One

THE TWO LANDS

The Nebti name of Menes

GEB THE HUNTER

One bright summer afternoon in the year 5263 B.C., a man stood on the cliffs high above the Nile Valley. He was slightly built and only a few inches over five feet in height; his brown body was naked except for a kilt of tanned hide. But he held himself proudly, for he was a tall man among his people, and a leader of men. The people he led clustered about him—women peering timidly out from a tangle of black hair, hushing the children in their arms; men bearing their weapons, bow and arrow and stone ax. The wind blew hot behind them; they had turned their backs on the desert. Once it had not been desert. Once, in the time of their ancestors, there had been water, and green growing things, and animals to kill for food. Now the god had withdrawn his hand from their homeland. And so they looked with bright apprehensive eyes into the new land below, a green slash of life cutting through the growing desolation all around. The leader’s keen vision saw the gleam of water and the flicker of birds’ wings; his hunter’s ears caught the far-off bellow of a hippopotamus. There was food below, and water; yet still the leader of the tribe hesitated. He knew the old life, with all its perils. Could he face the more chilling peril of the unknown and, unaware of destiny, take the first step toward the pyramids?

It is a pity that this picturesque episode must belong to fiction rather than history. Some of the details may be true. The first prehistoric cultures in Egypt are dated to around 5500 B.C., but not even the miracle of carbon 14 could give a date so specific as the one mentioned above. At some point in the remote past, man came out of the desert into the valley of the Nile and settled into small villages. He may have looked something like the leader of the tribe who, in a historical novel, would be christened Geb or Ab, or something equally monosyllabic and prehistoric. But it is unlikely that a single man with a vision initiated the transition from nomadic hunters to village farmers. The change took place over long centuries.

Admittedly, the signs of the great change are not dramatic when they are seen in dusty museum cases—flint knife blades and arrowheads, not very different at a casual glance from the crude tools of the hunters; tattered scraps of a woven basket that once held grain; the bones of a dog, appearing, to an untrained eye, like the bones of any wild beast. Yet the transition is more important than the pyramids and more exciting, in its implications, than the golden treasure of a Tutankhamon. We find ourselves here at the beginning of a long and momentous chapter in the great book of man. As the pages turn, we will meet kings and conquerors, poets and inventors. We will conjure up visions of treasure unsurpassed by the most luxuriant forms of imaginative fiction; we will encounter the darker aspects of the human spirit as well as its bright triumphs. Yet never again, perhaps, will we see the human animal take a step so gigantic as this first one, little known and poorly recorded as it is.

Scholars usually place the first “revolution” in man’s way of life between the Paleolithic and Neolithic eras. These terms, which mean “Old Stone Age” and “New Stone Age,” were coined to describe a change in the techniques of working stone implements, but it is the least significant of the differences between the two periods. The wandering hunters of the Old Stone Age became the farmers and shepherds of the Neolithic. The permanent settlement of a tribe implies agriculture and domesticated animals, and perhaps pottery—though there is considerable variation from place to place—and people continued hunting and fishing even after other means of food production were developed. The evidence of the transitional period in the Nile Valley is almost nonexistent—so far. One suspects that something is bound to turn up eventually, but perhaps not in the Nile Valley itself; there were hunter-gatherers wandering around the Western Desert, and possible signs of at least semipermanent habitation there as early as nine thousand years ago. For our purposes, however, the oldest known predynastic cultures of Egypt date from approximately 5400 B.C.

Life in the early village cultures was not exactly luxurious. The houses were built of mud and sticks and consisted of a single dark room, unfloored and unventilated except for a smoke hole in the roof. The bodies of the dead were laid in shallow holes scooped in the sand, with no covering except straw mats or skins. But in the goods buried with them we may see the groping of the human spirit toward the concept of immortality. They could only postulate a continuance of the life they knew; so the hunter has his spear, the woman her beads (vanitas vanitatum, against the fleshless skull), and the pitiful child bones sometimes huddle against the dust of a once-cherished toy.

The bones and their belongings can speak to us, sometimes with poignant clarity. And the mute stone and baked clay can speak as well, to those who know how to listen. So meager are the remains from this distant time, before the dawn of history, that archaeologists have developed ingenious techniques for wringing the greatest possible amount of information from each scrap. They rely upon the skills of many specialists—biologists, who can identify the species of the gnawed bones in the kitchen middens, geo-chemists, who analyze pottery, and paleobotanists, who ponder the withered grains left in the bottom of the granary basket by a thriftless ancient house wife. (Contrary to popular report, none of the “mummy seeds” found in Egypt has ever produced a living plant; there is a limit to the preservative qualities of even Egyptian soil.)

Most of the archaeological evidence from prehistoric Egypt comes from graves. There are a few village sites, and also the kitchen middens, an archaeological euphemism for garbage dumps. The prehistoric equivalents of beer cans and melon rinds are fish and animal bones, worn-out flint tools, and scraps of broken pottery. There must have been settlements of some sort near these ancient garbage dumps, but not many have survived. From these scanty remains Egyptologists have defined a number of predynastic cultures, interrelated, but each having its own typical assemblage (the collection of objects produced and used by the people of a given culture). In this period, such an assemblage might include flint weapons, beads and amulets, baskets, and pottery.

I have never been able to decide which is duller, flints or pottery; but I distinctly remember the appalling blankness that used to seize my mind when I was asked to identify bits of pottery during an examination. Probably this attests to my underdeveloped imagination, for pottery has been one of the most useful tools of the archaeologist. The ordinary house hold pot has no intrinsic value, so people throw it away when it breaks, and tomb robbers sneer at it. Though a pot can be smashed, its fragments are virtually indestructible. For this reason pottery is an invaluable clue to chronology, since it is seldom removed from the spot in which it was originally dumped. But it is fair to say that no one ever dreamed of the far-reaching implications of potsherds until Sir William Flinders Petrie started thinking about them.

It is fitting that Petrie’s should be the first name we mention, for he was truly the formidable figure in Egyptology. Some scholars call him the father of “scientific” archaeology (for certain dark reasons of my own, I prefer the adjective “critical”). To list his accomplishments in the methods of excavation alone would take pages, but even his pioneering work in technique was less important than his approach, rigorously logical and painstakingly exact. The new approach came from Petrie himself, not from his training; as he plaintively remarks, there was nobody around to train him. He arrived in Egypt at a time when Gaston Maspero, the dedicated French director of the Egyptian Antiquities Department, was beginning to insist upon rules and regulations in excavation, thus destroying all the fun of what had been a joyous free-for-all of plunder and wanton destruction. But Petrie, who carried on a loud private war with both native and foreign thieves, did not even think much of Maspero. Petrie had a marvelous gift of invective; his blasphemous comments upon inefficiency and crooked dealing were uttered in an elegant scholarly style, which gave them even greater force. In his autobiography, Petrie inveighs against other archaeologists, the Department of Antiquities, Maspero, the British Museum, the French in general, and a good many Egyptians in particular. This may suggest that it was Petrie, and not the rest of the world, who was out of step. He was; but only because he was leading the parade, and his contemporaries had not yet learned the precise and intricate measure of the movements he set. Very little of Petrie’s passion is personal; the people he damns to the lowest pits are those who, through stupidity or venality, allowed his precious antiquities to suffer. He liked most of the Egyptians he worked with, and won their affection and loyalty so completely that the men he trained in excavation, inhabitants of a village called Quft, supplied archaeological expeditions with headmen and diggers for many years.

