vote in a direction prescribed in advance. This persiflage debases them in their own eyes and makes freedom ridiculous.

Mass petitions corrupt the people. They get them used to bowing before government; this is always a bad thing, even when the government is right.

chapter three : The Condition Necessary to Stop Constitutional Violations

Although we have forbidden ourselves in this work any reflection on constitutions as such, what we have just established on the necessity of not violating them under any pretext, where they exist, forces us to speak about a condition which is indispensable for preventing these violations.

The happiness of societies and individual security rest on certain positive and fixed principles. These principles are true in all climates and latitudes. They cannot vary, whatever the extent of the country, its degree of civilization, its customs, religion, and usages. It is as incontestable in a hamlet of a hundred and twenty huts as in a nation of forty million men, that no one can be arrested arbitrarily, punished without having been tried, tried other than according to law and due process, prevented from manifesting his opinion or putting his industry to work or managing his options in an innocent and peaceful way.

A constitution is the guarantee of these principles. Consequently everything which stems from these principles is constitutional, and consequently also, nothing is constitutional which does not. There are great ground rules which all properly constituted powers must be unable to touch. These powers together, however, must be able to do everything not contrary to these rules.

To stretch a constitution to cover everything is to make everything a danger to it. It is to create reefs to surround it. You cannot sufficiently predict the effect of incomplete arrangements to give up any leeway for changing them. A line, a word, in a constitution, can produce results of which you have not the least idea. If the constitution goes into a multitude of details, it will inevitably be violated: in little things, because the hindrances the government meets in its necessary business falling always on the governed, the latter themselves will call for this violation. But this constitution will also be violated in important things, because the government will move on from its violation of little ones in order to arrogate to itself the same freedom in important matters. A rather specious sophism will furnish it with an excuse. If considerations of slight utility permit us to deviate from the constitutional charter, it will say, there is much greater reason when it is a matter of saving the State.

The severe confinement of a constitution within its limits is a thousand times preferable to the superstitious veneration with which in some countries people have wanted to surround the successive constitutions they have been given, as if attachment and enthusiasm were transferable properties, always belonging by right of conquest to the constitution of the day.

This inevitably and manifestly hypocritical mass veneration has a number of drawbacks, like everything lacking in precision and truth.

The people either believe in it or they do not.

If they believe it, they regard the constitution as an indivisible whole, and when the frictions caused by the defects of this constitution hurt them, they break away from it totally. Instead of directing their discontent against certain bits whose improvement they could hope for, they direct it against the whole thing, which they see as incorrigible.

On the other hand, if the people do not believe in the veneration professed, they become accustomed to suspecting the holders of power of hypocrisy and duplicity. They call into question everything the government says. They see lying honored; and it has to be feared that in their private lives they may resort to the same behavior their leaders exemplify publicly.

One can exist tolerably under a vicious government, when there is no constitution, because then the government is a variable thing which depends on men, which changes as they change, and which experience corrects or palliates. A vicious constitution, however, when it is unchangeable, is much more dire, because its defects are permanent, reproduce themselves endlessly, and cannot be imperceptibly or tacitly corrected by experience. To make the disadvantages of an imperfect government disappear for a while, one has only to displace or enlighten a few men. To battle against those of a bad constitution, one has to violate that constitution, that is to say, perform an ill much greater in its consequences to come than the present good one wants to attain.

People always imagine the modifications made to the constitution of a sovereign authority to be accompanied by terrible convulsions and great calamities. If they studied history they would see that these calamities most often take place only because nations form for themselves an exaggerated idea of their constitution and do not reserve for themselves any way of improving it imperceptibly. We noted earlier that man showed a singular facility for failing in his most real duties, once he freed himself from one duty, even an imaginary one. This truth applies to constitutions. When a nation has not kept in reserve in its political organization any way of correcting the latter’s defects, the slightest modification becomes as dangerous an act for that nation, and as unsettling, as the most total upheaval. If, however, envisaging its constitution only as a way of arriving at the highest possible degree of good fortune and freedom, the nation had set up within its organization itself, with all due precautions and periods of reflection, a means of bringing to bear on its constitution appropriate improvements, then, since it would not at all, in using this means, feel it was failing in a duty or subjecting society to a universal shake-up, the required or desired modification would be effected peacefully.

Any time it is necessary, to attain an end, that law and due process be violated, one has to fear that this effort in itself oversteps the purpose. When, on the contrary, the course is actually set by the constitution, movement becomes orderly. Men, having decided where they want to get, do not rush forward haphazardly and do not, slaves to the very movement they have chosen themselves, overstep the mark.

For stability itself, the possibility of a gradual improvement is a thousand times preferable to the inflexibility of an unchangeable constitution. The more secure the prospect of improvement, the less will malcontents have any purchase. One can defend a constitution as a whole to far better advantage by demonstrating to the people the appropriateness of postponing a change than by turning their having to persist with something they think an abuse into a kind of mystical duty and by opposing their belief with superstitious scruples which forbid scrutiny or render it pointless. At a certain level of social civilization all superstition, running counter to all other ideas, morals, and habits, has only a fleeting influence. Nothing is durable for a nation as soon as it has started to reason, unless it is explained by reasoning and demonstrated by experience.

The axiom of the English barons: we do not wish to change the laws of England, was much more reasonable than if they had said: we cannot. The refusal to change the laws, because one does not wish to change them, is explained either by the excellence of these laws or by the disadvantages of an immediate change. When such a refusal is motivated by impotence, however, it becomes unintelligible. What is the cause of this impotence? What is the reality of the barrier put in our way? Whenever reason is excluded from the question, the question is falsified and one is working against one’s purpose.

There are constitutional principles deriving from the rights of the human race, individual freedom, freedom of opinion, of the laws and the courts. None of the authorities can be deemed competent to change the things which constitute the purpose of any association. Everything else is a matter of legislation. The longest mainstay of British liberty is that the three powers combined have a very extensive authority even over constitutional law.

I know nothing so ridiculous as what we have seen constantly replayed during our Revolution. A constitution is drawn up, we discuss it, enact it, put it to work. A thousand lacunae are noticed, a thousand superfluities perceived, a thousand doubts arise. The constitution is commented on, interpreted like some ancient manuscript one might newly have unearthed. The constitution is not explicit, people say, the constitution says nothing, parts of the constitution are shadowy. Oh, unhappy people! Do you really think a nation can be governed by enigmas and that what was yesterday the object of severe public criticism can transform itself suddenly into an object of silent veneration and foolish adoration?

Organize your various powers well. Give all their being, all their morality, all their private economic decision making, all their honorable hopes an interest in the conservation of your public establishment, and if the various branches involved wish collectively to benefit from experience in order to make, to their reciprocal relations, changes which in no way weigh down the citizens, nor threaten personal security, nor free thought, nor the independence of the judiciary, nor the principles of equality, then leave them their full freedom in this regard.

“We have to learn to perfect the constitution,” said the former Bishop of Autun, in his report on public education, on 10 September 1791. “In swearing to defend it, we have not been able to give up the right to improve it nor the hope thereof.” 8

If your combined authorities abuse the liberty you accord them, your constitution is corrupt, for a good constitution would have given them an interest in not abusing it. 9

But, it will be said, constitutions are not the product of men’s wills. Time makes them. They are brought in gradually and imperceptibly. They are not composed, as has been thought, of new elements, for the combining of which no cement would be solid enough. They are composed of old elements, more or less modified. All deliberately constructed constitutions have collapsed. All constitutions which have existed, or exist still, were not constructed. Why then seek principles for the construction of constitutions?

Without examining the idea supporting this objection, one which we believe in general true enough, we will say that the principle we have established does not apply solely to constitutions to be made, but to all constitutions which have been made. It demonstrates the necessity of freeing them from superfluous details, which prevent their being easily carried out. It proves they must contain within themselves peaceful means of improvement. For the more inflexible they are, the less they are respected.

As to remaining matters, our positive determination not to treat in this work any questions connected with the forms of government forces us to leave several lacunae unfilled and many objections unanswered. There are certain institutions which we consider incompatible with freedom in certain given situations. It is clear that the various constituted authorities in a country cannot legitimately establish these institutions. But to assign this limit to the jurisdiction of the authorities, it would have been necessary to discuss the institutions they must be forbidden to adopt, and this is what we have resolved not to do.

CONSTANT’S NOTES

BOOK VII : On Freedom of Thought

  • Ch. 1. The object of the following three books. 103
  • Ch. 2. On freedom of thought. 103
  • Ch. 3. On the expression of thought. 105
  • Ch. 4. Continuation of the same subject. 112
  • Ch. 5. Continuation of the same subject. 117
  • Ch. 6. Some necessary explication. 123
  • Ch. 7. Final observations. 124

chapter one : The Object of the Following Three Books

In the following three books we are going to deal with freedom of thought and of the press and with legal safeguards.

Political freedom would be a thing of no value if the rights of individuals were not sheltered from all violation. Any country where these rights are not respected is a country subjected to despotism, whatever the nominal organization of government may otherwise be.

Till a few years ago these truths were universally recognized. Lasting errors and a long oppression, under wholly contrary pretexts and quite opposite banners, have thrown all ideas into confusion. Questions one would think worked to death if one judged the case in terms of eighteenth-century writers, will seem never to have been the object of human meditation judging by most of the writers of today.

chapter two : On Freedom of Thought

“The laws,” says Montesquieu, “have responsibility for the punishment of external actions only.” 1 The demonstration of this truth might seem unnecessary. Government has nevertheless often failed to recognize it.

It has sometimes wanted to dominate thought itself. Louis XIV’s dragonnades, 2 the insane laws of Charles II’s implacable Parliament, the fury of our revolutionaries: these had no other purpose.

At other times the government, renouncing this ridiculous ambition, dresses up its renunciation as a voluntary concession and a praiseworthy tolerance. An amusing merit, this granting what you cannot refuse and this tolerating what you do not know about.

As to the absurdity of any attempt by society to control the inner opinions of its members—a few words on the possibility of the idea and on the means available are enough.

There is no such possibility. Nature has given man’s thought an impregnable shelter. She has created for it a sanctuary no power can penetrate.

The means employed are always the same, so much so that in recounting what happened two hundred years ago, we will seem to be saying what happened not long ago under our eyes. And these unchanging means always work against their purpose.

One can deploy against mute public opinion all the resources of an inquisitorial nosiness. One can scrutinize consciences, impose oath after solemn oath, 3 in the hope that he whose conscience was not revolted by an initial act, will be so by a second or a third. One can strike at people’s consciences with boundless severity, surrounding obedience the while with relentless distrust. One can persecute proud and honest men, reluctantly letting off only those of flexible and obliging spirit. One can show oneself equally incapable of respecting resistance and believing in submission. 4 One can set traps for the citizens, invent far-fetched formulae to declare a whole nation refractory, 5 place it outside the protection of the laws when it has done nothing, punish it when it has committed no crimes, deprive it of the very right to silence, 6 and finally pursue men into the sorrows of their final agony and the solemn hour of death. 7

What happens? Honest men are indignant and feeble ones degraded. Everyone suffers and no one is won back. Enforced oaths are an invitation to hypocrisy. They affect only what it is criminal to affect: frankness and integrity. To demand assent is to make it wither. To prop up an opinion with threats invites the courageous to contest it. To offer seductive motives for obedience is to condemn impartiality to resist.

Twenty-eight years after all the abuses of power devised by the Stuarts as a safeguard, they were driven out. A century after the outrages against the Protestants under Louis XVI, the Protestants took part in the overthrow of his family. Scarcely ten years separate us from revolutionary governments which called themselves republican, and by a fatal but natural confusion the very name they profaned cannot be spoken save with horror.

chapter three : On the Expression of Thought

Men have two ways of showing what their thinking is: speech and writing.

There was a time when speech seemed worthy of the total surveillance efforts of government. Indeed, if we consider that speech is the indispensable instrument of all plots, the necessary precursor of almost all crimes, the means of communication for all criminal intentions, we can agree that it would be desirable if we could circumscribe its use, in such a fashion as to make its disadvantages disappear while it retained its usefulness.

Why, then, have all efforts to achieve this very desirable goal been renounced? It is because experience has shown that the measures necessary to achieve this produced ills worse than those one was wishful to remedy. Espionage, corruption, informing, calumnies, abuse of confidence, treason, suspicion between relatives, dissensions between friends, hostility between unconcerned parties, a commerce in domestic infidelities, venality, lying, perjury, despotism: such were the elements constituting government interference with speech. It was felt that this was to pay too dearly for the advantage afforded by surveillance. In addition, we learned that it was to attach importance to what should have none. Keeping a record of imprudence turned it into hostility. Stopping fugitive words in flight was to lead to their being followed by bold actions, and it was better, while coming down hard on the deeds which speech might perhaps have led to, to let that which had no results at all just evaporate. Consequently, except in some very rare circumstances—some obviously disastrous eras or very touchy governments which do not disguise their tyranny at all—society has introduced a distinction which renders its jurisdiction over the word softer and more legitimate. The declaration of an opinion can in a special case produce an effect so infallible that such an opinion must be regarded as an action. Then, if the action is culpable, the utterance must be punished. But it is the same with writings. Writings, like speech, like the most simple movements, can be part of an action. They must be judged as part of that action if it is criminal. But if they do not constitute part of any action, they must, like speech, enjoy complete freedom.

This answers both those men who in our times singled out certain wise heads and prescribed the need to cut them off, justifying themselves by saying that, after all, they were only expressing their opinions; and those others who want to take advantage of this delirium in order to subject all expressions of opinion to the jurisdiction of government.

If you once grant the need to repress the expression of opinion, either the State will have to act judicially or the government will have to arrogate to itself police powers which free it from recourse to judicial means. In the first case the laws will be eluded. Nothing is easier than presenting an opinion in such variegated guises that a precisely defined law cannot touch it. In the second case, by authorizing the government to deal ruthlessly with whatever opinions there may be, you are giving it the right to interpret thought, to make inductions, in a nutshell to reason and to put its reasoning in the place of the facts which ought to be the sole basis for government counteraction. This is to establish despotism with a free hand. Which opinion cannot draw down a punishment on its author? You give the government a free hand for evildoing, provided that it is careful to engage in evil thinking. You will never escape from this circle. The men to whom you entrust the right to judge opinions are quite as susceptible as others to being misled or corrupted, and the arbitrary power which you will have invested in them can be used against the most necessary truths as well as the most fatal errors.