The aspect of Petrie’s character that astounds us even more than his fanatical insistence on detail is his fantastic energy. He ranged over Egypt from the Delta to the cataracts of Nubia like a mythological dragon, gulping in raw material and ejecting it in the form of neat volumes that cataloged bones, stones, beads, and pots. The real proof of his genius is that stories are beginning to collect about him, as is the case with the absentminded scholars in other fields whose passion for their work leaves them little time for the unimportant amenities of everyday life. Petrie himself describes, with characteristic gusto, how he used to work naked in the stifling corridors of the pyramids like “the Japanese carpenter who had nothing on but a pair of spectacles, except that I do not need the spectacles.” He thought nothing of walking ten or twenty miles across the desert to collect the weekly payroll for his crew; and on one dig in Palestine he and his assistants had to get their drinking water from a well whose contents, in color and consistency, resembled thick split-pea soup. This was all to the good, Petrie comments blandly; in one dish they were getting not only water, but vegetables and meat as well.

Working for Petrie must have been rather a strain. His eating habits, which he expected his students to emulate, were particularly difficult. A row of tin cans and a can opener were set out on a slab in the tomb, which served as the expedition dining room, and when Petrie had finished he left what remained in the can for the next diner. It is rumored that two of his students fell in love while nursing each other through simultaneous bouts of food poisoning.

I have no compunctions about repeating these tales, because in my opinion they add to, rather than detract from, the stature of a great scholar. Most of the major contributions to the sum of learning have been made by men who had something else on their minds besides the amount of salt in the soup.

Among Petrie’s many accomplishments was the classification of the prehistoric Egyptian cultures. He had no written material, and even the most basic chronological tool of the archaeologist, a stratified site, was lacking to him. Such sites are rare in Egypt but common in other parts of the Near East, where they have provided the best source of relative chronology. The best examples occur in the area between the Tigris and Euphrates, once the kingdom of Babylonia. Here the flat land is broken by steep-sided mounds, or tells, which were long regarded as man-made even before archaeologists started digging into them. The tells are city sites, representing centuries of continuous occupation. The earliest settlement was built on ground level. When it was destroyed, by armed conflict or by the natural processes of decay, the succeeding inhabitants leveled the ruined walls and built on top of them. Over the centuries the town grew higher and higher, perching upon the ruins of its ancestors. When an archaeologist digs such a site he can therefore assume that the town on the top of the heap is the latest in time, and the remains on the lowest level are the earliest. He can thus derive a “floating” chronology, which gives the sequence of the different cultures but not their absolute dates. He may number the cultures in order, or give them letters of the alphabet, working from the top down or the bottom up; and I, for one, wish he would get together with his associates and decide on a consistent method. The third level from the top of a mound called Tell Asmar may be referred to as Asmar III, or Asmar C—or Asmar VI, if the mound has nine levels. In order to pin down his floating chronology in terms of absolute time, the archaeologist must have at least one object that can be dated, either by an inscription upon it or by cross-reference with another culture whose absolute chronology has been fixed.

Petrie had no such site, and no reference books for cross-checking. A pioneer has to write his own books. All he had were graves—hundreds of them, scattered, and lacking any obvious relationship to one another or to anything else. The graves were only pits scooped out of the sand. They contained a variety of objects, though most of them had two things in common: bones and pottery. Yet Petrie dared to ask himself whether these holes in the ground could be arranged into a time sequence. That he ventured to ask the question at all is proof of his talent; that he could answer it, comes very close to genius.

The bones did not look promising, so Petrie turned to the pots. There were a lot of them, and—more important—they were not all alike. Pottery has another handy quality, in addition to the ones we have mentioned. It is subject to the dictates of fashion; it changes.

Taking a group of some seven hundred graves, Petrie, who had begun as a statistician, made an index slip for each grave. The slip was ruled in columns, one for each type of pot found in the grave. These had already been divided into a number of general categories by their appearance—red-polished ware, blacktopped ware, rough ware, and so on. As his starting point Petrie chose a type called “wavy-handled” (because it has wavy handles). These pots are derived from foreign types; we can trace their development from primitive prototypes in Palestine, but they appear fully formed in Egypt. The waves are ridges pressed into the ledge handle by the fingers of the potter; they enabled the carrier to get a better grip on the vessel.

In the earliest stage, these pots are globular, with pronounced handles and well-defined ridges. Later they become slimmer, with less prominent handles. In the last stage, the wavy-handled pot is a tall cylinder with a simple waved pattern—the remains of the original handle—around its upper section.

In defining these stages, Petrie made an assumption: that, as time went on, the features of a pottery type “degenerated” from functional to purely decorative. This assumption was supported by the change in the contents of the jars. At first they contained an aromatic ointment covered by a thin layer of clay. Then the ointment was replaced by scented clay. Last of all were the jars containing only solid clay. Here the notion of degeneration is more obvious, and it does not speak well for the predynastic Egyptians. As the relatives of the dead became more sophisticated, they decided that while they could certainly use the precious ointment themselves, its utility to the dead was only problematical. The poor corpse was not really cheated. Its needs could be served by magic, and the proper incantation could turn the clay into ghostly ointment. In later periods, this process of magical substitution reached its logical culmination; the dead were equipped for the hereafter by means of models, or even pictures, of the objects they would need.

Having established the earlier and later types of this particular pottery class, which he called “W,” Petrie had the beginning of a chronological sequence. Now he could begin to tie in the other pottery classes that were found in company with the wavy-handled examples. Some of the graves that contained wavy-handled pots also had pottery of a class that Petrie designated “L,” for “late,” because it continued in use up to historic times. This gave him a terminal point, since the examples of the “L” type that occurred in First Dynasty graves could be dated. In all Petrie worked with nine classes of prehistoric pottery. Besides the “L” and “W” classes he had a blacktopped red group (B), a red-polished (P), a rough (R), and others. Not all the graves contained all nine classes of pottery, but each grave contained at least two; if a grave did not have more than one class, it was useless for a comparative methodology, and Petrie did not include it within his corpus of examples.

Through correlation with the wavy-handled types Petrie was able to work out sequence patterns for the other classes of pottery. Of course, the chronological developments of various classes had to be consistent. For example, let us assume that subtypes 9–12 of wavy-handled pottery are consistently found with subtypes 1–3 of the red-polished ware. Then subtypes 4–6 of the red-polished ware cannot occur with the wavy-handled subtypes of an earlier date—subtypes 1–9. If they do, then something is wrong with the internal arrangement of one class or the other—or both. This is a very simplified example of the sort of cross-check Petrie had to make with nine different classes of pottery and seven hundred graves. And he had no computer! The logical processes involved are not especially profound, but the scope of the material is so broad that one’s imagination reels in considering it.

However, this was precisely the sort of problem at which Petrie excelled; as a recorder of multitudinous details, he was probably without a peer among archaeologists. He gave numbers to all the subtypes within his nine classes and wrote the numbers on his index slips, one slip for each grave. Having transformed his pots into mathematical symbols, he could juggle bits of paper rather than objects; we can picture him hovering over a big table spread with an intellectual meal of seven hundred index slips, rushing from one side of the table to the other in order to find the right spot for a particular slip, and feasting his eyes on a particularly consistent arrangement, like a gourmet at a seven-(or seven-hundred-) course dinner.

In the end, Petrie had a series of grave groups whose pottery formed a consistent and logical pattern. The pottery classes overlapped in time, naturally; one category might be in its last stages of development before another category came on the scene, and the oldest class might have vanished altogether before the latest one appeared. Yet the overlapping of classes was continuous, and there was never a point at which a comparative method, involving at least two types, could not be applied. Petrie had forced his scattered graves into a sequence, and the numbers he assigned to the grave groups were called “sequence dates,” for they had no connection with years B.C. There were fifty numbers in all, running from thirty to eighty; it was typical of Petrie that he left a range open for future discoveries that might antedate his earliest graves.