When one considers only one side of moral and political questions, it is easy to draw a terrible picture of the abuse of our rights. But when one looks at these questions from an overall point of view, the picture of the ills which government power occasions by limiting these rights seems to me no less frightening.

What, indeed, is the outcome of all attacks made on freedom of the pen? They embitter against the government all those writers possessed of that spirit of independence inseparable from talent, who are forced to have recourse to indirect and perfidious allusions. They necessitate the circulation of clandestine and therefore all the more dangerous texts. They feed the public greed for anecdotes, personal remarks, and seditious principles. They give calumny the appearance, always an interesting one, of courage. In sum, they attach far too much importance to the works about to be proscribed.

In the absence of government intervention, published sedition, immorality, and calumny would scarcely make more impact at the end of a given period of complete freedom than spoken or handwritten calumny, immorality, or sedition.

One reflection has always occurred to me. Let us suppose a society before the invention of language, making up for this swift and easy means of communication with other less easy and slower ones. The discovery of language would have produced in this society a sudden explosion. Gigantic importance would surely have been attached to sounds which were still new and lots of cautious and wise minds might well have mourned the era of peaceful and total silence. This importance, however, would gradually have faded. Speech would have become a medium limited in its effects. A salutary suspiciousness, born of experience, would have preserved listeners from unthinking enthusiasm. Finally everything would be back in order, with this difference: now social communication and consequently the perfectioning of all the arts and the correcting of all ideas would have gained an extra medium.

It will be the same with the press wherever just and moderate government does not set about struggling with it. The English government was not at all unnerved by the famous letters of Junius. 8 It knew how to resist the double force of eloquence and talent. In Prussia, during the most brilliant reign, to add luster to that monarchy, press freedom was unlimited. Frederick II in forty-six years never once directed his authority against any writer or writing. This in no way upset the peace of his reign, though it was shaken by terrible wars and he was embattled with the whole of Europe. Freedom spreads calm in the souls and reason in the minds of the men who enjoy this inestimable good, free from anxiety. What proves this is that when Frederick II’s successor adopted the opposite course, a general unrest made itself felt. Writers got into conflict with the government, which also found itself abandoned by the courts. If the clouds which rose all around this horizon, formerly so peaceful, did not culminate in a storm, this is because the very restrictions that Frederick William tried to impose on the expression of thought were influenced by the wisdom of the great Frederick. The new king was held in check by the memory of his uncle, whose magnanimous shadow seemed still to watch over Prussia. His edicts were drafted more in a style of apology than menace. He gave homage to freedom of thought in the preamble to the very edicts aiming to repress it, 9 and measures which were in principle abuses of power were softened in execution by a tacit moderation and by the tradition of freedom.

Anyway, government has the same means of defending itself as its enemies have for attacking it. It can enlighten public opinion or even seduce it, and there is no reason to fear that it will ever lack adroit and skillful men who will devote their zeal and talent to it. The government’s supporters ask nothing better than to make themselves out to be courageous and to represent government apologias as difficult and dangerous. In support of their claims they choose the example of the French government, overthrown, they say, in 1789, because of freedom of the press. 10 In fact it was not freedom of the press which overthrew the French monarchy. Press freedom did not create the financial disorder which was the real cause of the Revolution. On the contrary, if there had been freedom of the press under Louis XIV and Louis XV, the insane wars of the first and the costly corruption of the second would not have drained the State dry. The glare of publicity would have restrained the first of these kings in his ventures, the second in his vices. They would not have left the unfortunate Louis XVI with a realm which it was impossible to save. It was not press freedom which inflamed popular indignation against illegal detentions and lettres de cachet. 11 It was on the contrary popular indignation which, to counter governmental oppression, grasped not press freedom but the dangerous resort to satire, something which all the precautionary measures of the police never manage to take away from the enslaved people. If there had been freedom of the press, on the one hand there would have been fewer illegal detentions, and on the other, people would not have been able to exaggerate them. The imagination would not have been struck by suppositions whose plausibility was heightened by the very mystery surrounding them. Finally, it was not press freedom which brought about all the infamies and lunacy of a revolution all of whose ills I acknowledge. It was the long deprivation of press freedom which had made the common people of France credulous, anxious, and ignorant and thereby often savage. It is because for centuries we had not dared to demand the rights of the people that the people did not know what meaning to attach to these words suddenly pronounced in the middle of the storm. In everything people see as freedom’s excesses I recognize only the instruction servitude gives.

Governments do not know the harm they do themselves in reserving to themselves the exclusive privilege of speaking and writing on their own acts. People believe nothing affirmed by a government which does not permit one to reply to it and everything said against a government which does not tolerate scrutiny.

It is these detailed and tyrannical measures against writings, as though they were hostile phalanxes, these measures which, attributing to them an imaginary influence, enlarge their real influence. When men see whole codes of prohibitive law along with hosts of interrogators, they must think attacks repulsed in this way very formidable. Since so much trouble is being taken to keep certain writings away from us, they must say to themselves, the impression they would have on us must probably be a very profound one. They probably contain compelling facts.

The dangers of freedom of the press are certainly not prevented by government means. The government does not succeed in its ostensible aim. The end it does achieve is to curb the thinking of all timid or scrupulous citizens, to deny all access to the complaints of the oppressed, to let abuses become deep-rooted, without any representation being made, to surround itself with ignorance and darkness, to sanctify despotism in its lowest agents, against whom people dare publish nothing, to drive back into men’s inner thoughts bitterness, vengeance, resentment, to impose silence on reason, justice, and truth, without its being able to require the same silence from the audacity and exaggeration which defy its laws.

These truths would be incontestable even in the event that we agreed about all the disadvantages attributed to press freedom. How will matters stand if a deeper analysis leads us to deny these drawbacks and if it is shown that the calamities with which freedom of the press is reproached have for the most part been the result only of its enslavement?

Ordinarily, at the very moment when a dominant faction exercises the most scandalous despotism over the press, it directs this instrument against its opponents and, when by its own excesses this faction has brought about its fall, the inheritors of its power argue against press freedom, citing the ills occasioned by mercenary writers and authorized spies. This leads me to a consideration which seems to me to weigh very heavily in the question.

In a country still vigorously contested by various groups, when one of these manages to restrain press freedom, it has much more unlimited and formidable power than ordinary despotisms. Despotic governments do not allow freedom of the press; everybody, however, governors and governed, keeps equally quiet. Public opinion is silent; but it remains what it is. Nothing leads it astray or causes it to deviate. But in a country where the reigning faction has seized the press, its writers argue, invent, and calumniate in one direction the way one could do it in all if there were freedom to write. They discuss as though it were a question of convincing. They lose their temper as if there were an opposition. They insult people as if there were a right of reply. Their absurd calumnies precede barbarous persecutions. Their ferocious jests are a prelude to illegal condemnations. The public, far removed, takes this parody of freedom for freedom itself. It draws its opinions from their mendacious, scurrilous satires. It is persuaded by their show of attack that the victims are resisting, just as from afar the war dances of savages might make one believe they are fighting against the unfortunates they are about to devour.

In the large-scale polities of modern times, freedom of the press, being the sole means of publicity, is by that very fact, whatever the type of government, the unique safeguard of our rights. Collatinus could expose Lucretia’s body in the public square in Rome and everybody was apprised of the outrage done to him. 12 The plebeian debtor could show his indignant fellow citizens the wounds inflicted on him by the greedy patrician, his usurious creditor. In our era, however, the vastness of states is an obstacle to this kind of protest. Limited injustices always remain unknown to almost all the inhabitants in our huge countries. If the ephemeral governments which have tyrannized France have drawn on themselves public detestation, this is less because of what they have done than because of what they have owned up to. They bragged about their injustices. They publicized them in their newspapers. More prudent governments would act silently, and the public outlook, which would be disturbed only by dull rumors, intermittent and unconfirmed, would remain uncertain, undecided, and fluctuating. No doubt, as we have already remarked, the repercussive explosion would be only the more terrible, but this would be one ill replacing another.

All defenses—civil, political, or judicial—become illusory without freedom of the press. The independence of the courts can be violated in scornful mockery of the best-drafted constitution. If open publication is not guaranteed, this violation will not be checked, since it will remain covered by a veil. The courts themselves can prevaricate in their judgments and overthrow due process. The only safeguard of due process is, once again, open publication. Innocence can be put in irons. If open publication does not warn the citizens of the danger hovering over all their heads, the dungeons, abetted by the universal silence, will retain their victims indefinitely. Persecution can be for opinions, beliefs, or doubts, and when no one has the right to call public attention to himself, the protection promised by the laws is only a chimera, another danger. In countries where there are representative assemblies, national representation can be enslaved, mutilated, and calumniated. If printing is only an instrument in the hands of the government, the whole country will resound with its calumnies, without truth finding a single voice raised in its favor. In sum, press freedom, even if it were accompanied by no legal consequence, would still have an advantage in a number of cases, such as when senior members of government are ignorant of the outrages being committed, or in others when they may find it convenient to feign such ignorance. Press freedom meets these two difficulties. It enlightens government and prevents it deliberately closing its eyes. Forced to learn of the facts which happen unbeknown to it and to admit it knows of them, it will less often dare to legitimate the abuses it finds convenient to permit, seemingly in ignorance of them.

All the thoughts just presented to the reader apply only to the relations of government to the publicizing of opinion. Individuals whom this publicity offends, either in their interests or their honor, always retain the right to demand reparation. Every man has the right to invoke the law in order to repulse the ill done to him, whatever weapons it employs. Individual campaigns against calumny have none of the disadvantages of government intervention. No one has an interest in claiming he has been attacked nor in having recourse to strained interpretations in order to aggravate the charges directed against him. Trial by jury would moreover be a guarantee against these abuses in interpretation.

chapter four : Continuation of the Same Subject

In the previous chapter we dealt with press freedom only in a rather administrative way. More important considerations, however, in connection with politics and morality, demand our attention.

Today, to restrain the freedom of the press is to restrain the human race’s intellectual freedom. The press is an instrument such freedom can no longer do without. Printing has been made the sole means of publicizing things, the only mode of communication between nations as much as between individuals, by the nature and extent of our modern societies and by the abolition of all the popular and disorderly ways of doing this. The question of press freedom is therefore the general one about the development of the human mind. It is from this point of view that it must be envisaged.

In countries where the populace does not participate in government in an active way, that is, everywhere there is no national representation, freely elected and invested with significant prerogatives, freedom of the press in some degree replaces political rights. The educated part of the nation interests itself in the administration of affairs, when it can express its opinion, if not directly on each particular issue, at least on the general principles of government. When, however, a country has neither press freedom nor political rights, the people turn away from public affairs. All communication between governors and governed is broken. For a while, the government and its supporters can regard that as an advantage. The government does not encounter obstacles. Nothing impedes it. It acts freely, but this is simply because it is the only living thing and the nation is dead. Public opinion is the very life of States. When public opinion is not renewed, States waste away and fall into dissolution. There were institutions in the past in all the countries of Europe, which, though involved in many abuses, nevertheless, by giving certain classes privileges to defend and rights to exercise, fostered in them a level of activity which saved them from discouragement or apathy. It is to this cause that we must attribute the energy certain individuals possessed until the sixteenth century, an energy of which we no longer find any trace. These institutions have been destroyed everywhere or been modified to such an extent that they have lost their influence almost entirely. But around the very same time they collapsed, the discovery of printing furnished men with a new means of discussion, a new motor of intellectual movement. This discovery and the freedom of thought which resulted from it have over the last three centuries been favored by certain governments, tolerated by others, while yet others have smothered them. Now, we are not afraid to say that the nations in which this intellectual activity has been encouraged or allowed are the only ones which have conserved force and life, and those whose leaderships have imposed silence on all free opinion have gradually lost all character and energy. The French under the monarchy were not completely deprived of political rights until after Richelieu. I have already said that defective institutions which nevertheless endow the powerful classes with certain privileges they are ceaselessly busy in defending have, in their favor, amid their many disadvantages, the fact that they do not leave the whole nation to degradation and debasement. The beginning of the reign of Louis XIV was still disrupted by the war of the Fronde, a puerile war in truth, but one which was the residuum of a spirit of resistance, habituated to action and continuing to act almost without purpose. Despotism grew greatly toward the end of this reign. The opposition still maintained itself, however, taking refuge in religious quarrels, sometimes Calvinists against Catholicism, sometimes between Catholics themselves. The death of Louis XIV was the period when government was relaxed. Freedom of opinion gained ground each day. I do not at all want to say that this freedom was exercised in the most decent and useful way. I mean only that it was exercised and that in this sense one could not put the French, in any period up until the overthrow of the monarchy, among those peoples condemned to complete servitude and moral lethargy.

This march of the human spirit finished, I agree, with a terrible revolution. I am more willing than anyone to deplore the evils of this revolution. I think I have shown elsewhere that it had many other causes than the independence and the airing of thought. Without coming back to this matter here, however, I will say that those who in their bitterness blame freedom of the press have probably not thought of the effects the complete destruction of that freedom would have produced. People can see very well in every instance the evils which took place, and they believe they can see the immediate causes of these evils. They do not notice as clearly, however, what would have resulted from a different chain of circumstances. If Louis XIV’s successor had been a tetchy prince, despotic and skillful enough to oppress the people without making them rebel, France would have fallen into the same apathy as neighboring monarchies, formerly no less formidable and populous. But the French have always maintained an interest in public affairs, because they have always had, if not the legal, at least the practical right to be interested in them. In recent years the temporary humbling of France during the Seven Years War and during the years just prior to the Revolution has been much exaggerated. 13 But it would be easy to show that this decline, for which the philosophers are stupidly blamed, resulted from bad government, from bad appointments made, to my mind, not by philosophers but by mistresses and courtiers. This decline did not stem from a lack of energy in the nation. France proved this when she had Europe to battle with.