Petrie had developed a framework into which newly discovered graves could be fitted by a simple comparison of pottery types. There was still no way of dating prehistoric objects in terms of absolute time. However, the framework did provide a comparative chronology, and it was more capable of being broken down into broader subdivisions than single sequence dates. Certain groups of graves, and hence of sequence dates, formed distinctive assemblages, which had enough in common to be labeled as separate “cultures.”

The criteria used to distinguish cultures involve materials other than pottery—stone tools, weapons, ornaments, and so on. An increasing number of prehistoric village sites have turned up; the objects found at these sites also form coherent assemblages. At one of these sites, a discovery made in 1925 took Petrie’s work out of the realm of theory. Gertrude Caton-Thompson, working at Hememieh, found a stratified site, and there were Petrie’s prehistoric cultures in the sequence he had postulated. Below the earliest he had identified she found a still earlier culture, which was assigned sequence dates from the numbers the great pioneer had left open for just such an eventuality. Since Petrie’s day his work has been refined and to some extent revised, but the basic sequence remains.

Thanks to the work of Petrie and Caton-Thompson and their successors, we now have a very general picture of prehistoric life in ancient Egypt. Even at this early period we must distinguish between the two major geographical subdivisions of the country—Upper Egypt and Lower Egypt.

In order to comprehend this terminology, the reader must adjust to what may seem a piece of striking illogic: Upper Egypt is the valley of the Nile, from the Cairo region south, and Lower Egypt is the Delta. The illogic is only illusory; it arises from the fact that the Nile flows from south to north, and the region nearest the source is properly “upper” in relation to the mouth of the river. Since the Delta is at the top of modern maps, with the river hanging down like a tail, most people find the Upper Egypt–Lower Egypt concept hard to keep in mind. I don’t blame them. It was years before I could read “Upper Egypt” without making a conscious mental effort to remember where it was. All I can do, however, is sympathize, because the names are often used by archaeologists, and there is no changing them now. To confuse the issue still more, some scholars believe that in ancient times Upper Egypt ended near Assiut, with Lower Egypt being everything north of that city.

The two regions differ from each other in many ways, the most obvious being that of physical topography. Upper Egypt is a fantastic country—five hundred miles long by perhaps five miles wide. On either side of the river is a narrow strip of fertile black soil, bounded by sand and by the steep cliffs of the desert plateau through which the river has, through immemorial ages, carved and deepened its channel. The line between living and dead land is sharply defined; one may stand today with one foot on the sand and the other on the green-growing fields. The ancient Egyptians were keenly conscious of the difference between the “black land” and the barren “red land,” and these two terms occur frequently in their literature. The black land was precious and cherished. Temples, palaces, and towns were built whenever possible on the wasteland of sand, which lay between the fertile strip and the barrier of cliffs, so that not an inch of cultivable soil would be wasted. The two narrow ribbons of black land, one on either side of the river, have always supported a disproportionately large population, when one considers the actual acreage under cultivation. In ancient times this situation was possible because of the unfailing fertility of the soil, which was the result of a unique phenomenon—the annual flood, which deposited not only water but also nutrient silt upon the fields. Other rivers perform this obliging ser vice, but never with the regularity of the Nile; so predictable was the Nile rise that the ancient Egyptians called one of their seasons “Inundation,” for during those months the land was always under water, soaking up the life-giving nutrients that the river had taken up in its northward flow.

The idea of automated irrigation may sound paradisaical to a farmer, but it was not so easy as one might suppose. The height of the river varied from year to year, and a difference of inches might mean the difference between famine or prosperity. Further, the water had to be directed to the proper place during the dry months, which are very dry indeed.

When the Nile nears the Mediterranean, it breaks up into several branches whose beds form the large river Delta. In ancient times this land was swamp, thick with reed and papyrus and teeming with bird and animal life. There was no need for irrigation or inundation here; the problem was that of too much water.

There was a contrast between the Delta and the river valley in psychological, as well as physical, terms. The Delta bordered on the sea, which was the ancient highway of commerce and conquest; the valley was isolated on both sides by wild deserts and wilder people.

It would seem logical, then, that the Delta region developed earlier, and more quickly, than did the south. This doesn’t seem to have been the case. However, we know more about Upper Egypt than about the Delta. Material that survived in the hot, dry air of Upper Egypt rotted away in the Delta swamps. This fact affects archaeological knowledge in two ways; not only is there less material to be found in Lower Egypt, but also less work has been done there. It is frustrating to excavate in a region where you have to work in water up to your knees, and infuriating to get only indistinguishable lumps of rotted material for your pains. It is no wonder that archaeologists prefer to breathe the salubrious desert air of the south, which has preserved even such fragile objects as textiles and painted reliefs. However, long-suffering scholars have in recent years worked extensively in the Delta, and the picture is constantly being revised.

The sea—the “Great Green,” as the Egyptians called it—may be a high road for contacts between peoples, but it may also be a barrier. An island is hard to invade, and in one sense all of Egypt was an “island” society. The sea protected it on the north, and inhospitable deserts deterred invasion on both sides. Conquest from the south was hampered because of the nature of the river upstream from Egypt. From Aswan north to the Mediterranean the Nile was and is easily navigable, but south of Aswan there was a cataract region, a stretch of river filled with rocks and waterfalls, which rendered the passage of ships difficult and peril-filled. This situation has changed since the construction of the Aswan dams, but during the period that is the subject of this book there were five more cataracts south of Aswan, some even more dangerous than the first. The first cataract was, for many years, the southern boundary of ancient Egypt.

Barriers, of water or desert, can keep out other things besides invading armies—trade, and new ideas, for instance. One theory of the beginning of history in Egypt maintains that the valley was developed more quickly than the Delta. If Egyptian civilization owes something to external stimulation, the stimuli could have been transmitted via the Red Sea route and brought overland across a well-known caravan route that leads from the sea to the region around modern Luxor. So far, excavation in the area has not turned up any physical proof of such contact. Another theory holds that the predynastic cultures of Nubia were much more advanced than earlier, Eurocentric scholars believed, and that they interacted with their kin to the north. A cemetery at Qustul, in Lower Nubia (that’s the region closer to Egypt than Upper Nubia), contained graves so large and so rich that the excavator, Bruce Williams, considered they must have belonged to great chiefs, or even kings. There is no sneaking around this by claiming that the graves belonged to Egyptians or Egyptian vassals; the artifacts were typical of the A-group Nubian culture, which in its later phases (you might have known there would be phases) was contemporaneous with the late predynastic in Egypt. Williams even put forth the daring suggestion that these Nubian rulers conquered southern Egypt and were the stimulus for, if not the actual founders of, pharaonic civilization. This theory is considered pretty far-out, and the sad thing is that with much of what was Lower Nubia now buried fathoms deep under Lake Nasser, there may never be a definitive answer.

When I was a graduate student—back in antedeluvian times—we were given neat lists of prehistoric cultures, one succeeding the other like steps on a ladder: Tasian, Badarian, Amratian, Gerzean, and Semainean in the south; Fayum A, Merimde, and Maadi in the north. Each culture had a few more amenities than the one that had preceded it, and the latest, Gerzean-Semainean, had achieved a fairly high standard of living for a predynastic society, with painted pottery, beautifully worked flint tools, stone vessels, metal, and neat houses.