Spain, four hundred years ago, was more powerful and populous than France. This realm, before the abolition of the Cortes, had thirty million inhabitants. Today it has nine. Its ships plied all the oceans and commanded all the colonies. Its fleet is now weaker than those of the English, the French, and the Dutch. Yet the Spanish character is energetic, brave, and enterprising. Whence comes then the striking difference between the fortunes of Spain and France? From the fact that when political liberty had vanished in Spain, nothing came to offer the intellectual and moral activity of its inhabitants a new lease of life. Probably people will say Spain’s decadence is due to the faults of its government, to the Inquisition which controls it, and to a thousand other immediate causes. All these causes, however, relate to the same root. If thought had been free in Spain, the government would have been better, because it would have been enlightened by the intelligence of various individuals. As for the Inquisition, everywhere you have freedom of the press, the Inquisition cannot happen, and everywhere there is no press freedom, there will always be creeping around, in one shape or another, something very like the Inquisition.

Germany furnishes us with a very similar and even more striking comparison, in view of the disproportion between the two objects compared. One of the two great monarchies which share that country was formerly a colossus of power. She grows weaker each day. Her finances are deteriorating and her military strength leaking away. Her internal activities are powerless against the decay which undermines her. Her foreign activities are ill-coordinated and her setbacks inexplicable. For all that, her cabinet has often been presented by the political writers as a model of ongoing prudence and secrecy. There is in that realm, however, neither political freedom nor intellectual independence. Not only is the press there subjected to severe restrictions, but the introduction of any foreign book is strictly prohibited. The nation, separated from the government as by a thick night, takes only a feeble part in its proceedings. It is not within the government’s power to have the people slumber or bestir itself according to government convenience or passing fantasy. Life is not something you can by turns take away and give back.

It is so true that we must attribute the misfortunes of the monarchy I am talking about to this defect in its domestic life, that the region which has always furnished the best troops and most zealous defenders is a country which, formerly free, has retained its sense of loss, its memories, and a certain show of freedom. The heredity of the throne was not recognized in Hungary until the Assembly of 1687, amid the most bloody executions. The energy of the Hungarians has been sustained under the Austrian government only because that government has not borne down on them for more than a century and a bit. Note that this country is at the same time the most malcontent part of the monarchy. Malcontent subjects are still worth more to their masters than subjects lacking zeal because they lack interests. 14

Prussia, on the contrary, where public opinion has never been completely smothered and where this opinion has enjoyed the greatest freedom since Frederick II, has successfully struggled against many disadvantages, all the less easy to surmount because they were inherent in her situation and local circumstances. Until about the beginning of the last century, the era of her elevation to the status of monarchy, Prussia showed the effects of the upheaval that the Reformation wrought in all German thinking. The Electors of Brandenburg had always stood out among the chiefs of the league formed to support freedom of religion, and their subjects had joined them in word and deed in that great and noble enterprise. The warlike reign of Frederick William had not weakened that outlook when Frederick II replaced him. He left thought the widest possible latitude, permitting the examination of all political and religious questions. His very dislike of German literature, of which he knew little, was itself very favorable to the complete freedom of German writers. The greatest service government can do to knowledge is not to bother with it. Laisser faire is all you need to bring commerce to the highest point of prosperity; letting people write is all you need for the human mind to achieve the highest degree of activity, cogency, and accuracy. Frederick’s conduct here was such that his subjects identified themselves with him in all his undertakings. Although there was in Prussia no political liberty, no cast-iron safeguards, a public spirit took shape, and it was with this spirit, as much as with his troops, that Frederick repulsed the European coalition against him. During the Seven Years War he experienced frequent reverses. His capital was taken and his armies dispersed; but there was some kind of moral elasticity which communicated itself from him to his people and from his people to him. The Prussians had something to lose by the death of their king, for they would have forfeited their freedom of thought and of the press and that indefinable but real share that the exercise of these two faculties gave them in his undertakings and administration. They lent him their best wishes; they had a good reaction on his army; they gave him the support of a kind of climate of opinion, a public-spiritedness, which sustained him and doubled his strength. I do not in writing these lines seek to conceal the fact that there is a class of men who will see in them only a cause for derision and mockery. Whatever the cost, these men want there to be nothing moral or intellectual in the government of the human race. They set such faculties as they have to proving the futility and impotence of these faculties. I will ask them, however, to reply to the examples I have cited and tell us why, of the four remaining monarchies, the two strongest formerly, having smothered all intellectual activity and development in their subjects, have gradually fallen into an ever growing weakness and lethargy, and why the other two, of which the first has tolerated, mostly despite itself, the existence and force of public opinion and the second favored it, have raised themselves to a high degree of prosperity and power. I repeat that arguments based on the faults and inconsistencies of the governments in these two first monarchies would not be admissible. This is because they would have committed fewer faults if freedom had surrounded them with more enlightenment, or if, even when they had committed these faults, their nations had conserved some energy just by exercising disapproval, however impotent. Then their nations, like the French nation, would have been ready to revive at the first signal.

I did not want to base my case on the English example, though it would have been much more favorable to it. However one judges England, it will, I think, be agreed that she has a stronger and more active national spirit than any other people in Europe. But one could rightly have attributed England’s energy to her political constitution, and I wanted to show the advantages of press freedom independently of any constitution.

Had I wished to multiply the evidence, I could have spoken again about China. The government of that country has contrived to dominate thought and transform it wholly into a tool. Sciences there are cultivated only by its orders, under its management and authority. No one dares to cut out a new path for himself nor to deviate in any way from prescribed opinion. The result is that China has been persistently conquered by strangers less numerous than the Chinese. To arrest the development of people’s minds it has been necessary to break in them the energy which would have served them in standing up for themselves and their government.

“The leaders of ignorant peoples have always finished,” says Bentham, “by being victims of their narrow and cowardly policies. Those nations grown old in infancy under tutors who prolong their imbecility in order to govern them the more easily, have always offered the first aggressor an easy prey.” 15

chapter five : Continuation of the Same Subject

If you apply this experience of the last three centuries of history to the present state of human intellection, you will readily be convinced that the annihilation of press freedom, that is to say, of intellectual progress, would have results today even more fatal than those we have recounted. The monarchies whose progressive withering and retrograde movement we have described, deprived of the free use of printing from its inception, felt this deprivation only in a dull, slow, imperceptible way. A people deprived of freedom of the press after having enjoyed it, would experience the initial pain of this loss more sharply, followed by a more rapid degradation. The thing which debases men is not lacking a right but having to give it up. Condillac says there are two sorts of barbarism, the one which goes before enlightened centuries and the one which succeeds them. 16 In the same way one can say there are two kinds of servitude, the one preceding liberty and the one replacing it. The first is a desirable state of affairs compared to the second. But the choice of these is not left to governments, because they cannot annihilate the past.

Imagine an enlightened nation, enriched by the works of a number of studious generations, possessing masterpieces of all types, having made immense scientific and artistic progress, and having got to this point by the only way that can lead there, the enjoyment, assured or precarious, of freedom of publication. If the government of that nation put such constraints on that freedom that it became every day harder to elude them, if it did not allow the exercise of thought except in a predetermined direction, the nation could survive for a while on its former capital, so to speak, on its acquired intelligence, on habits of thinking and doing picked up earlier; but nothing in the world of thought would renew itself. The reproductive principle would have dried up. For some years vanity might stand in for the love of learning. Sophists, remembering what glamour and esteem literary works used once to bestow, would give themselves over to works of ostensibly the same genre. Their writings would combat any good effects which other writings might have had, and as long as there remained any trace of liberal principles, there would be in such a people’s literature some kind of movement, a sort of struggle against these ideas and principles. This very movement, however, this struggle, would be an inheritance of a now-destroyed liberty. To the extent that the last vestiges, the last traditions, could be dispelled, there would be less acclaim and less advantage in continuing these more and more superfluous attacks. When all had been dispelled, the battle would finish, because the combatants would no longer perceive even the shadow of their foes. Conquerors and conquered would alike keep silence. Who knows if the government might not reckon it worth imposing this? It would not want anyone to reawaken extinguished memories, or stir up abandoned ideas. It would come down hard on overzealous acolytes as it used to on its enemies. It would forbid even writings taking its own line, on the interests of humanity, as some pious government once forbade talk of God, for good or ill. Thus a career in real thinking would be definitively closed to the human spirit. The educated generation would gradually disappear. The next generation, seeing no advantage in intellectual occupations, or indeed dangers therein, would break off from them for good. You will say, in vain, that the human spirit could still occupy itself with lighter literature, that it could enter the service of the exact or natural sciences, or devote itself to the arts. When nature created man, she did not consult government. Her design was that all our faculties should be in intimate liaison and that none should be subject to limitation without the others feeling the effect. Independent thinking is as vital, even to lighter literature, science, and the arts, as air is to physical life. One could as well make men work under a pneumatic pump, saying that they do not have to breathe, but must move their arms and legs, as hold intellectual activity to a given object, preventing it from preoccupying itself with important subjects which give it its energy because they remind it of its dignity. Writers strangled in this way start off with panegyrics; but they become bit by bit incapable even of praise and literature finishes up losing itself in anagrams and acrostics. Scholars are no more than the trustees of ancient discoveries which deteriorate and degrade in manacled hands. The source of talent dries up among artists along with the hope of glory which is sustained only by freedom. By a mysterious but incontestable relationship between things from which one thought oneself capable of isolating oneself, 17 they no longer have the ability to represent the human figure nobly when the human spirit is degraded. 18

Nor would this be the end of the story. Soon commerce, the professions, and the most vital crafts would feel the effects of the death of thought. It should not be thought that commerce on its own is a sufficient motive for activity. People often exaggerate the influence of personal interest. Personal interest itself needs the existence of public opinion in order to act. The man whose opinion languishes, stifled, is not for long excited even by his interests. A sort of stupor seizes him; and just as paralysis extends itself from one part of the body to another, so it extends itself from one faculty to another.

Interest cut off from reflection is limited in its needs and easy to content in its pleasures, working just as much as is needed for the moment, preparing nothing for the future. Look at Spain, whose example we cited above. Thus it is that governments which wish to kill men’s opinions and believe they are encouraging interests find to their great regret that this clumsy twin policy has killed them both. No doubt there is an interest which is not snuffed out under despotism; but it is not one which leads man to work. It is the one leading him to beg and plunder, to enrich himself by the favors of power and the spoils drawn from weakness. This interest has nothing in common with the motive necessary for the working classes. It makes the whereabouts of despots a very busy place; but it cannot serve as a spur either to the efforts of industry nor the speculations of commerce. We have shown by the example of Frederick II how intellectual independence influenced even military success. One does not notice at first glance the link between a nation’s public spirit and the discipline or valor of an army which fights away from home and often comprises foreign elements. This link, however, is constant and necessary. People like to think of soldiers today as docile instruments, whom it suffices to know how to handle skillfully. This is all too true in certain respects. It is also necessary, however, that soldiers are aware of a certain public opinion behind them. It moves them almost without their knowing. It is like that music to whose sound these same soldiers advance on the enemy. None pays it a consistent attention, and yet all are moved, encouraged, and carried along by it. If it stopped making itself heard, they would all slacken off imperceptibly. Only barbarian hordes can march ardently into battle unsustained by the public opinion of a nation of their compatriots, whose cause they defend and who share in their success. But this is because the barbarian hordes are driven by the hope of plunder and the desire to make new settlements in the country they are seizing. This hope and desire take the place for them of public opinion, or rather they constitute a real opinion.

“The conquest of the Gauls,” remarks Filangieri, “cost Caesar ten years of exhaustion, victories, and negotiations, and Clovis, so to speak, only a day.” 19 Yet the Gauls who resisted Caesar were surely less disciplined than those who fought against Clovis and had been trained in Roman military tactics. Clovis, at fifteen or sixteen, was certainly not a greater general than Caesar. But Caesar had to subdue a people who took a great part in the administration of their domestic affairs, Clovis one which had been enslaved for five centuries. We have already said, at the start of this chapter, that among modern nations, freedom of the press takes the place in some respects of direct participation in the administration of affairs.

There are two circumstances, I agree, which can briefly stand in for public opinion among civilized nations in the matter of military success. The first is when a great general inspires his soldiers with a personal enthusiasm. The second is when public opinion having been strong for a long time, the army has retained the momentum that opinion once gave it. In this case it is public opinion which has fled the nation and found refuge in the army. It is very easy to grasp that this spirit, which lives only in action and the attachment of interests, should grow dim first in the peaceful and inactive part of the nation, when the government takes away all its nourishment, and that it should flourish longer in the active and warlike part. Of these two circumstances, however, one is accidental and the other ephemeral, and both are artificial substitutes for the only real and durable cause. All man’s faculties go together. Industry and the military arts are perfected by scientific discovery. The sciences gain in their turn from the perfectioning of the military arts and industry. Learning has applications to everything. It spurs on progress in industry, all the arts and sciences, and then, in analyzing all this progress, it extends its own horizon. Finally, morality is purified and corrected by such learning. If the government undermines free expression of thought, morality will be the less sound for it, 20 factual knowledge less accurate, the sciences less active in their development, the art of war less advanced, and industry less enriched by discoveries.

Human existence, attacked in its noblest parts, soon feels the poison extending to its most distant ones. You think you have limited it only in respect of some superfluous liberty or denied it only some worthless ceremony. In fact your poisoned weapon has struck it to the heart.

The process we are recounting here is not theory: it is history. It is the history of the Greek empire, that empire which was the heir to that of Rome, invested with much of its strength and all its intellectual achievement, that empire where despotism took root, with all the advantages most favorable to its power and perpetuation, and which perished and fell solely for the reason that all despotic empires must perish and fall.