These cultures were named after the type site, the place where that particular culture was first unearthed. This is a time-honored and hideously confusing device, as anyone who has encountered the Aurignacians and Levalloisians of European prehistory knows to his sorrow. It becomes even more confusing when archaeologists change their minds about the names—as they almost always do. Semainean was always a suspect culture; it is now generally believed to be a variant of the Gerzean. Tasian may not exist either, except as a form of the Badarian. Amratian is now generally referred to as Naqada I, and Gerzean is Naqada II and III, each with internal subdivisions; so according to some dating systems, late Gerzean (from about 3500 B.C.) is equivalent to Naqada IID–1 and D–2. You will be happy to hear that so far Badarian is still Badarian. It is the one Caton-Thompson found at Hememieh, underneath Petrie’s two major cultures—Amratian and Gerzean.

We may as well get all the names in while we’re at it; Naqada III is also known as the Protodynastic—as compared with the Predynastic in general—and in some quarters Naqada IIIC is referred to as Dynasty O. More about this ambiguous period later. (If you happen to run across a reference to Dynasty OO, take my advice and ignore it.)

Perhaps the most useful remark we can make about the predynastic cultures is that they are related to one another, not only chronologically but also causally; each has certain things in common with the one that followed it. In general, the nearer in time to the First Dynasty, the more complex the society—the more “civilized,” in our terms. Yet conventionally the beginning of civilization in Egypt does not occur until historic times, with the beginning of the First Dynasty. We are cautiously tiptoeing around the edges of a problem that is, in part, one of terminology; scholars are not as precise as they might be in defining words like culture and civilization. The two words are sometimes used interchangeably, but not all cultures are civilizations. Civilization itself may be used specifically, as in the phrases “Egyptian civilization” and “Chinese civilization,” or it may be used as an abstraction, to describe a state of affairs that is contrasted with barbarism. The lack of precision is regrettable; however, we may avoid a certain amount of confusion by restricting ourselves, at this point, to the second of the two meanings. We have been talking about prehistoric, or predynastic, cultures. Gerzean, Amratian, and the rest are not civilizations, nor are they “civilization.” At what point, then, does a culture acquire the traits that enable it to be considered a civilization?

THE WAGON OR THE MOUNTAIN

After the phenomenal leap from nomadism to settled village life, prehistoric culture shuffled along rather placidly for a few thousand years. Then something peculiar happened.

Scholars who concern themselves with the broader problems of history often anthropomorphize the cultures they are comparing. The man-shaped figures that represent civilizations may be pictured as climbing a ladder or a mountain slope, progressing ever higher on their way to—what? Us? But if we are determined to have an analogy, we might say that the process of civilization more closely resembles the acceleration of a wheeled vehicle on a downward slope; slow at first, then ponderously gaining speed until it rushes headlong across the level plain beneath. Momentum carries it on for some distance, initially at a speed so great that it may seem as if acceleration were still taking place. But eventually the heavy vehicle slows…and slows…and stops. And there it remains, in a state of rest, until some unknown force returns to push it toward another slope, or until it decays and disappears.

We cannot really compare a culture to a wagon any more than to a human being climbing a mountain. But analogies are fun, and this one gives a mental picture that may be useful to us. For something did give the Egyptian prehistoric culture a shove, during the late period we call Naqada II. The picture of society we see then is noticeably different from that of the earlier cultures. People lived in houses with windows and doors, and wore clothing woven out of flax. The flint tools are elegant, even to an antiflint observer; and copper is increasingly used for artifacts which had been made of stone. Graves are deeper and more carefully built, sometimes lined with wooden planks. There are differences in the graves now, some still small, some larger and more pretentious, and the grave goods of the larger tombs are richer—sure signs of class differentiation. People had more time for activities that were not directly related to the struggle for existence; they played games and they painted pictures on their pots. The old brown and red pottery continues, but a new type enters, made of a new kind of clay and decorated with quaint little figures of men and animals and boats. The boats carry insignias, which may be the standards or devices of small political units; we assume that in this period the land of Egypt consisted of many communities, each governed by a local chief. These changes are striking, but they are not so striking as the further changes that are about to occur. We are very close to the First Dynasty now—to the beginning of history and of civilization, properly speaking. We are curious, not only about what happened, but also about why it happened.

Let us go back to the wagon on the slope. We might carry the analogy one step further and ask: Does the wagon creep along (we will grandly ignore the fact that neither a culture nor a wagon can be said to “creep”) until it reaches the point at which the ground drops away from beneath its wheels; or does someone come up behind it and give it a shove? More pedantically: does civilization arise naturally out of a primitive culture because that culture has, by slow accretion, reached a critical stage of development; or does an external stimulus serve as the catalytic agent?

I would like to avoid the term “primitive,” because it implies a certain value judgment. I can’t do it, though. Alternatives like “preliterate” and “prehistoric” are at once too explicit and too vague. You know what I mean, and I know what I mean, so let’s stick to “primitive.”

We may argue about exactly what distinguishes a civilization from a primitive culture, or even about whether such a clear-cut distinction can be made. Let’s not argue about it. Let us merely agree that certain new elements are necessary to define a civilization: monumental architecture, centralized government, a division of labor resulting in social classes, and, perhaps most important, writing. If we think about these elements, we see that each of them implies more than it says about the society in question. Monumental architecture, for instance, requires advanced techniques in the preparation of materials, and some understanding of architectural and mechanical principles; it also suggests that the state can spare some of its members from the basic work of food production to work on labor gangs; further, it implies that there is an elite group within the state that has the power to order and supervise such labor. The keeping of records becomes necessary—for purposes of taxation, if for no other reason.

So when and where did all this begin? Did the idea spread outward from the original center to other societies, or did it occur independently in various parts of the world? If it did occur only once, where was the cradle of civilization?

The problem of Diffusion versus In de pen dent Invention is still being debated by scholars, and also by people whose scholarship is, to put it nicely, goofy. The latter believe in a single source, but they don’t agree on what it was. Some give the credit to the hypothetical geniuses of the lost continent of Atlantis. However, the most popular current theory favors visitors from outer space. I don’t want to get started on this, because it makes me lose my temper.

A slightly more believable version of the Diffusion scenario holds that all advanced civilizations derived from a single terrestrial source, with Egypt being the leading contender. It is only slightly more believable, really. Despite superficial similarities such as pyramids and sun worship, the advanced civilizations of the Americas have no provable, direct connection with the much older civilizations of the Middle East.

It’s not as simplistic as that, of course. There is always communication among cultures; the closer they are geo graphically, the more frequent the contacts. Enterprising merchants have been around since prehistoric times; some such trader might have seen a pot whose shape took his fancy and brought it home to be imitated and improved upon. He might have watched, openmouthed, as a priest scribbled weird symbols on a piece of stone or stamped equally weird symbols into a clay tablet; once the purpose of the exercise had been explained, its usefulness would have been apparent to a keen-minded man. This process is sometimes referred to as stimulus diffusion—the copying of a concept instead of an object.

Ancient Sumer and Ancient Egypt aren’t that far distant physically. Egyptologists and Sumerologists have been arguing for years about which of their pet civilizations was the first to invent writing. For a long time the Sumerologists were ahead. Their arguments went like this: Despite the fact that elements of the two cultures appear dissimilar—the mud-brick ziggurats of Mesopotamia and the stone pyramids, the pretty picture writing of Egypt and the bird-track cuneiform—there are signs of Mesopotamian influence in Egypt at the very end of the predynastic period. Cylinder seals are typical of Mesopotamia and atypical of Egypt, but there are cylinder seals in late predynastic graves. Building stone is scarce in the flat plains of the Land of the Two Rivers, so the natives of that region built in brick; the earliest large-scale architecture of Egypt is in the same brick, and it imitates a well-known Mesopotamian style, recessed brick niching. Even when the Egyptians began to quarry their numerous fine sources of stone, they cut it up into brick-size pieces.