People often tell us, I know, of an alleged circle which the human spirit describes and which, they say, brings back—by an inevitable determinism—ignorance after enlightenment, barbarism after civilization. 21 Unfortunately for this thesis, however, despotism has always slipped in between these stages in a way making it difficult not to define it as itself counting for something in the cycle. The real cause of these alternations in the history of nations is that man’s intelligence cannot stand still. If you do not stop it, it advances. If you stop it, it retreats, because it cannot stay at the same point. Thought is the basis of everything. If you discourage it from self-examination, it will not exercise itself on any other object, except apathetically. One could say that, indignant at seeing itself driven from its proper sphere, it wants to take vengeance, in the form of a noble suicide, for the humiliation which has been inflicted on it. All the efforts of government will not restore it to life. The false, intermittent movement it receives resembles only the convulsions which an art—more frightening than effective—stimulates in corpses, without reanimating them. And if the government wished to make up for the natural activity of muzzled public opinion with its own actions, just as in besieged places they make the horses they keep locked up there paw the ground between the columns, it would be taking on a difficult task. To begin with, a wholly artificial bustle is costly to maintain, indeed can be maintained only by extraordinary things. When each person is free, he interests or amuses himself with what he is doing, saying, or writing. But when most of the nation is reduced to the role of forcibly silenced spectators, to make these dumb spectators applaud, or even just watch, the managers of the show have constantly to reawaken their curiosity with theatrical spectacles or changes of scene. Now, it is probably an advantage for a government to be adept at laying on grand events when the general good demands it. But it is an incalculable nuisance to the governed that the government simply has to put on so-called grand events when the general good does not demand this. Moreover, this artificial activity does not fulfill its purpose for very long. The governed soon stop listening to a long monologue they are never allowed to interrupt. The nation gets tired of a pointless display whose costs and risks are all it supports, but whose purposes and management are alien to it. The interest in public affairs is concentrated on the government and its creatures. A moral barrier stands between the bustling of government and the lasting inaction of the people. The former tries in vain to communicate to the latter its concern, and the most dazzling undertakings and the most solemn celebrations of these are only so many funeral ceremonies, with dances on the tombs. All positions are occupied by ciphers, and consent is deprived of all spontaneity. Things keep going, but by command and threat. Everything is more expensive because men insist on payment for being reduced to the level of mere machines. Money has to take over the functions of opinion, imitation, and honor. Everything is harder, because nothing is voluntary. The government is obeyed rather than supported. At the least interruption all the cogs stop operating. It is like a game of chess. The hand of power controls it. No pieces resist. But if the hand were to stop for an instant, all the pieces would remain immobile. Finally, movement weakens in government itself. A nation’s lethargy, where there is no public opinion, communicates itself to its government, whatever the latter does. Having been unable to keep the nation awake, the government finishes by falling asleep with it. Thus everything falls silent, subsides, degenerates, and is degraded in a nation which no longer has the right to make public its thoughts, and sooner or later, such a realm presents the spectacle of those plains of Egypt, where we see an immense pyramid pressing down on the arid dust, reigning over the silent wastes. It was a beautiful conceit of nature to place man’s recompense outside himself, to have lighted in his heart this indefinable flame of glory, which, nourishing itself on noble hopes, the source of all great actions, our protection against all the vices, the link between all the generations and between man and the universe, repulses gross pleasures and disdains sordid desires. Bad luck to him who extinguishes that sacred flame. He plays the part in this world of the principle of evil, his iron hand bends our brow to the earth, when heaven made us to walk head held high and to contemplate the stars.

chapter six : Some Necessary Explication

In saying that freedom of the press in some degree replaces political rights, I did not mean it replaces them perfectly. As it is never other than precarious, where these rights do not exist, it does not do all the good it could do, and the good it does do is mingled with many ills. This is what happened in France at the end of the eighteenth century. But in this as in all such cases, it is not liberty we should blame but the absence of judicial guarantee. It is not necessary to remove the former but to ensure the latter. Freedom of the press can be appropriately restricted only where political freedom exists. Elsewhere, men of enlightenment have to pit themselves against all limits, because despotism cannot put limits on anything appropriately.

chapter seven : Final Observations

To stop people declaring their thoughts is to close to talent its finest career. But nature will not be stopped from giving birth to men of talent and their active side will, indeed, have to be exercised. What will happen? They will split into two classes. Some, true to the purpose they were born for, will attack your government. Others will run headlong into egotism and devote their superior talents to accumulating all the means of pleasure, the sole compensation left to them. Thus the government, in its marvelous goings-on, will have divided men of talent into two parts, one seditious and the other rascally. It will probably punish them, but for its own crime. If their legitimate ambition had found the field free for their hopes and honorable efforts, the former would still be peaceful and the latter still virtuous. They did not seek out a reprehensible route until they had been driven back from the natural ones, which they had a right to follow. I say they had a right to do this because celebrity, renown, and glory are the human race’s patrimony. It does not belong to a few men to rob their equals of them. It is not permitted to them to make life wither by depriving it of what gives it its brilliance.

CONSTANT’S NOTES

BOOK VIII : On Religious Freedom

  • Ch. 1. Why religion was so often attacked by the men of the Enlightenment. 131
  • Ch. 2. On civil intolerance. 135
  • Ch. 3. On the proliferation of sects. 137
  • Ch. 4. On the maintenance of religion by government against the spirit of inquiry. 139
  • Ch. 5. On the reestablishment of religion by government. 140
  • Ch. 6. On the axiom that the people must have a religion. 141
  • Ch. 7. On the utilitarian case for religion. 142
  • Ch. 8. Another effect of the axiom that the people must have a religion. 143
  • Ch. 9. On tolerance when government gets involved. 144
  • Ch. 10. On the persecution of a religious belief. 144

chapter one : Why Religion Was So Often Attacked by the Men of the Enlightenment

In examining the proper role of the government with regard to religion, we are not at all questioning the benefits deriving from religious ideas. The more one loves freedom, the more one cherishes moral ideas, the more high-mindedness, courage, and independence are needed, the more it is necessary to have some respite from men, to take refuge in belief in a God.

If religion had always been perfectly free, it would never, in my view, have been other than an object of respect and love. One could hardly conceive the bizarre fanaticism rendering religion in itself an object of hatred or animosity. This recourse of an unhappy being to a just one, of a weak to a good one, should excite, it seems to me, even among those who consider it chimerical, only interest and sympathy. He who regards all religious hopes as erroneous ought to be more profoundly moved than anyone else by this universal chorus of suffering humanity, these requests of the grieving, cast from all corners of the earth at a stony heaven, to wait unanswered, or by the soothing illusion which takes for an answer the confused sound of so many repeated prayers far away on the wind.

The causes of our pains are numerous. Government can banish us and lies calumniate us. We can be wounded by the bonds of a totally false society. A merciless nature punishes us in what we most cherish. The somber and solemn period of old age moves toward us, when things grow dark and seem to retreat, and a kind of coldness and lifelessness spreads on everything around us.

Faced with so much sorrow, we search everywhere for consolations and all our lasting ones are religious. When the world abandons us, we form some kind of alliance beyond it. When men persecute us, we create for ourselves some refuge beyond them. When we see our most cherished chimeras—justice, freedom, and native land—vanish, we flatter ourselves that there exists somewhere a being who will be grateful that we were true, despite our times, to justice, freedom, and fatherland. When we grieve something we love, we throw a bridge across the abyss, and in our thoughts we cross it. Finally, when life escapes us, we wing our way toward another one. Thus, it is the very essence of religion to be a faithful companion, the ingenious and tireless friend of unhappy souls.

Nor is this all. The consoler of those in misfortune, religion is at the same time the most natural of all our emotions. All our physical sensations, all our moral feelings, make it live again in our hearts, without our knowing. Everything which seems boundless to us, which produces in us the idea of immensity, the sight of the sky, the silence of the night, the vast stretches of ocean, everything which leads us to pity or enthusiasm, awareness of a virtuous action, a generous sacrifice, a danger bravely faced, the grief of another given succor and relief, everything which raises in the depths of our souls the primal elements of our nature, the contempt for vice, the hatred of tyranny, nourishes our religious sentiment.

This feeling relates closely to all noble, delicate, and profound passions. Like all of them it has something mysterious about it. For common reasoning cannot explain any of these passions in a satisfactory manner. Love, that exclusive preference for an object we had been able to manage without for a long time and which so many others resemble, the need for glory, that thirst for a fame which must outlast us, the enjoyment we find in devotion, an enjoyment contrary to the habitual instinct of our egotism, melancholy, that sadness without cause, in the depths of which there is a pleasure we could not begin to analyze, a thousand other sensations we cannot describe, which fill us with vague impressions and confused emotions: these are inexplicable in terms of rigorous reasoning. They all have some affinity with religious feeling. All these things aid the development of morality. They make man break out of the narrow circle of his interests, they give the soul that flexibility, that delicacy, that exaltation smothered by habituation to life in the community and the calculations it necessitates.

Love is the most mixed of these intense emotions, because its purpose is a specific pleasure, this purpose being close to us, and ending up in egoism. Religious feeling, for the opposite reason, is the purest of all emotions. It does not flee with youth. It strengthens sometimes in old age, as if heaven had given it to us to console us in the most deprived period of our lives.

A man of genius said that the sight of the Apollo Belvedere or a picture by Raphael uplifted him. 1 Indeed, there is in the contemplation of beauty of all kinds something which detaches us from ourselves by making us feel that perfection is of greater worth than we, and which by means of this belief, inspiring in us a brief selflessness, awakens within us the power of sacrifice, which power is the mother of all virtue. Whatever the cause of the emotion, it bears within it something which quickens the blood, arouses a kind of well-being, and heightens in us the sense of our existence and strengths. We become open to a generosity, a courage, and a sympathy above our everyday disposition. Even the corrupted man is better, when he is moved and as long as he stays moved.

I do not at all wish to say that absence of religious feeling proves that any individual lacks morals. There are men in whom the mind is the dominant thing and can give way only to something absolutely clear. These men are routinely given to deep meditation and preserved from most corrupting temptations by the enjoyment of study and the habit of thought. As a result they are capable of scrupulous moral behavior. In the mass of common folk, however, the absence of religious feeling, not deriving from such causes, most commonly indicates, I believe, aridity and frivolity of outlook, a mind absorbed in petty and ignoble interests, a marked sterility in imagination. I make an exception of the case in which these men have been plagued by persecution, which has the effect of causing revolt against its commands. Then it can happen that sensitive but proud men, indignant against a religion imposed on them, blindly reject everything connected to religion. This circumstantial objection, however, in no way affects the general thesis.

I would not have a poor opinion of an educated man, if he were presented to me as a stranger to religious feeling, but a whole people incapable of this feeling would seem to me deprived of a precious faculty and disinherited by nature.

If I were accused here of not defining religious sentiment in a sufficiently precise way, I would ask how one defines with precision that vague and profound part of our moral sensations which by its very nature defies all the efforts of language. How will you define the impression of a deep night, of an ancient forest, of the wind which moans across ruins or above tombs, of the sea which stretches away out of sight? How will you define the emotion caused in you by the songs of Ossian, the church of Saint Peter, the meditation of death, the harmony of sounds or forms? How will you define dreaming, that inner quivering of the soul, where all the powers of the senses and of thought come to gather as though to lose themselves in a mysterious confusion? There is religion at the bottom of all these things. Everything fine, intimate, and profound is religious.

Idea of God, the common center where, above the action of time and the reach of wickedness, there come together all the ideas of justice, love, freedom, and pity which in this brief world constitute the dignity of the human race, permanent seat of everything beautiful, great, and good across the degradation and iniquity of the ages, eternal voice which replies to virtue in its own tongue, when the language of everything around it is low and criminal, call from the present to the future, from earth to heaven, solemn recourse of all the oppressed in all situations, last hope of weakness trampled underfoot, of innocence slain, thought both consoling and noble, no, whatever is done, the human race can never manage without you.

But how does it happen, therefore, that religion, this constant ally, this necessary support, this unique glimmer amid the shadows which surround us, has in all ages been exposed to frequent and bitter attacks? How comes it that the class which has declared itself its enemy has almost always been the most enlightened, the most independent, and the most educated? It is because religion has been distorted. Man has been pursued into this last refuge, this intimate sanctuary of his existence. In the hands of government, religion has been transformed into a menacing institution. Having created most—and the most harrowing—of our sorrows, government has laid claim to the control of man even in his means of consolation. Dogmatic religion, an aggressive and persecuting force, has wished to submit to its yoke both the imagination in its conjecturing and the heart in its needs. It has become a scourge more terrible than those it was intended to enable us to forget.

Hence, in all those eras when men have demanded their moral independence, there is this resistance to religion, seemingly directed against the sweetest of the feelings, and really against only the most oppressive of tyrannies. Intolerance, in putting force on the side of faith, put courage alongside doubt. The fury of the believers has heightened the vanity of the skeptics, and man has in this way managed to turn for himself into a merit what, left to himself, he would have regarded as a misfortune. Persecution provokes resistance. The government, menacing a point of view, whatever it may be, excites all minds of any worth to declare for it. There is in man that which revolts on principle against all intellectual constraint. This spirit is even capable at times of being infuriated. It can cause many crimes. But it springs from everything noble deep in our being.

I have often felt myself struck with sadness and astonishment when reading the famous System of Nature . 2 This long-lasting, desperate eagerness by an old man to close off any future lying before him, this inexplicable thirst for destruction, this blind, almost ferocious hatred of an idea so gentle and consoling, seemed to me a strange delirium. I understood it nevertheless when I remembered the perils with which the government surrounded that writer. In all ages atheists have been harassed in their thinking. They have never had the time or freedom to consider their own opinions at their leisure. For them freedom has always been a property that people wanted to rob them of. They have dreamed less about deepening it than justifying or protecting it. But just leave them in peace. They will soon cast a sad glance on the world they have stripped of its gods. They will themselves be astonished at their victory. The heat of the struggle, the thirst to regain the right to free enquiry, all these reasons for exaltation will no longer sustain them. Their imagination, so recently preoccupied with success, now having nothing to do, as it were deserted, will come back on itself. They will see man alone on an earth which must engulf him. The world is lifeless. Ephemeral generations appear there, to suffer and die, isolated creatures of chance. Certain ambitious men quarrel and fight over them, hurt and destroy them. They do not even have the consolation of hoping that one day these monsters will be judged, that they will finally see the day of reparation and vengeance shine. No tie exists between these generations whose portion here is servitude, with nothingness beyond. All communication is broken between the past, the present, and the future. No voice from the races which are gone lives on among the living ones, and their voice too must one day fall away into the depths of the same eternal silence. All this simply makes one feel that if atheism had not been met with intolerance, the aspects of the belief which put people off would have constrained the outlook of its disciples in such a way as to keep them in apathy and silence, in a state of indifference to everything.

I repeat. As long as government leaves religion perfectly independent, no one will have an interest in attacking it. The very idea will not arise. But if government affects to defend it, if it wishes above all to make it an ally, free thinking will not hesitate to attack it.

chapter two : On Civil Intolerance

Today, when intellectual progress is opposed to religious intolerance properly so called, that is to say, to that kind whose purpose is to enforce opinions, a number of governments take refuge behind the need for a certain civil intolerance. Rousseau, who cherished all the ideas of liberty and furnished pretexts for all the claims of tyranny, is still cited in favor of this way of thinking.

“There is,” he says, “a purely civil profession of faith, whose articles it belongs to the sovereign power to fix, not precisely, like religious dogma, but in terms of the feeling of sociability. Without being able to enforce any belief in these dogmas, it can banish from the state anyone who does not believe them, not for being impious but for being unsociable.” 3 What is this business of the state deciding which feelings one should adopt? What does it matter to me that the sovereign power does not force me to believe such and such, if it punishes me for what I do not believe? What does it matter that it does not attack me for impiety, if it attacks me as unsociable? What do I care that government eschews theological niceties if it loses its way in a hypothetical morality, no less nice and no less foreign to natural justice?

I know of no system of servitude which has sanctified more fatal errors than the eternal metaphysics of the Social Contract.

Civil intolerance is just as dangerous, more absurd, and above all more unjust than religious intolerance. It is just as dangerous, since it has the same results under a different pretext. It is more absurd, since it is not motivated by conviction. It is more unjust, since the evil it causes is not from duty but a mere calculation.

Civil intolerance borrows a thousand forms and takes refuge behind one administrative pretext after another as it hides away from reason. Defeated on the principle, it disputes the application. We have seen men persecuted for close to thirty centuries, telling the government which released them from their long proscription that if it were necessary for there to be several religions accepted in a State, it was no less necessary for the tolerated sects to be prevented from producing new ones, by way of subdivision. 4 But is not each tolerated sect itself a subdivision of some former one? On what grounds can it refuse future generations the same rights claimed by itself from past generations?

It has been proposed, in a country which prides itself on freedom of religion, that none of the recognized churches be able to change its dogmas without government permission. If by chance, however, these dogmas came to be rejected by most of the religious community, could government enforce that majority to profess them? Now, in matters of opinion, the rights of the majority and minority are the same.

One understands intolerance when it imposes on everybody one and the same profession of faith. It is at least consistent. Maybe it thinks it holds men in the sanctuary of truth. But when just two opinions are allowed, since one of the two must necessarily be false, to authorize government to force individuals in one or the other to stay attached to the opinions of their sect, or the sects never to change their opinions, is to authorize government, formally, to lend assistance to error.

chapter three : On the Proliferation of Sects 5

This proliferation of sects, which causes such panic, is the most salutary thing for religion. It ensures that religion does not lose its sensibility, to become a mere form, an almost mechanical habit, which combines with all the vices and sometimes with all the crimes.

When religion degenerates thus, it loses all its influence on morality. It makes its abode, so to speak, in a recess of the human mind, where it remains isolated from the rest of existence. In Italy we see mass happen before murder, confession follow it, penance absolve it, and the man, thus freed from guilt, meditating on new murders.

Nothing is simpler. To stop sects subdividing, man must be prevented from reflecting on religion. It is necessary then to prevent his taking any interest in it. It must be reduced to repeated symbols and practices observed. Everything becomes outer show, done unreflectingly, and soon, as a result, without interest or care. In all moral things reflection is the source of life; and freedom is the first and indispensable condition of all reflection.

Some Mongol peoples, whose religion enjoins frequent prayers, persuaded themselves that what pleased the gods in these prayers was that the air struck by the movement of the lips proved to them continuously that man was concerned with them. Consequently these people have invented little prayer wheels which, moving the air in a certain way, endlessly maintain the desired movement, and, while these wheels turn, each person, convinced the gods are satisfied, attends to his business or his pleasures without concern. 6 Religion, in more than one European country, has often reminded me of the little wheels of the Mongol peoples.

The proliferation of sects is advantageous to morality in a way which seems not to have been noted yet. All new sects tend to mark themselves off from those they are breaking with by a more scrupulous morality. Often, too, the sect which sees a new breakaway developing within itself, moved to praiseworthy imitation, does not wish to be stuck in this way behind the innovators. The advent of Protestantism undeniably reformed the morals of the Catholic clergy. If the government did not meddle with religion, the sects would proliferate forever. Each new congregation would seek to prove the goodness of its doctrines by the purity of its morals. Each abandoned one would want to defend itself with the same weapons. A blessed struggle would result in which success would be judged by a more austere morality. Morals would improve effortlessly out of a natural impulsion and honorable rivalry. This can be seen in America or even in Scotland, where tolerance is far from complete but where, nevertheless, Presbyterianism has split into numerous branches. Up until now, no doubt, the springing up of sects, far from being accompanied by these salutary effects, has mostly been marked by strife and misfortune. This is because government has got involved. Nature, like Ormuzd, had infused all things with the principle of good. Government, like Ahriman, came to place the principle of evil alongside. 7

In opposing the proliferation of sects, governments fail to recognize their own interests. When sects are very numerous in a country, they put mutual checks upon one another and free the government from having to bargain with any one of them in order to contain them. When there is a single dominant sect, the government needs to take countless steps in order to have nothing to fear from it. When there are only two or three, each large enough to threaten the others, there has to be surveillance, nonstop repression. A singular policy indeed! You say you want to keep the peace! So to that effect you prevent opinions from dividing in such a way as to split these fellows up into weak little groups, hardly noticeable, and you set up three or four large, hostile bodies face to face which, thanks to the care you take to keep them large and powerful, are ready to go on the attack at the first signal.

chapter four : On the Maintenance of Religion by Government against the Spirit of Inquiry

However government intervenes in matters pertaining to religion, it does harm.

It does harm when it wants to shore up religion against the spirit of inquiry. For government cannot act on conviction; it does so only on the basis of interest. In granting its favors only to men with the approved opinions, what does it gain? It alienates those who own up to what they think, and are therefore at least frank. The others know how to use facile lies to elude its restrictions, which strike at the scrupulous and are powerless against those who are or become corrupt.

In any case, let me ask the people in government, since this is always the problem requiring resolution when all is said and done: what are your ways of favoring an opinion? Do you entrust the important functions of the State solely to those holding it? If you do, those rebuffed will be angry about the favoritism. Will you have people write and speak for the opinion you are protecting? Others will write or speak in an opposite vein. Will you restrain freedom of writing, speech, eloquence, reason, even irony, or ranting? That will see you involved in new activities, no longer a matter of favoring or convincing, but of stifling and punishing. Do you think your laws can grasp all the nuances and adjust themselves proportionately? Will your repressive measures be light? People will defy them. They will merely embitter without intimidating people. Will they be severe? You will be seen as persecutors. Once you are on that fast and slippery slope, you will seek to stop in vain.

But what successes do you hope for from your persecutions themselves? No king, I think, was surrounded with more prestige than Louis XIV. Honor, vanity, fashion, that all-powerful thing, had assumed positions of obedience under his reign. He lent religion the support of his throne as well as of his example. He had dignity of manner and propriety of speech. His will, constant rather than brusque, steady rather than violent, and never appearing capricious, seemed to honor whatever was in his protection. He believed his soul’s salvation required the maintenance of religion in its most rigid practices, and he had persuaded his courtiers that the salvation of the king’s soul was of especial importance. Despite ever growing solicitude, however, plus the austerity of a long-established court and the recollection of fifty years of glory, even before his death, doubt slipped into people’s minds. We see among the records of the period intercepted letters, written by assiduous flatterers of Louis XIV, which according to Mme. de Maintenon were offensive both to God and the King. The King died. The philosophic current then swept away all the dikes. Intellectual activity made up for the constraint it had impatiently borne, and the result of long suppression was lack of belief pushed to excess.

chapter five : On the Reestablishment of Religion by Government

Government does no less harm and is no less impotent when, in the context of a skeptical age, it wants to reestablish religion. Religion must be restored on its own according to man’s need for it. When you disturb him with alien considerations, you prevent him from feeling the full force of this need. You may say, and rightly, that religion is part of nature: so do not cover up its voice with your own.

Government intervention in defense of religion, when public opinion is unfavorable, has this particular drawback: that religion is then defended by those who do not believe in it. Those who govern, like the governed themselves, are subject to the march of human ideas. When skepticism has penetrated the educated part of a nation, it will come out in the government too. Now, in all eras opinion or vanity is stronger than interests. Those in government can tell themselves in vain that it is to their advantage to favor religion. They can deploy their power on behalf of religion; but they can never bring themselves to show a regard for it. It pleases them to take the public into their confidence as to their mental reservations. They would be scared to seem convinced, lest they be taken for fools. If their first words sanctify the order for belief, their next ones are aimed at winning back for themselves the honors of skepticism. Bad missionaries these, who want to put themselves above their own profession of faith.

chapter six : On the Axiom That the People Must Have a Religion

Thus is established this axiom that the people must have a religion, an axiom which flatters the vanity of those who repeat it, because in repeating it, they separate themselves from this people for whom a religion is necessary.

This axiom is false in itself, insofar as it implies that religion is more necessary for the working-class part of society than for the leisured and opulent classes. If religion is necessary, it is equally so for all men and for all levels of education. The crimes of the poor and uneducated are of a more violent and terrible character, but at the same time they are easier to detect and curb. The law encompasses them, recognizes them, and represses them, easily, because these crimes offend it in a direct way. The corruption of the upper classes is more nuanced and diversified. It slips away from positive laws, mocking their spirit as it eludes their letter, opposing them moreover with wealth, influence, and power. What bizarre reasoning! The poor man can do nothing. He is surrounded by obstacles, tied down by all manner of bonds. He has neither protectors nor supports. He can commit an isolated crime, but everything takes up arms against him as soon as he is in the wrong. He does not find in his judges, drawn always from a hostile class, any consideration for him, nor any chance of impunity in his connections, which are as powerless as he. His conduct never influences the general lot of the society he belongs to. And you want the mysterious protection of religion against him alone. The rich man, on the contrary, is judged by his peers and allies. The punishments they inflict on him always more or less rebound on them. Society lavishes support on him. All material and moral opportunities are his solely as a result of wealth. He can influence things far off. He can overthrow or corrupt. And this is the powerful and fortunate being you want to set free from the yoke which it seems to you indispensable to bring to bear heavily on a weak and helpless one.

I say all this within the standard hypothesis that religion is valuable above all in its reinforcing the penal laws. This is not my opinion, however. I place religion higher. I do not see it at all as a supplement to the gallows or the wheel. There is a common morality, based on calculation, interest, and security, which can, I think, at a pinch do without religion. It can do without it in the case of the rich man because he thinks, and in the case of the poor man because the law terrifies him, and besides, all his activities being laid out in advance, the habit of constant work produces the same result as reflection in his life. But woe betide the people who have only this common morality! It is for the creation of a more elevated morality that religion seems desirable to me. I do not invoke it to repress gross crimes but to ennoble all the virtues.

chapter seven : On the Utilitarian Case for Religion

The defenders of religion often believe they can work wonders representing it as above all useful. What would they say if it were demonstrated to them that they are rendering religion the worst service?

Just as in seeking in all nature’s beauties a positive purpose, an immediate use and application to everyday life, one causes all the charm of this magnificent whole to fade, so in constantly endowing religion with a vulgar utility, one makes it dependent on that utility. It now has only a secondary status, now seeming only a means, and it is consequently degraded.

The word “utilize” [ utiliser ] has rightly been banned from the French language. 8 I do not know if I am wrong, but it seems to me that in everything relating to the soul’s affections and to noble ideas, one should reject the thing, just as in language the word has been rejected.

Moreover, this need for utility both close to hand and, so to speak, material is perhaps the inherent vice of the French character. We could apply to the moral character of our nation what is recounted about the physical laziness of the Turks. It is said that the secretary of a French ambassador to Constantinople took a stroll for a while every evening in a garden. The Turkish neighbors of the ambassador begged him to pardon his secretary and no longer impose on him such a severe punishment. They could not conceive that one could walk for nothing. We apparently cannot conceive that one might believe for nothing. So we are of all the nations the one whose writers have almost always envisaged religion in the most imperfect and narrowest way. 9

chapter eight : Another Effect of the Axiom That the People Must Have a Religion

The axiom that the people must have a religion is furthermore of all things the one most calculated to destroy all religion. The people are alerted by a rather sure instinct as to what is going on over their heads. The cause of this instinct is the same one which gives children, servants, and all the dependent classes their insight. Their interest enlightens them as to the secret thoughts of those in charge of their destiny. It is counting too much on the people’s good will to hope they will believe for long what their leaders refuse to believe. I know that atheistic governors with superstitious subjects seem to some statesmen the ideal model today. This sweet chimera cannot be realized, however. The sole result of their endeavor is that the people, seeing them to be unbelievers, break off from their religion without knowing why. What these men gain by prohibiting discussion is to stop people from being enlightened, but not from being impious. This they become by imitation. They treat religion as a foolish thing, as trickery, and each person hands it down to his social inferiors, who in their turn hasten to push it down even further. Thus it declines, more degraded, every day. It was less threatened, and above all less debased, when it was attacked from all sides. It could take refuge in the depths of sensitive souls. Vanity did not fear to seem foolish nor to be demeaning itself by respecting religion.

This is still not all. When a government lends its lofty assistance to a fallen religion in this way, the recognition it demands completes the abasement. Religion is no longer that divine power, coming down from heaven to amaze and reform the world. It is a timid slave and humble dependent which prostrates itself before government, watches its gestures, asks for its orders, flatters the thing which despises it, and teaches the peoples eternal truths only at the government’s pleasure. Its priests, trembling at the foot of their servile altars, stammer in censored words. They do not dare to make the old truths ring out in the accents of courage and conscience. And far from speaking, like Bossuet, to the great of this world, in the name of a God who judges kings, in their terror, under the eye of a disdainful master, they try to work out how they should speak of their God.

chapter nine : On Tolerance When Government Gets Involved

Who would believe it? Government acts adversely, even when it wants to submit the principle of tolerance to its jurisdiction. It imposes on tolerance positive and fixed forms, which are contrary to its nature. Tolerance is nothing else than the freedom of all present and future religions. The Emperor Joseph II wished to establish tolerance. Liberal in his views, he began by ordering a vast inventory of all the religious opinions held by his subjects. Some number or other were registered for admission to the benefit of his protection. What happened? A religion which had been forgotten suddenly came to declare itself, and Joseph II, that tolerant prince, told it that it had come too late. The deists of Bohemia were persecuted in view of their lateness, and the philosopher monarch put himself at the same time at loggerheads with Brabant, which demanded the exclusive domination of Catholicism, and with the unfortunate Bohemians who were asking for freedom of opinion. This limited tolerance embodies a singular error. Only the imagination can satisfy the needs of the imagination. When, in a given polity, you had aimed at tolerating twenty religions, you would still have done nothing for the believers of the twenty-first. Governments which think they are leaving a proper latitude to the governed by allowing them to choose between a fixed number of religious beliefs, are like that Frenchman who, arriving in a village in Germany whose inhabitants wanted to learn Italian, taught them Basque and low Breton.

chapter ten : On the Persecution of a Religious Belief

Finally, the government acts harmfully when it proscribes a religion because it thinks it dangerous, and the harm will not be any the less when the government’s judgment is right. When it punishes the culpable acts a religion causes to be committed, not as religious acts but as culpable ones, it will easily succeed in repressing them. If it attacked them as religious, it would turn them into duties for the fanatical, and if it wanted to reach right back to the thinking which is their source, it would become involved in a labyrinth of endless persecutions, harassments, and iniquities. The only way to weaken an opinion is to establish free discussion. Now, anyone who speaks of free enquiry speaks of distance from government of any type, the absence of any collective intervention. Such enquiry is essentially individual.