These traits died out early in Egypt and were replaced by “Egyptian” ways of doing things. Stone architecture began to employ the monolithic blocks we can see in the Giza pyramids; seal impressions were made with stamp seals—scarabs—instead of with the cylinder type. And the writing, of course, is completely dissimilar. The pictures of objects, which became the hieroglyphic symbols of Egyptian writing, were all Egyptian objects. But who got the idea first, the citizens of Sumer or those of Egypt?

Not that it really matters. However, since some people think it does matter, the reader should be informed that in recent years discoveries at the holy city of Abydos in Egypt have turned up examples of writing—typically Egyptian writing—that are earlier than anything found in Mesopotamia. So there.

Let’s get back to the wagon. The analogy isn’t bad, actually. The achievement of civilization, however arbitrarily we define it, was not an event; it was a process, and a complicated process at that. A number of factors were responsible. The concept of stimulus diffusion, which we mentioned above, was undoubtedly one of those factors, but the idea of writing wouldn’t have caught on unless the borrowing culture had reached a stage of development in which the new concept was understood and desired. In terms of our analogy, both a change in terrain and a push are needed to get the wagon going; the stimulus would not be felt if the circumstances were adverse.

Because people like simple answers, scholars once postulated a “dynastic race” whose people entered Egypt at the end of the prehistoric period, bringing with them the gifts of civilization. They unified the land and, like the Normans in En gland, ruled the conquered indigenes as a racially distinct noble class, before interbreeding produced a single people. The dynastic race came from Asia—a large place, but one cannot summarize the conflicting theories of origin more precisely than that. They spoke a Semitic language, which mingled with the Hamitic (African) tongue of the natives to produce the Egyptian speech.

The term “race” is out of favor, and rightly so. Anthropologists use it to delimit certain groups of human beings in terms of “nonessential” differences—skin color, hair texture, shape of skull, and so on. Study of predynastic skeletons suggest that they may belong to several different physical subtypes, but we can’t be sure who these people were, where they came from, or what they actually did. All sorts of people came into Egypt, from prehistoric times onward—merchants, traders, invading armies, immigrants, envoys. We will see them coming, and sometimes going, as we follow the long centuries of Egyptian history, and once we get well into history proper we can document foreign influences more accurately. But in preliterate cultures we don’t have written records, or even much material. Often the evidence for a “race of invaders” consists of cultural changes, which, in prehistoric societies, primarily means new kinds of pots. I have a prejudice against this sort of argument. I get idiotic mental images of invading armies brandishing pots, which they thrust threateningly into the trembling hands of the conquered indigenes. Current thinking, I am pleased to report, denies the dynastic race and the waves of invaders. Cultural change can result from trade as well as conquest, and the more we learn about predynastic cultures the more we see continuity and interrelationships.

This has been an unsatisfactory sort of discussion; instead of answering questions, it raises new ones. But this is the subject matter of prehistoric archaeology, when it goes beyond the simple cataloging of bones and pottery. The questions raised are important questions. If they are ever answered, we will learn much, not only about Egypt, but also about the human animal in general. The scope of the problem is universal, and the answers deal with man himself.

 

The beginning of history in Egypt is signalized by a noteworthy event—the unification of the country into a single nation, whose boundaries ran from the sea in the north to the first cataract of Aswan. We know very little about political organization before this consolidation. We assume that the small tribal units of the early predynastic gradually amalgamated and formed larger social and political groupings. At one time Egypt may have been made up of several dozen little states, each ruled by a prince or a chief. Through conquest and marriage and the other techniques of imperialism the smaller units were eventually joined into larger kingdoms. We have now ambled into the late predynastic period, aka the Protodynastic, Naqada III, or according to some people, Dynasty O.

A lot more is known about this period than was the case thirty years ago. One of the most fascinating sites is that of Hierakonpolis, which is about thirty miles south of Luxor. (As the reader may have guessed, I have selected it from among several other places because I’ve been there.)

There have been sporadic excavations at Hierakonpolis for over a century. Early expeditions turned up some of the best-known artifacts of the late predynastic—the Narmer palette, the so-called painted tomb, the Scorpion mace head, and so on. In the late 1960s an expedition settled in for the long haul, and it has laid bare innumerable cemeteries, a town site of considerable extent, and the remains of one of the first temples found in Egypt. The temple was dedicated to the god Horus, who became the symbol of kingship and one of the most popular deities of Egypt throughout dynastic history. The fact that Horus was apparently the local god, the sheer size of the town, and the existence of various royal artifacts suggest that Hierakonpolis was the capital of an Upper Egyptian kingdom—one of several, perhaps, with Thinis (Abydos) and Naqada as rivals. Eventually, to make a long story short, the kingdoms became one. Whether diplomacy and royal intermarriage were factors is and probably always will be unknown, but there certainly was a lot of fighting. Scenes of battle and the ceremonial bashing of captives appear on carved objects dating from this period—knife handles, mace heads, and stone palettes.

Presumably a similar process was going on in the Delta, so that eventually there were two kingdoms, one in the north and one in the south. Each kingdom had its own set of symbols and insignias and its own protective gods and goddesses. The king of Upper Egypt wore a distinctive White Crown and the king of Lower Egypt a Red Crown.

Crowns of the king of Egypt Above, right to left: red crown, white crown, double crown Below, right to left: blue crown, Nemes headdress

We know that there were kings of the southland, for one of them was the Unifier, who conquered the north and became the first king of the Two Lands of Egypt. We know his name—Menes. We know when this signficant event happened. It was in 3400 B.C.; or 3110 B.C.; or maybe 2850 B.C.

A relative chronology like Petrie’s presents problems of one order; absolute dating has its own difficulties, and they are not minor ones. The adjective “absolute” may sound misleading. How can a system be absolute when we can give three alternative dates for an event like the beginning of the First Dynasty? We would expect one date, or none at all. Let us now consider some of the techniques used in Egyptian chronology. It is a complicated subject and deserves a section all to itself.

TROUBLES WITH TIME

If the reader is up-to-date on archaeological matters, he may expect a short, snappy answer to all the problems of chronology: carbon 14. He would be mistaken, on two counts: there is nothing short or simple about the radiocarbon process, or its applicability to historical problems; and, in fact, it did not solve the major chronological questions about dynastic Egypt. The process is certainly fantastically useful in other parts of the past, particularly in those very remote eras that are the province of the archaeologist-anthropologist rather than the archaeologist-historian. But in the case of Egypt, the previously established dating system helped to establish the validity of the carbon 14 process rather than the reverse.

The savage reader (to plagiarize Mark Twain) may reasonably ask at this point, “Why talk about it, then?” There are several good, logical answers to the question. One is that the radiocarbon process is very useful in dealing with Egyptian prehistory; another is that carbon 14 is only one of a number of related methods, the great gift of the physical sciences to history, which deserve a more than cursory treatment. But the real reason I want to discuss carbon 14 is because it delights me by its inherent improbability. Eighty years ago, the suggestion that a physicist could tell an archaeologist the age of a piece of wood by purely physical, laboratory techniques would have struck said archaeologist as completely preposterous. This is the real excitement of archaeology, and of life in general: that the horizon of what may be known is not bounded by what is known. And, of course, the development of the radiocarbon process is a fascinating intellectual adventure in itself.