In order for persecution, which naturally revolts sensibilities and binds them to the persecuted belief, on the contrary to succeed in destroying this belief, minds must be debased, and not only must the religion one wishes to destroy be subjected to attack, but so must all moral and virtuous sentiments. To persuade a man to despise or abandon one of his fellow creatures whose misfortune is due to an opinion, that is to say, unjustly, to set him today to abandon the doctrine he professed yesterday, because it is suddenly threatened, you have to stifle all the justice and pride in him. To restrict the harsh measures taken against a religion to its ministers, as has been done among us, is to trace an illusory limit. These measures soon attack all those who share the same doctrine, and next they attack all those who pity the misfortune of the oppressed. “Let no one tell me,” said M. de Clermont-Tonnerre in 1791, and events have doubly justified his prediction, “let no one tell me that in pursuing to the bitter end priests said to be refractory, we will extinguish all opposition. I hope the opposite precisely because of my regard for the French nation. For any nation which gives way to force in questions of conscience is a nation so vile, so corrupted, that nothing can be hoped from it, either by way of reason or freedom.” 10

Superstition is deadly only when it is protected or threatened. Do not provoke it with injustices; simply take away from it any means of doing harm by its actions. First it will become an innocent obsession, and soon it will extinguish itself, for lack of the ability to appeal by way of its sufferings or command by virtue of its alliance with government. To refuse its mercy and support to persecuted men because they are persecuted thus for what seems to us an error, is to give oneself over to sentiments of inexcusable presumption and fanaticism. These men are defending their rights. Error or truth, the thought of man is his most sacred property. Error or truth, the tyrants are equally guilty when they attack it. He who proscribes superstitious speculation in the name of philosophy and he who proscribes independent thought in the name of God, are equally deserving of the execration of men of good will. Allow me to finish with another quotation from M. de Clermont-Tonnerre. He will not be accused of exaggerated principles. Although he was a friend of freedom, or perhaps because he was a friend of freedom, he was almost always rebuffed by both parties in the Constituent Assembly. He died a victim of his moderation. His opinion, I think, will carry some weight. “Religion and the state,” he said, “are two quite distinct and separate things, whose bringing together can only distort both one and the other. 11 Man has a relationship with his creator. He constructs for himself or is given various ideas about this relationship. This system of ideas is called religion. Each person’s religion is therefore his opinion of his relationship to God. Each man’s opinion being free, he may take up or not take up such religion. 12 The opinion of the minority cannot be subordinated to that of the majority. No opinion can therefore be commanded by social consensus. What is true of religion is also true of cults. The cult is what each person professes in conjunction with those of like religious opinion. The forms of the cult are the agreed rite among those who profess the same religion. The acts of the cult are the stern duty of the man holding the religious opinions which prescribe them. Thus the cult and its acts share in the nature and the freedom of opinion of which they are the necessary consequence. Thus what is true of opinion is also true of the cult and its acts. 13 Religion touches all times, all places, all governments. Its sanctuary is the consciousness of man, and consciousness is the sole faculty which man can never sacrifice to a social convention. 14 Religion will not lend itself to any association, any relation of supremacy or submission with political government. . . . 15 The political body must not have dominion over any religion. It must not reject any of them unless the cult in question is a threat to social order.” 16

CONSTANT’S NOTES

BOOK IX : On Legal Safeguards

  • Ch. 1. On the independence of the courts. 151
  • Ch. 2. On the abridgment of due process. 153
  • Ch. 3. On punishments. 157
  • Ch. 4. On the prerogative of exercising mercy. 160

chapter one : On the Independence of the Courts

We have placed among individual rights the certainty that one will not be treated arbitrarily, as though one had exceeded the limits of these rights, that is to say, the guarantee that one will not be arrested, nor detained, nor tried, except according to law and following due process. We are obliged consequently to speak here of judicial power. So far from such discussion going beyond the limits of this work, we believe, on the contrary, that the indispensable conditions for making judicial power the safeguard of citizens are the same under all forms of government.

The first condition is that the judiciary must be independent. This assertion does not need proof. A people whose government can affect the judgments and direct or force the opinion of judges; employ against those it wishes to destroy the appearances of justice; hide behind the veil of the laws to strike its victims with their own sword: such a country is in a situation more unhappy, more contrary to the purpose and principles of the social State, than the savage horde on the banks of the Ohio or the Arab of the desert. There is only one way to make the judiciary independent: its members must be irremovable. Periodic election by the people, appointment for a time by the executive power, the possibility of removal without process, equally undermine the independence of the judiciary.

People protested strongly against the sale of offices. This was an abuse; but this abuse had an advantage which the legal dispensation which existed during the Revolution has often made us regret: the independence and irremovability of the judges.

For sixteen years nothing was free, not the courts, nor the judges, nor the judgments. The various groups seized in their turn the instruments and the processes of law. The courage of the most intrepid warriors would scarcely have sufficed for our magistrates to pronounce their judgments according to their consciences, and such is the frightful weight of civil harassment that the courage which faces death in battle is easier than the public profession of a free opinion, in the midst of menacing factionists. A removable or revocable judge is much more dangerous than one who has bought his job. To have bought one’s place is a much less corrupting thing than having always to be scared of losing it.

It is a mistake to be scared of esprit de corps in the judiciary. It is to be dreaded only when the jury system does not exist and when laws which have proliferated, and some by that very fact have necessarily fallen into disuse, supply the judges with means for circumscribing and proscribing all the citizens.

In all other cases, esprit de corps is one of the best safeguards against judges allowing themselves to be dominated by the other powers of the State.

The old Parlements of France have bequeathed us, I agree, some unfortunate memories. The fault lay much less in their organization, however, than in a host of causes which no longer exist. The Parlements deserved far less public hatred for prevaricating in their functions than as the organs of execrable laws.

The eternally infamous sentences on the Calas, Sirven, and La Barre families were a product of the spirit of intolerance with which our laws and our whole political organization were impregnated. If there had been no dominant religion at all, cruel judges would not have sacrificed Calas, nor banished Sirven; and the unfortunate La Barre would not have perished on the wheel, aged seventeen, for insulting the symbols of the privileged religion. 1

The Parlements [high judicial courts] persecuted courageous writers because oppressive laws hugely increased the number of death sentences on the exercise of our most legitimate rights. Until the end of the eighteenth century, there were edicts (passed in 1767) which condemned to death authors of writings calculated to stir up people’s minds 2 [Constant’s emphasis]. If there had been no vague law violating press freedom, our Parlements would not have been able to pursue men who could not have been open to accusation.

With all their vices, by the single fact of their irremovability, the Parlements were constantly led to struggle against the government, to protest against the increase in taxation and against illegal arrests and lettres de cachet.

I presuppose, moreover, the existence of severe procedures against judges who exceed their powers or deviate from the laws. I presuppose that no judgment is without appeal, because man must always have assured recourse against injustice and error.

Once these precautions have wisely been taken, though, then let judicial independence be complete. The executive power should exert no influence on it, even indirectly. It should never in its acts nor its public proclamations allow itself a murmur against the very basis of political society, the citizens’ safeguard, the freedom of the courts. Nothing is more calculated to deprave public opinion than these perpetual declamations, repeated among us on all sides and in all periods, against men who deserved respect if they judged according to their consciences, and punishment if they prevaricated in their judgments.

I have assumed, moreover, the ongoing presence of the institution of the jury system. I know no judicial safeguard without this. Woe to the nation which lets itself be deceived by cunning objections. Juries, people say, enjoy absolving the guilty. But they have an interest as citizens and owners in punishing criminals. They are scared of becoming victims of their severity. The fault then lies with the government, with the lack of order, with the agents charged with pursuing the enemies of public security. If you once agree that despotism is a convenient tool for arresting the rise in heinous crimes, you give the government an interest in heinous crimes increasing. It will be careless in its surveillance in order to force you to give it unlimited powers.

chapter two : On the Abridgment of Due Process

This leads me to examine a line of argument used as a pretext for most of the undermining of due process, argument all the more dangerous in that in the eyes of superficial men it clothes this undermining with a semblance of proper order and the appearances of legitimacy.

When crimes multiply or perils menace the State, people tell us we should abridge due process, the slowness of whose details compromises public security. Procedures are abolished and judgments accelerated, special courts are established, and judicial safeguards are totally or partly cut back. 3

This way of proceeding has always struck me as resting on a singular petitio principii. It is to declare men convicted in advance when so far they are only accused. Due process is a safeguard. Its abridgment is the diminution or loss of that safeguard. It is therefore a penalty. To submit an accused person to that penalty is to punish him before his trial. And if you punish him, it follows that his crime is proved in advance. If his crime is proved, what good is a court, of whatever kind, to decide his fate? If his crime is not proved, by what right do you place this accused in a special proscribed class and deprive him, on mere suspicion, of the benefit common to all members of civil society? This absurdity is not the only one. Due process is either necessary or useless in regard to conviction, conviction being, as I see it, the sole purpose of legal proceedings. If due process is useless, why do we retain it for ordinary trials? If it is necessary, why do we cut it out in the most important ones? What, when it comes to a slight offense, when neither the accused’s life nor his honor is in danger, the case is investigated with the greatest solemnity! All due process shall be observed. Safeguards are built up to make sure of the facts and to prevent innocence being punished! But when the question concerns some frightful crime and consequently total disgrace and death, in a single move, all the tutelary safeguards are to be suppressed, the legal code is closed, and formalities are cut short! It is as if one thought that the more serious the charge, the more superfluous its examination.

You will say that it is only from brigands, murderers, and conspirators that you are taking away the benefit of due process. But before we identify them as such, the facts must be determined. Now, what is due process but the best means of determining the facts? If better, swifter means exist, let them be used, but for all cases. For why should there be one class of them in regard to which the unnecessary delays are observed and, on the other hand, another dealt with in dangerous haste? The dilemma is clear: if haste is not dangerous, delays are superfluous; if delays are not superfluous, haste is dangerous. Some would say, would they not, that we can distinguish by means of external and infallible signs, before the judgment or the inquiry, the innocent from the guilty, those who must enjoy the prerogative of due process and those who must be deprived of it? But in this case judicial authority, whatever type it might be, would be pointless. It is because there are no such signs that due process is necessary; 4 it is because due process has seemed the sole means of distinguishing the innocent from the guilty that all the free and humane peoples have demanded its institutionalization. However imperfect due process, it has a protective faculty which cannot be removed without destroying it. It is the natural enemy and the unyielding foe of tyranny, whether popular or otherwise. As long as due process subsists, courts will put in despotism’s path a resistance, more or less generous, but which always serves to contain it. Under Charles I, the English courts acquitted several friends of liberty, despite threats from the Court. Under Cromwell, although dominated by the Protector, they often set free citizens accused of royalism. Under James II, Jefferies was obliged to trample on due process and to violate the independence even of judges he had himself appointed, to be sure of obtaining the numerous executions of victims of his fury. 5 In Prussia we saw the courts defending the tradition of intellectual and religious freedom against the suspicions of Frederick II’s successor. 6 There is in due process something lofty and unambiguous which forces judges to act respectably and follow a just and orderly course. The dreadful law which under Robespierre declared proofs redundant and abolished defense counsels is an homage made to due process. 7 It shows that a modified due process, mutilated and perverted in every way by the spirit of faction, still put a brake on men carefully chosen from the whole of France as those most devoid of scruples of conscience or any respect for public opinion.

These last observations apply with double force to those jurisdictions whose very names have become odious and terrible, to those Councils or Military Commissions which—a strange thing—during the whole course of a revolution undertaken for freedom, made all the citizens tremble. 8 But the storms of this revolution had thrown all ideas upside down. A long and bitter war had driven the military outlook deep into our political institutions and our legal sanctuaries alike. Our leaders were rather inclined to believe that for freedom just as for victory, nothing was more appropriate than passive obedience and swiftly taken decisions. They looked on opinions as so many army corps to be enrolled or battled against, on representative assemblies as agencies of government and their opposition as acts of indiscipline, on courts as camps and judges as warriors, on accused persons as enemies and on trials as battles.

Hence this substitution of military force for the peaceful and tutelary safeguards of justice. Our descendants, if they have any sense of freedom, will not believe there was a time in which men reared under canvas and ignorant of civil life interrogated accused persons they were incapable of understanding and condemned without appeal citizens they had no right to judge. Our descendants will not believe, if they are not the most degraded of peoples, that legislators, writers, and those accused of political crimes could be made to appear before military courts. Thus—in ferocious derision—opinion and thought were given as their judge unenlightened courage and uncritical obedience. They will not believe that warriors, returning from victory, covered with laurels that nothing had been able to wilt, should have had imposed on them the horrible duty of turning themselves into myrmidons 9 to pursue, seize, and shoot fellow citizens, people who were perhaps guilty, but whose names, like their crimes, were as yet unknown to them. No, it was never thus, they will exclaim, the reward for valor, the triumphal ceremony. No, this is not how the liberators of France made their reappearance in their fatherland and saluted their native soil.

The pretext for this subversion of justice is that the nature of the court is determined by the nature of the crime. Thus crimping, spying, provocation to indiscipline, shelter or help given to desertion, and by a natural extension the conspiracies one presumes to have some collusion with or support in the army, are often regarded as coming under military jurisdiction. This pretext is absurd, however, as we have said, because, once again, it misrepresents accusation as crime, treats the accused as condemned, assumes conviction before the hearing, and imposes a punishment before the sentence.

chapter three : On Punishments

The guilty do not lose all their rights. Society is not invested with unlimited authority even over them. Its obligation to them involves inflicting punishments on them only proportionately to their misdeeds. It must not make them undergo sufferings other than those which have been laid down by prior laws. It has yet a further duty, namely to institute against the guilty only such chastisement as cannot stir up or corrupt the innocents who witness it.

This last duty rules out all experimentation with torture. Toward the end of the last century people seemed to have sensed this truth. Human skill no longer sought how to extend as far as possible, in the presence of several thousands of witnesses, the convulsive agony of one of their fellow creatures. We no longer savored premeditated cruelty. It had been discovered that this barbarity, ineffectual as regards the victim, perverted the witnesses of his torment and that to punish a single criminal a whole nation was being depraved.

A few years ago it was suddenly proposed by men of no authority that we revert to these frightful usages. All the sound section of the public shuddered with horror. The government balked at this ferocious blandishment; and if no one deigned to reply to these men, they owed it just to the contempt they inspired that they were repulsed only by silence.

The death penalty, even reduced to the simple deprivation of life, has been the target of objections by several estimable philosophers. 10 Their reasonings have not at all convinced me that this punishment is never just, and I did not need their reasonings to be convinced that it should be extended only to a very small number of crimes.

The death penalty has the great advantage that few men devote themselves to odious and degrading functions. It is better that these deplorable agents of harsh necessity, rejected with horror by society, should devote themselves to the horrible work of executing some criminals, than that a mob should condemn itself to looking after the culprits and to turning itself into the perpetual instrument of their prolonged misfortune. Cold-bloodedly to cause the suffering of one’s fellows is always a corrupting action, however rightly that punishment may be imposed by the laws.

This consideration leads me to reject life sentences. These corrupt jailers as much as prisoners. They get the former used to a capricious savagery. They are inseparable from a great deal of arbitrariness. They can veil a host of cruelties.

Condemnation to public works, so promoted by most of our modern politicians, has always seemed to me to entail drawbacks of all kinds.

In the first place, it is by no means proven to me that society has any other right over those who trouble public order than that of removing them from any possibility of doing harm. Death is part of this right, but work not at all. A man may merit losing the use or possession of his faculties, but he can alienate them only voluntarily. If you allow that he can be forced to alienate them, you fall again wholly into the system of slavery.

Moreover, to impose work as a punishment is a form of dangerous example. In modern societies the great majority of the human race is obliged to do excessive work. What could be more imprudent, impolitic, and insulting than to present work to it as the punishment for crime?

If convicts’ work is indeed a punishment, if it is different from that to which the innocent laboring classes of society are subjected, if, in a word, it is above ordinary human exertions, it becomes a death penalty more extended and painful than any other. Between the Austrian prisoner who, half-naked and his body half in the water, drags ships on the Danube, and the wretch who perishes on the scaffold, I see only a difference of time which favors the latter. Joseph II and Catherine II 11 spoke always of the abolition of the death penalty in the name of humanity, while they inflicted punishments no less fatal and rather longer and harsher.

If, on the contrary, condemnation to public works is not a refined form of death, it is the cause of revolting and contagious depravity. In some countries of Germany, people condemned to this punishment, treated gently, get used to their fate, take pleasure in their opprobrium and, not working in their servitude any more than they would in freedom, they offer the onlooker a picture of gaiety in degradation, happiness in debasement, security in shame. This must produce in the mind of the poor man, whose innocence serves only to impose on him an existence no less laborious and more precarious, notions which by way of comparison make him despondent or lead him astray.

In sum, the sound of chains, these galley slave clothes, all these insignia of crime and chastisement constantly and publicly exposed to our sight, are, for men bearing within them any feeling for human dignity, a punishment longer lasting and more painful than for the guilty. Society does not have the right to surround us with an eternal commemoration of perversity and ignominy.

The setting up of colonies, where criminals are transported, is perhaps of all harsh measures the closest to justice as well as to the interests of society and those of individuals society finds itself obliged to place at a distance.

Most of our faults are occasioned by a kind of clash between us and social institutions. We reach youth often before knowing and almost always before understanding these complicated institutions. They surround us with barriers we sometimes cross without our noticing them. Then there is established between us and our surroundings an opposition which grows larger because of the very impression it produces. This opposition makes itself felt among almost all social classes. In the upper classes from the self-isolating misanthropist to the man of ambition and the conqueror, in the lower classes from the man who addles himself with drink to the one who commits outrages: all these are men in opposition to social institutions. This opposition develops with most violence where the least enlightenment is found. It weakens proportionately with old age, as the force of the passions collapses, as one reckons life only for what it is worth, and as the need for independence becomes less commanding than the need for peace of mind. But when, before reaching this period of resignation, one has committed some irreparable fault, the memory of this fault, the regret and remorse, the sense that one has been judged too harshly, and that this judgment is nevertheless final—all these impressions keep whomever they are pursuing in anxious irritation, a source of new and even more irreparable mistakes.

If the men in this fatal situation, under pressure from transgressed institutions, and slighted by social relationships they have forever vitiated, were now suddenly snatched out of it, if nothing remained with them from their earlier life other than the memory of what they suffered and the experience they acquired, how many would not follow an opposite road? How readily, being returned suddenly, as by a miracle, to safety, harmony, and to the possession of order and morality, they would prefer these joys to the fleeting temptations which had led them astray! Experience has proved what I say. Men deported to Botany Bay for criminal actions have started their social life again, and, believing themselves no longer at war with society, have become peaceful and estimable members of it. 12

If it is just and useful, however, to separate culprits thus from environments which can only hurt and corrupt them, we render the establishment of colonies of this nature absurd and barbarous when we pursue men who ought no longer to exist for us, with implacable hate, in another hemisphere, prolonging their punishments and shame, keeping them still in a regime of ill will and ignominy, seeming to demand a metropolitan right to surround them in their far-off refuge with things which will cause them suffering, degradation, and corruption.

Is it necessary to add that nothing that the reader has just read applies to deportation to the colonies except as a punishment? Any arbitrary deportation is the overturning of all principles and a violation of all rights.

The question of extradition is much of a piece with the question of punishment. This question would be easy to resolve if there were no unjust governments. Only culpable actions would be forbidden. Punishments would be pronounced only against real offenses. Nothing then would be more natural than a coalition between all men against that which threatened them all. But as long as there exist artificial offenses, above all as long as opinions are regarded as crimes, extradition will be the weapon of tyrants along with proscription of anyone who dares to resist them. Such are the shortcomings of vicious institutions, then, that they force us to give refuge to crime in order to take away from it the power to pursue virtue. It is a misfortune that we offer the guilty the chance of impunity, but it is not nearly as bad as delivering the good man to the vengeance of the oppressor.

chapter four : On the Prerogative of Exercising Mercy

All legislation which does not admit the right to show mercy or to commute sentences deprives the accused and even the guilty of a right which legitimately belongs to them.

An inseparable drawback of general laws is that these laws cannot apply with equal justice to several actions of diverse type.

The more general a law, the further it is from the particular actions on which it is nevertheless intended to pronounce. A law can be perfectly just only for one circumstance. As soon as it is applied to two circumstances only minutely different, it is more or less unjust in one of the two.

Facts are infinitely nuanced. The laws cannot follow them in their modifications. The right to exercise mercy or to soften a punishment is necessary to make up for the inflexibility of the law. This right is in reality nothing other than the right to take into consideration an action’s circumstances in order to decide if the law is applicable to it.

The prerogative of mercy has been opposed by one of these decisive dilemmas which seem to simplify questions by misrepresenting them. If the law is just, it is said, nothing should have the power to prevent its execution. If it is unjust, it should be changed. 13 Only one condition would be necessary for this reasoning not to be absurd. This would be that there was one law for each fact.

The question of intention replaces in part the prerogative of mercy. But it makes up for it only imperfectly. Moreover, when you call on a jury to pronounce on anything save the facts, you are distorting its function. When you ask judges to do anything other than read the written text of the law, you are distorting their function.

The Court of Cassation 14 in our country indirectly exercises the prerogative of mercy. When a law chances to be literally but too harshly applied to a guilty party, this court searches the procedures for some formal error which allows it to overthrow the judgment. But a good born of a wrong is always bad in other respects. Moreover, if the procedures are perfectly regular, the court finds itself forced to deliver the condemned man over to a punishment he does not deserve morally, one it would have been just to mitigate. In truth this case is rare, given the complications of the prescribed formalities; but this too is one more shortcoming.

A single difficulty stands out in relation to the prerogative of mercy. If you entrust this right to the holders of executive power, they will consider this attribution accidental and secondary. They will discharge it negligently. They will not have time to devote themselves to an examination of all the circumstances which ought to motivate their decision. Punishments then not being inflicted according to any precise rule, the principal advantage of positive laws disappears. All the guilty will live in the hope of being favored by luck or caprice. The system will become a lottery of death, in which a thousand unforeseeable incidents will arbitrarily confound all chances of salvation or destruction.

We can prevent this difficulty by attaching this law to a specific authority. The men in whom it is invested would then exercise it with the thoughtfulness and gravity it demands.

But another difficulty would arise. A specific authority or any section whatever of judicial power, invested with the prerogative of mercy, would naturally make rules for itself in order to exercise it. The exercise of the prerogative would therefore become by this very consideration a judgment. We would no longer find in it the kind of vagueness and moral latitude which essentially constitute its justice and usefulness.

It is not part of our researches to decide to which one of these drawbacks to resign ourselves. It is a question which must perhaps be resolved differently according to the circumstances of each country. What is certain is that neither one nor the other of these difficulties is great enough to prevail over the necessity of entrusting to some authority or other the prerogative of mercy.

BOOK X : On the Action of Government with Regard to Property

  • Ch. 1. The purpose of this book. 165
  • Ch. 2. The natural division of the inhabitants of the same territory into two classes. 165
  • Ch. 3. On property. 167
  • Ch. 4. On the status property should occupy in political institutions. 168
  • Ch. 5. On examples drawn from antiquity. 171
  • Ch. 6. On the proprietorial spirit. 173
  • Ch. 7. That territorial property alone brings together all the advantages of property. 174
  • Ch. 8. On property in public funds. 179
  • Ch. 9. On the amount of landed property which society has the right to insist upon for the exercise of political rights. 182
  • Ch. 10. That owners have no interest in abusing power vis-à-vis nonowners. 183
  • Ch. 11. On hereditary privileges compared to property. 185
  • Ch. 12. Necessary comment. 186
  • Ch. 13. On the best way of giving proprietors a large political influence. 190
  • Ch. 14. On the action of government on property. 192
  • Ch. 15. On laws which favor the accumulation of property in the same hands. 193
  • Ch. 16. On laws which enforce the wider spreading of property. 196

chapter one : The Purpose of This Book

We have ruled out in this work any research into the constitution of States and the organization of their political powers. Nevertheless, we cannot absolve ourselves from dealing with the place that property should have in government concerns since we have to determine what the relations between government and property ought to be. We are therefore obliged to put forward some ideas which derive from the first principles of human association. Since these ideas relate equally, however, to all forms of institution, they will not draw us at all into the discussions we want to avoid.

People may be astonished that we should refute in some detail opinions which today seem generally abandoned. Our purpose, however, is not to write simply on opinions which may enjoy favor today, but rather to attack false opinions to the extent that we find them on our way.

Moreover, we know how quickly men go from one view to another, especially in France. Such error as one does not deign to reply to at such a time, because one thinks it without supporters, can at the first emergency show up, resting on arguments one had regarded as forever rebuffed.

In addition, there are among us a rather large number of writers always at the service of the dominant system. We have already seen them go from unbridled demagogy to the opposite exaggeration. Nothing would be less astonishing on their part than a new apostasy. These are real lansquenets, 1 but without the courage. Disavowals cost them nothing. Absurdities do not check them, because for them opinions are only calculation. They search everywhere for a power whose wishes they can reduce to principles. Their zeal is all the more active and tireless in that it dispenses with their conviction.

chapter two : The Natural Division of the Inhabitants of the Same Territory into Two Classes

No nation has regarded all the individuals living in its territory, in whatever way this might be, as members of the political association. This is not a question of arbitrary distinctions, such as among the ancients separated free men from slaves, or in modern times nobles from the lowborn. The most full democracy still establishes two categories: to the one are relegated foreigners and those below the age decreed by the law for the exercise of citizenship rights. The other consists of men having reached that age and born in the country. Only the latter are members of the political association. There is therefore a principle following which, of those individuals brought together in a given territory, some are citizens and some not.

Obviously, this principle is that to be a member of the political association requires a certain degree of informed outlook and common interests with the other members. Men below the legal age lack this degree of informed outlook. Foreigners are not capable of being guided by that common interest. The proof of this is that the former, on reaching the age the law requires, become members of the political association, while the latter do this by way of residence, ownership, or their social relationships. We take it that these things give enlightenment to the former and the required interest to the latter.

This principle, however, needs further extension. In our present societies, birth in the country and the age of majority are not enough to confer on men the qualities proper to the exercise of citizenship rights. Those whom poverty holds in endless dependence and condemns from childhood to laboring work, are neither more informed than children as to public affairs, nor have a greater stake than foreigners in a national prosperity, with whose elements they are not familiar and whose benefits they share only indirectly.