In 1945, Willard F. Libby of the University of Chicago was studying the effect of cosmic ray neutrons upon the nitrogen of the atmosphere. The result of the meeting was a genuine, if tiny, nuclear reaction; the product was radioactive carbon. Libby argued that since its chemical behavior is the same as that of ordinary carbon, this carbon 14, or radiocarbon, should form carbon dioxide molecules and mix in with the ordinary carbon dioxide of the atmosphere. Every high school student of biology knows that carbon dioxide is taken in by plants in the process of photosynthesis. Since animals live off plants, the conclusion was logical, though rather startling: all living matter should be weakly radioactive, from the tiny proportion of carbon 14 that it absorbs.

The first verification of Libby’s theory came from a decidedly inglorious source—the methane gas given off by the city of Baltimore’s sewage. Not only did this decaying organic material give off radioactivity, but it contained exactly the proportion of carbon 14 that Libby had predicted. Subsequent tests were performed on samples of wood, oil, and other material from all over the world. The proportions were as predicted.

This was a good confirmation of the theory, but it was more than that. Libby immediately saw the possible application of the process to dating. Among his samples had been wood from the tombs of Snefru and Djoser, kings of the Fourth Dynasty. The dates given by radiocarbon checked out with the calculations Egyptologists had made independently.

How does it work? Obviously the laboratory apparatus did not contain a neon coil that lit up and read 4,500 years. Before the laboratory results could be translated into years of time, a lot of work had to be done.

Let’s take a specific organic object as an example—an oak tree, perhaps. When the tree died, it of course stopped taking in carbon 14. As it lay in the earth, or in the walls of a building in the form of planks, the radiocarbon it contained at its demise, being unstable, began to disintegrate. Libby calculated that the rate is about one percent each eighty years. The process of decay is exponential; that is, in the first eighty years one percent of the total decays, in the next eighty years one percent of the remaining total, and so on. Scientists talk about decay rate in terms of its “half-life”—the length of time it takes for half the original radioactive content to decay. At the latest measurement, the half-life of carbon 14 is 5,568 years.

Thus, by measuring the amount of carbon 14 remaining in our oak tree, or any piece of it, we can calculate (and if that sounds simple, it is not) how many years have passed since the tree stopped living. Truly, the process is brilliantly conceived. But it has certain limitations.

These limitations arise from various causes. One is the problem of the increase of error. You may have seen radiocarbon dates given in various publications; they look something like this: 3,325 years + - 150. The “plus or minus” indicates the range of possible error. The older the date given, the greater the range. Why the lack of precision? Well, for one thing, it is very difficult to get an uncontaminated sample, free of modern organic substances. If the sample we are working with is fairly recent in age, it still contains a large part of the original radiocarbon; hence, the intrusion of a chunk of modern carbon 14 represents only a small proportion of the total and does not affect the results too much. But if our object is thirty thousand years old, it has lost all but a tiny amount of the carbon 14 it contained at its demise; the amount is so small that it is hard to detect, even with precise laboratory instruments, and any intrusion, however minute, affects the results enormously. The problem of contamination was a serious one at first, when the process was new and unfamiliar; field-workers packed samples in straw or allowed bits of root from living trees to get into the container. Another source of contamination is the atmosphere itself; laboratory instruments must be carefully shielded against cosmic rays and must themselves be completely free from radioactive contamination. The composition of the atmosphere has been changed in the past century, not so much by atomic explosions as by the “old” carbon released by the combustion of coal and oil since the Industrial Revolution.

All these factors affect the accuracy of radiocarbon dates. Then there is the pleasingly mysterious “systematic uncertainty,” the causes of which seem to be unknown, which gives errors of one hundred to two hundred years. Further limitations come from the fact that only certain materials are suitable for processing. Charcoal and well-preserved wood are best; bone, for various reasons, has given unsatisfactory results. The sample must be burned to be tested, which means that choice specimens are not readily relinquished. And, because of the rapid (in geologic terms) decay rate of carbon 14, the process cannot be used with any material that is over 70,000 years old. This is plenty long enough from our point of view, but it frustrates archaeologists who work with fossil man and his immediate ancestors.

Several other physical techniques are employed in chronology. Thermoluminesce analyzes the decay of certain elements in pottery. Dendrochronology counts tree rings, and in some parts of the world scientists have constructed overlapping series of such rings which cover extended periods of time. Both techniques have their limitations, which I do not intend to discuss. Suffice it to say that although they have been of some use in establishing prehistoric chronology, their use in the dynastic periods of Egypt is limited. By the time these techniques were developed the chronology had already been fairly well established—though like everything else in Egyptology, it is constantly being revised.

 

One of the people who worked on chronology back at the beginning of the present century was James Henry Breasted, who is arguably the United States’s most famous Egyptologist. Born in the small midwestern town of Rockford, Illinois, Breasted had a long way to go to get to Egypt. In his day it was essential for an Egyptologist to study in Berlin, where the monumental figure of Adolf Erman was placing the Egyptian language on a sound philological basis for the first time. Breasted’s family was not wealthy, but he got to Berlin, and later to Egypt. Like Petrie, the American Egyptologist was a man of tremendous energy, but his talents lay in philology and administration rather than in excavation. His History of Egypt is still a wonderful read, though his interpretations are out-of-date. Breasted’s magnum opus was the translation of every known historical text from Egypt; the result fills five thick volumes, and required the personal inspection and copying by Breasted of almost every text included—many of the pre-Breasted copies of inscriptions look as if they were made at twilight by a myopic scholar who had lost his glasses.

The book, Ancient Records of Egypt, is Breasted’s great work in terms of published material, but many would say that his true monument is an institution, not a book. This is the renowned Oriental Institute of the University of Chicago, the first department for the study of Egyptology on American soil. Its expeditions have worked for many years in other parts of the Near East as well as in Egypt, and its publications number in the hundreds.

The first volume of Ancient Records contains a lucid summary of basic methods of Egyptian chronology. These methods have been refined since Breasted’s time, but the essential sources remain relatively unchanged.

The nearest thing to a contemporary history of Egypt we possess is the work of an Egyptian priest named Manetho, who wrote and lived under Ptolemy II Philadelphus, in the middle of the third century B.C. “Possess” is a misleading term, for we do not have the text of Manetho’s history. What we have are quotations and synopses made by later historians of Roman times. The quotations come mainly from Josephus, a Jewish historian who was trying to make a case for the antiquity of his people; the superior attitude of his Greek fellow scholars had riled him. Josephus is a biased source; he had an ax to grind, and even if he was too honest to misquote consciously, his bias would probably affect his choice of material.

The other sources merely summarize Manetho, giving lists of kings and sometimes a sentence of description. The copies do not always agree with one another, and they garble names and dates most horribly. How much of the error is due to the copyist, and how much to Manetho himself—who was, after all, a long way in time from the beginnings of Egyptian history—we do not know. But we know that Manetho is not to be trusted blindly, at least not in the copies we have. Speaking of dynasties, we should note that they are derived from Manetho, who was trying to distinguish separate royal houses or families. In view of the fact that Manetho is damned with such faint praise, one might ask why we rely on him for this breakdown. The answer, as most Egyptologists admit, is because Manetho’s concept has been used for so long that it would be inconvenient to discard it. His dynastic breakdowns work well enough, though in some cases it is hard to see why he started a new dynasty when he did.

Painstaking archaeological spadework and the study of hieroglyphic inscriptions have enabled scholars to check Manetho’s list of kings against contemporary records, and to construct lists of their own that sometimes differ drastically from the Greek’s. By the time of the Middle Kingdom the Egyptians were dating events by the years of a king’s reign. If a mass of dated objects gives year 23 as the last year for a particular monarch, we assume that he probably ruled no longer than twenty-three years. The records are fairly complete for the later period of Egyptian history; so, counting back from 525 B.C., when the Persians invaded Egypt, we can estimate the length of the later dynasties with fair accuracy.

Records from the earlier dynasties are still fragmentary. The Old Kingdom, which includes Dynasties One through Six, was followed by a period of confusion, when the country broke apart into smaller units ruled by local princes, some of whom continued to claim the titles of pharaoh. This First Intermediate Period, as it is called, causes chronological problems because dynasties Seven through Eleven, which comprise the period, were, in some cases, overlapping or contemporaneous. By the end of the Eleventh Dynasty the kingdom was again united under kings who kept good records. This is the Middle Kingdom, which includes dynasties Eleven and Twelve. Another period of disunion followed the Twelfth Dynasty, and again there is disagreement about the length of dynasties Thirteen through Seventeen. The Eighteenth Dynasty marks the beginning of the New Kingdom, or Empire, as it used to be called; documentary evidence from this period is good, but here the chronological problem is confused by possible coregencies, which have provided Egyptologists with some of their most exciting and inspiring sources of argument. There are other chronological confusions between the end of the Nineteenth Dynasty and the end of Egyptian history proper, so we cannot simply add up the known years of various kings’ reigns to find out when the First Dynasty began. Fortunately, there are other methods.

Everybody knows that the Egyptians invented the calendar. However, this is one of the pleasant oversimplifications that appear in high school history books; the Egyptians had not one calendar, but several. Probably the earliest was a lunar calendar whose months ran from one new moon to the next. A number of “primitive” peoples have lunar calendars, since the changes in the phases of the moon are conspicuous; but in Egypt the rhythmical activity of the river soon suggested another method of dividing the year—a division into seasons. One of these seasons was called “Inundation,” and the rise of the Nile at the beginning of the annual flood was an event eagerly awaited and anxiously noted. During the third millennium B.C. an event of quite a different character occurred at about the same time as the beginning of Inundation—the reappearance after a period of invisibility of the brightest star in the heavens. Sirius, the Dog Star, which the Greeks called “Sothis,” came to be regarded as the harbinger of the Inundation, and its heliacal rising was named wp rnpt, the “Opening of the Year.”

The lunar calendar worked admirably for a simple agricultural people; but as society became more complex, it was seen to have disadvantages. Every new month had to be established by observation, and no one knew in advance whether it would have thirty days or twenty-nine. At the end of the lunar year there would be a space of days, even weeks, before the opening of the new year, which was signalized by the rising of Sirius. So some busy bureaucrat decided, with royal approval, to set up another year whose exact length would be known in advance. This is called the “civil calendar,” and it is the distant ancestor of the one we use. It had twelve months of thirty days each, with five “intercalary” days at the end of the year. We don’t know how this unknown genius arrived at the number 365; he might have counted the days between successive risings of Sirius or he might have averaged out the number of days that elapsed between Inundations over a period of years.

Even this solution to the problem of time has a difficulty, which the reader has probably noticed. The true solar year does not have 365 days, but 365 and a quarter and then some. Hence, if the “Opening of the Year” occurred on day one, month one, when the civil calendar was first set up, four years later it would fall on day two, month one. A period of 1,460 years (four times 365) constituted what we call a “Sothic cycle” and brought the rising of Sirius back to “day one, month one” of the civil calendar once again.

There’s a lot more one can say about the calendars of ancient Egypt, but I am not that one. What really matters for our purpose is the Sothic cycle. From time to time the Egyptians saw fit to mention the rising of the Dog Star in connection with a date of their civil calendar. Now we know, from Roman sources, that a Sothic cycle—the coincidence of the rising of the star and the first day of the civil calendar—began in A.D. 139. By a simple process of arithmetic we can calculate that the previous cycle started in 1322 B.C., and the one before that in 2782 B.C. (Bear in mind that there is no year zero.) We have a mention of a Sothic rising, with date, in the Twelfth Dynasty, and another in the Eighteenth. Hence we can establish these events in terms of our own time scheme with relative accuracy. Why not absolute? Because we don’t know where the observations were taken. It makes a difference. Still, the variance is only a few years one way or the other. Knowing the dates of the Twelfth and Eighteenth Dynasties enables us to fix the approximate length of the confused period between these two stable periods.

We do not have, as yet, any astronomical reference from the Old Kingdom. There are two major documents that attempt to give a king list, with dates, for the Old Kingdom. One of them is in pieces and the other is in fragments.

The fate of the Turin Papyrus is told in a story that may be apocryphal, but whose general spirit is unhappily too typical of the early days of archaeology. The papyrus was complete when it was discovered in 1823 by a gentleman named Bernardino Drovetti, who stuck it into a jar that he tied around his waist. He then rode off to town on his donkey. The gait of a donkey being what it is, Egyptologists have been pushing the pieces of the papyrus around ever since, and cursing Drovetti as they do so. The other document, the Palermo Stone, is equally fragmented, though its material would seem so much more durable. Several bits of it have been found, and the absence of the remainder is all the more frustrating because it gives year-by-year accounts of events for every king of the first five dynasties.

If the reader finds the foregoing discussion confusing, let me assure him that I have simplified the various problems to a degree most Egyptologists would consider unscholarly in the extreme. There are several other king lists from later dynasties, but they aren’t complete, perhaps because they were never intended to be historical documents. Names like those of the so-called heretic pharaohs of the Eighteenth Dynasty are omitted. There are references to Egypt in various foreign documents, but the chronologies of these countries have their own internal problems. Even if we were able to pin down a specific year for the beginning of the First Dynasty, this would be misleading; the unification was more likely a process than a single event.

So, although most authorities agree that the Twelfth Dynasty began around 1985 B.C., they differ by as much as four hundred years when it comes to the beginning of the First Dynasty. However, the evidence seems more and more to confirm the date of approximately 3110 B.C. as the start of history in Egypt, so we may as well stick to that for the time being.

Which brings us back, in case you thought I’d forgotten, to Dynasty O. The Palermo Stone lists several kings preceding those of the First Dynasty, and certain fancy tombs at Abydos have been attributed to these individuals. They were not rulers of a united Egypt, so they can’t belong to the First Dynasty, which starts with Menes, the man who brought both parts of Egypt under a single ruler. Hence Dynasty O. I wouldn’t worry too much about it, if I were you.

WEARERS OF THE DOUBLE CROWN

For a long time historians were inclined to place Menes among the shadowy heroes of legend, in the company of Roland and King Arthur. Tradition, to be sure, named him as the Unifier; but Tradition, scholars feel, is a tricky wench, to be handled with caution. Archaeological evidence confirmed the assumption that a conquest did take place and that it was initiated by a king of the south, but the name of the conqueror was long in doubt. There was even a question as to whether a single king might claim that distinction.