I do not wish to wrong the working class. It is no less patriotic than other classes. It is often ready for the most heroic sacrifices, and its devotion is all the more admirable in that it is neither rewarded financially nor with honor. As I see it, however, the patriotism which gives one the courage to die for one’s country is one thing, while that which makes one capable of understanding one’s interests is another. Therefore a condition beyond having been born in the country and the prescribed age is required, namely the leisure needed for developing an informed outlook and soundness of judgment. Only property secures this leisure. Only property can render men capable of exercising political rights. Only owners can be citizens. To counter this with natural equality is to be reasoning within a hypothesis inapplicable to the present state of societies. If from this idea of men’s having equal rights we go on to claim that owners must not have more extensive ones than nonowners, we will have to conclude either that all must be owners or none. For most assuredly the right to property establishes between those who have it and those bereft of it a far greater inequality than all political rights. Now, if we come to terms with so decisive an inequality, we must also accept all the further agreements indispensable to the consolidation of this first one. Only the principle is subject to doubt. Once it is admitted, its consequences are entailed. Is property necessary to the well-being and improvement of the social condition? If we adopt the affirmative, people cannot be astonished at seeing us admitting its obvious results.

chapter three : On Property

A number of those who have defended property by way of abstract reason seem to me to have fallen into grave error. They have represented property as something mysterious, anterior to society and independent of it. 2 Property is served by the rejection of these hypotheses. Mystery is harmful in everything which does not spring from superstition. Property is not anterior to society. Without political association, which gives it its guarantee, it would be only the right of the first possessor, the right of force, that is to say, a right which is no such thing. It is absolutely not independent of society, since some kind of social condition, admittedly a very wretched one, could be conceived without it, while property without society is unimaginable. Property exists by virtue of society. Society found that the best way to get its members to enjoy goods common to all or disputed by all before its institution, was to concede some of them to each person or to maintain each person in that part of them he happened to possess, guaranteeing to him enjoyment of this, plus such changes as this enjoyment might undergo either by the countless changes of chance or by inequality in the degrees of effort. Property is only a social convention. Our recognizing it as such, however, does not mean we envisage it as less sacred, less inviolable, less necessary than do writers using a different philosophical approach. Some philosophers have considered its establishment an evil and its abolition possible. 3 They have had recourse, however, to found their theories, to a host of suppositions of which some are quite unrealizable and of which the least chimerical are relegated to a future it is not even permissible for us to predict. Not only is their fundamental assumption a growth in enlightenment at which man may perhaps one day arrive but on which it would be absurd to found our present institutions, but they have assumed as proven a diminution in the work required today for the subsistence of the human race of an order which surpasses all invention even suspected. Certainly each one of our discoveries in mechanical science which replaces human force by instruments and machines is a victory for thought; and by the laws of nature, these victories becoming easier as they multiply, they must follow one another at an increasing rate. But what we have done under this heading, and even what we can imagine, fall far short of our total exemption from manual labor. Nevertheless, this exemption would be indispensable for the abolition of property, short of our wishing, as some writers propose, to divide this work equally among all members of the society. Such a division, however, even if it were not an absurd dream, would work against its own purpose, would take away from thought the leisure necessary to make it strong and profound, from ingenuity the perseverance which brings it to perfection, from all classes the advantages of habit, continuity, unity of purpose, and centralization of productive forces. Without property the human race would be in stasis, in the most brutish and savage state of its existence. Each person, responsible for providing on his own for all his needs, would split his energies to meet them and, bent beneath the weight of these multiplied cares, would never advance an inch. The abolition of property would destroy the division of labor, the basis of the perfecting of all the arts and sciences. The progressive faculty, the favorite hope of the writers I am opposing, would die for lack of time and independence. The crass and forced equality they recommend to us would be an invincible obstacle to the gradual setting up of true equality, that of happiness and enlightenment.

chapter four : On the Status Property Should Occupy in Political Institutions

The question being thus resolved, property being necessary, then, to the perfecting and prosperity of the social condition, it follows that it must be surrounded by all the safeguards; and power is the only sufficient safeguard. Property must not be made into an eternal cause of struggles and crimes. Better destroy it, as certain extravagant thinkers want, than tolerate it as an abuse by treating it with disfavor. These thinkers at least present a theoretical system which they believe compatible with the social State, such as they conceive it. What shall we say, however, of these hidden enemies of property who, allowing it without giving it influence, seem to set it up only to deliver it over, helpless, to the vehement hostility it provokes? What shall we think of Mably, who depicts it as a scourge and then urges us to respect it? 4 This is to bequeath to society indestructible seeds of discord. Property must be in charge or annihilated. If you put power on one side and property on the other, the latter will soon be at odds with legislation. Careful reflection and government become separate. Opinion wages war with the latter.

One might say that the present state of society, mixing and mingling owners and nonowners in a thousand ways, gives to some of the latter the same interests and means as the former, that the man who works, no less than the man who owns, needs peace and security; that owners are in law and fact only distributors of the common wealth between all individuals and that it is to the advantage of all that order and peace should favor the development of all abilities and all individual resources.

The fault in these arguments is their proving too much. If they were conclusive, there would be no reason for denying foreigners political rights. Europe’s commercial relations are such that it is in the interests of the great majority of Europeans that peace and contentment prevail in all countries. The overthrow of a country of any sort is as fatal for foreigners whose financial speculations have linked their fortune to that country as this overthrow could be to its own inhabitants, with the exception of its propertied class. The facts prove it. During the most savage wars, a country’s businessmen make endless appeals and sometimes efforts for the hostile country not to be destroyed. Nevertheless, a consideration so vague will not seem sufficient, in my view, to justify political rights for foreigners.

Doubtless, if you suppose that nonproprietors will always calmly examine all sides of the question, their considered interest will be to respect property and become proprietors; but if you admit the more likely hypothesis that they will often be led by their most obvious and immediate interest, this latter interest will lead them, if not to destroy property, at least to diminish its influence.

Furthermore, admitting the most favorable hypothesis, that the first concern of nonproprietors is to become proprietors, if the organization of property puts some obstacle in the way of their succeeding, or they merely imagine this to be so, their natural inclination will be to change that organization. Now, the organization of property is something you cannot disturb without harming its nature and upsetting society as a whole. We will see later how many vexatious effects the idea of a forced dissemination of property can give rise to. In short, these arguments bear only on a very small group of nonproprietors. The vast majority will always be deprived of leisure, the indispensable condition of enlightenment. Civil safeguards, individual freedom, free opinion, in a word, social protection, are owed to nonproprietors, because any political association owes them even to the foreigner it receives into its bosom; but political rights are not a protection; they bestow power. The political association must give this only to its members. To grant it to nonproprietors is not to give them a shield, but an offensive weapon.

The necessary purpose of the propertyless is to manage to become propertied. All the resources you give them they will use for this purpose. If you add to the freedom for their talents and efforts, which you do owe them, political rights, which you do not, these rights, in the hands of the vast majority of them, will infallibly be used to encroach on property. They will march on it by that irregular and meretricious route, rather than following the natural route, work. This will be a source of corruption for them, and for the State, of disorder. It has been very properly observed that when the propertyless have political rights one of three things happens. Either their only motivation springs from themselves and then they destroy the society; or they are motivated by the man or men in power and they become the instruments of tyranny, which is what happens in unexceptional times; or they are motivated by those aspiring to power and become the instruments of factions. This is what happens during great political crises.

There are always two classes in a country, those who want to conserve and those who want to make gains. 5 The first need only security; the second, before they need security, need force. Freedom and justice are the sole means of well-being for the former. By means of justice they conserve what they possess; and by way of freedom they enjoy it. For the latter, however, injustice and tyranny may often be the means to success. Their encroachments are by way of injustice and defended by tyranny. Machiavelli establishes that it is better to entrust the defense of freedom to those who want to make gains than to those who wish to conserve. 6 But he is not talking about property. He is talking about power, and oppressive power to boot, like that of the Roman patricians or the Venetian nobles. This is no more than saying that the defense of freedom should be entrusted to those who suffer from tyranny rather than those who enjoy it.

In the countries with representative or republican arrangements, it is important above all that their assemblies should comprise proprietors, whatever their further organization may be in other respects. An individual may capture the crowd through outstanding merit. The ruling body, however, to win public confidence, need material interests manifestly appropriate to their duties. A nation will always presume that people who are united are led by common interest. It will take it for granted that love of order, justice, and conservation will be the prevailing concern among proprietors. The latter are thus useful not only in terms of their inherent qualities but also of those attributed to them, as well as of the interests they are assumed to have, and of the salutary prejudices they inspire. Put the unpropertied class in charge of the State, however well intentioned they may be, and the anxiety of the propertied will hem in all their measures. The wisest laws will be suspected and hence disobeyed. The opposite sort of organization, by contrast, will reconcile popular assent, even to a government which is defective in some regards.

During the French Revolution, owners competed with nonowners in the making of absurd and spoliatory laws. This is because they feared the latter now that they had power. The owners wanted to be forgiven for being owners. The fear of losing what one has renders one every bit as cowardly or enraged as the hope of acquiring that which one has not. These faults and crimes on the part of property holders, however, were a consequence of the influence of the propertyless class.

chapter five : On Examples Drawn from Antiquity

We should separate from this subject all the examples drawn from antiquity. We will devote another book in this work to developing the numberless differences which mark us off from the ancients. 7 Let us merely say here that in the small States of antiquity property was far from being the same thing it is with us. The sharing out of conquered territories made or could make proprietors of all individuals. In our times conquests aggrandize States but do not give new lands at all to the citizens. All the laboring work, which takes away all leisure from those committed to it, was done by slaves. Slavery is abolished. The rich appeased the poor in feeding them out of largesse. Our financial system no longer permits handouts of money and corn. The public square contained the whole nation, which was governed by eloquence, a power which in our huge societies no longer exists. The discussions gave the whole nation general ideas on politics, even when they directed it badly on such and such particular occasions. Thus, freed from manual work by the slaves, often fed for nothing by the rich, or by the State, which came to the same thing, given understanding of government by orators, nonowners were able to give almost all their time to public affairs. They acquired the habit of so preoccupying themselves, and this habit made them less unfit for it.

Today private matters, the cares imposed on each person for his subsistance, take at least most of the poor man’s time, if not all of it. Public matters are only an accessory. Printing has replaced popular discussion. The lower classes, however, have little time to read. What they read without choice, they take up without examining. No opinion gets debated in their presence. Theirs therefore forms by chance.

Nonowners could consequently exercise political rights in the republics of antiquity with less inconvenience than they could in our modern States; and yet, if we examine the thing closely, we will become convinced that their influence was fatal to these same republics. Athens suffered greatly from not having based its government on property. Its lawmakers had always to battle with the ascendancy of the propertyless. Most of its writers, its philosophers, even its poets have a marked preference for oligarchy. 8 This is because they were seeking in the power of the few the security that they should have reposed in property alone. The Lacedaemonian [Spartan] institutions were not based on property; but these bizarre institutions had distorted property as they had annihilated personal freedom and imposed silence on all the affections. They rested moreover on the most horrible servitude. The helots and the Messenians were the true propertyless class of Laconia, and for them the loss of political rights was subsumed in that of natural rights. 9 The opponents of property stress the poverty of some of the illustrious citizens of ancient Rome. These illustrious citizens were, however, despite their poverty, propertied. Cincinnatus owned the land he ploughed. If the propertyless in Rome had what looked like political rights, they paid for that sterile honor, dying of poverty, thrown into prisons, their creditors the patricians legally entitled to defame them.

Such will always be the fate of this class while it has rights it cannot exercise without putting the public good at risk. In their alarm owners will have recourse to the most violent means in order to break the threatening weapon now in the hands of their enemies, entrusted to them by an imprudent constitution. Of all the political passions, fear is the most aggressive. Proprietors will always be oppressive to avoid being oppressed. Property will never be powerless. If it is refused legal influence, it will soon seize upon the arbitrary and corrupting kind.

chapter six : On the Proprietorial Spirit

One observation is crucial to prevent a confusion of ideas. To put power into property is not the same as to put property in power. Wealth has influence and commands consideration only insofar as it is not suddenly acquired. More than once, during the Revolution, our governors, constantly hearing government of the propertied nostalgically praised, were tempted to become proprietors to make themselves more worthy of being governors. But even when they had bestowed on themselves, from one day to another, considerable properties by calling their wishes the law, the people were liable to think that what the law had conferred, the law could retract; and so property, instead of protecting the institution, needed continually to be protected by it. New owners, squatting on their spoils, remain conquerors at heart. You do not learn the proprietary spirit as readily as you grab property. During the war of the peasants of Swabia against their lords, 10 the former sometimes donned the armor of their defeated masters. What did this lead to? That one could see under this knightly armor no less insolence and more vulgarity.

If the wealthy class inspires more confidence, it is because its members’ point of departure is more advantageous, their outlook freer, their intelligence more schooled to enlightenment, their education more cultivated. But enriching men suddenly in midcareer, you do not give them any of these advantages. Their sudden wealth does not work retrospectively.

It is the same with the sizeable salaries attached to particular jobs. These just do not replace property. When they are disproportionate to the previous wealth of those who receive them, they do not serve to form a new rich class. They give individuals new needs and habits which corrupt them. Far from making them independent and assured, they make them dependent and agitated. In wealth as in other things, nothing can stand in for experience.

chapter seven : That Territorial Property Alone Brings Together All the Advantages of Property

Several writers who recognize the need to entrust political rights exclusively to proprietors do not consider landed property the only true property. The economists, as is known, M. Turgot included, had a quite opposite theoretical view. According to them the main element constituting a society is the territory under its jurisdiction. The only positive and legal distinction between men emanates from ownership or nonownership of the national territory. The nonowners of territory, not being able to reside in a country without the consent of the owners, who grant them, in exchange for their work or capital, a refuge which they could deny them, are not members of a political association in which their residence is not by right. This reasoning, however rigorous it may appear, seems to me too slight a foundation for a practical institution. I dislike reasoning from a hypothesis which rejects reality, and nothing seems to me less capable of reconciling those without land to the necessary sacrifice of citizen rights, than their being represented as homeless vagabonds, who can be expelled on the whim of a man who has no preeminence over them save having seized the land first. Besides, I think it worthless to have recourse to such forced suppositions. Arguments of another kind, more applicable and less abstract, will lead us to the same end.

Two types of property different from territorial property have been distinguished. The first is business property. The other has been called intellectual and moral property.

Let us speak first of all of business property.

This lacks several of the advantages of landed property, and these advantages are precisely those in which the safeguarding spirit necessary for political association consists.

Landed property has an influence on the character and lot of man by the very nature of the cares it demands. The cultivator gives himself over to constant and ongoing occupations. Thus he contracts regularity of habit. Chance, which is a great source of immorality because it overturns all calculations and therefore those of morality, has absolutely no part in the life of the cultivator. All interruption harms him. Any imprudence means certain loss to him. His successes come slowly. He can achieve them only by work. He cannot speed them up nor make them grow by lighthearted daring. He depends upon nature and is independent of men. All these things give him a calm disposition, a sense of security, and a feeling for order which attach him to the vocation to which he owes his peace of mind as much as his living.