We know of the conquest, and of conquering kings, from a series of carved stone objects dated to the end of the predynastic—mace heads, knife handles, and slate palettes. The most useful is the Narmer palette, which was found at Hierakonpolis. Stone palettes are common in predynastic graves; they were used for grinding cosmetics. As time went on they got bigger and their surface became a ground for bas-relief. The palette of Narmer shows a quaint little king, dressed in a kilt and wearing the White Crown of the south, coolly preparing to bash a kneeling captive on the head. Above the prisoner is a curious symbol depicting a hawk (which signified the king) in triumph over the Delta region. Behind the predatory king is the diminutive figure of his sandal bearer (sizes in Egyptian relief indicated relative importance rather than actual stature). At the top, between two heads of a cow goddess, are the signs that spell the king’s name—Narmer. On the back of the palette, Narmer, with his faithful sandal bearer still in attendance, wears the Red Crown of the north.

It does not require too much imagination to interpret the reliefs on this palette as scenes of conquest—conquest of north by south. King Narmer, then, is a likely candidate for the title of Unifier.

What about Menes, tradition’s candidate? Some scholars would like to identify him with King Narmer. The Menes-Narmer equation is a fetching bit of logic. It goes like this: (1) On the palette, Narmer is shown conquering people from the Delta and wearing the two crowns; (2) Therefore, Narmer unified the country; (3) Menes unified the country; (4) Menes = Narmer. QED.

The Narmer palette

There is nothing wrong with this argument, so far as it goes. Egyptian kings had more than one name, and Menes could have called himself Narmer if he had wanted to. However, there is another equation that makes better sense. It would identify Menes with a king named Aha, whose tomb has been found.

Among the objects dated by archaeologists to the First Dynasty are small tags of ivory or wood, insignificant in appearance but all-important in that they bear some of the earliest Egyptian writing. Unfortunately, we cannot read all the signs; they are extremely primitive, and not all can be identified with hieroglyphic symbols of later periods. Scholars are making progress with the decipherment of these tags, however, and we can make some deductions about the names and titles of the period in question.

The full “titulary” of the Egyptian king was not developed until much later. In its final form it consisted of five titles and five names; two of the names were surrounded by the oval figures called “cartouches,” which were used only by kings and queens. During the first two dynasties the titulary had only three elements; the most popular was the one called the “Horus name,” written not in a cartouche but in an oblong box called a serekh, which is a simplified representation of the facade of the royal palace. On the “roof” stands the hawk-god Horus, who was identified with the king, and his figure is read as a title: the Horus So-and-So.

The royal titulary, cartouche, and serekh

Aha is the Horus name of a First Dynasty king; it has been found on many labels, or tags. In the course of the excavation of the tomb of Aha’s mother, the queen Merneith, at the site of Naqada, a piece of an ivory label turned up that bore the king’s Horus name and beside it another name—Men. The Men name was written under the so-called Nebti title, just as Aha was written under the Horus title. The word Nebti means “the Two Ladies,” and refers to the two great goddesses of north and south; logically it could only be claimed by a king of both areas. But, more important, Men and Aha may be names of the same king.

The excavator of the tomb, John Garstang, was so excited about the broken label that he redug the entire tomb, looking for the missing pieces. The usual frustration of the archaeologist searching for one particular needle in a haystack was not Garstang’s; he found the pieces, and the two names and titles are there.

Most scholars think that the two names belong to one individual, and believe that the Naqada label actually does bear the name of fabled Menes. I think so too, for what that is worth. We do not need to worry about a missing s here or there; the name “Menes” is a Greek form. However, another label has the name of Narmer alternating with the “men” sign; so it is possible that Narmer is Menes, and Aha is his successor. Another, far less romantic, theory holds that the scenes of fighting between north and south that appear on the Narmer palette and on other carved objects of the period indicate a long period of warfare between the two regions that may have extended over several reigns. The assumption of the crown of the conquered region before the conquest was actually complete could have been an example of political propaganda (similar examples are not unknown in our time).

Having verified the claims of tradition for consideration in one respect at least, we may return to that source for further information about Menes the Conqueror. He is supposed to have built a new capital at Memphis, not far from modern Cairo. This was the boundary between the Delta and the valley, and the location was shrewdly selected. Menes may have been a skillful politician as well as a great warrior; instead of suppressing the conquered North he assumed its insignia, its gods, and its customs—not to mention its women, for there is reason to believe that his mother or his wife was a princess of the Delta. From Menes onward the parallelism based on the notion of the Two Lands is a fundamental aspect of Egyptian thought. The king wears the Two Crowns (whose combined appearance makes it evident that they were not joined for aesthetic reasons). He calls himself King of Upper and Lower Egypt, and Lord of the Two Lands, and he is protected by the Two Ladies. If Menes deliberately adopted this procedure, we may see why he succeeded where others, perhaps, had failed; for there are tales of a predynastic union of the two areas that was impermanent. As a technique it has proved useful to many a succeeding conqueror.

We don’t know a lot about Menes, but actually it is more than we might expect to know about a legendary character. Indeed, as we proceed we will find ourselves saddled with that archaeological rarity, an embarras de richesses. In Holmesian terms, it might be called “The Perplexing Problem of the Duplicate Tombs.”

Two hundred miles north of Luxor lies the very ancient holy city of Osiris, god of the dead. It is called Abydos, and it was a place all the kings of Egypt delighted to honor. Before Osiris came to dwell there, it was the sanctuary of another, even older, mortuary god, and pilgrims from all over Egypt laid their bones in that sanctified ground in order to win greater glory in the world to come. The tomb of Osiris himself was there; its exact location was well known to the devout Egyptians.

When archaeologists began to excavate at Abydos, they were not expecting to find Osiris, nor did they. What they did uncover was almost equally unexpected—tombs of the kings and queens of the First Dynasty, including the tomb of King Aha. The excavators must have felt almost as much awe as they would have felt at finding Osiris himself.

One of the first people to excavate at Abydos was—correct. William Flinders Petrie. He won permission to dig at the site only after some difficulty, for the concession had been given by the Department of Antiquities to another archaeologist, a Frenchman named Emile Amelineau. It is considered courteous these days to give the early excavators a polite tip of the hat, in tribute to their intentions if not their methods; but it is hard to say anything very complimentary about Amelineau. He drove Petrie to distraction. Indeed, most people drove Petrie to distraction, for few of them could live up to his high standards, and he did not brook fools lightly. In the case of Amelineau we can sympathize with Petrie, because after the French excavator had dismembered the site of Abydos, Petrie was given the pieces. Amelineau had removed all the interesting items he found, without—to Petrie’s fury—keeping records of how and where they were found. He had also ruthlessly destroyed much of the material he could not carry away. Yet Abydos was to show Petrie’s ability in all its glory. His publication is still a standard reference work.

Petrie’s thoroughness led him to one spectacular discovery, which Amelineau had missed—the mummified arm of a long-dead king or queen that still wore a set of exquisite bracelets made of gold, amethyst, turquoise, and lapis lazuli. Tomb robbers had rifled the coffin in remote antiquity and ripped off the jewels, arm and all. But something disturbed them in the midst of their job, and they had to run for their lives. In so doing, one of them stuck the mummified arm into a crack in the rock, planning to come back for it later when the heat was off. We may reasonably hope that the ancient gendarmes caught up with this particular member of the third or fourth oldest profession, for he never retrieved his loot. It is surprisingly attractive, this jewelry, and surprisingly well made. It gave Petrie an impression, which is borne out by other research, that the First Dynasty, so near in time to the primitive, was much more complex and sophisticated than one might expect.

This same Abydos tomb, which belonged to a king called Djer, provided a clue to a darker part of Egypt’s past. Most readers know of Sir Leonard Woolley’s discoveries at Ur, in Mesopotamia—the great royal tombs with their treasures of gold and the slaughtered bodies of hundreds of courtiers and slaves, who went to serve their masters in death as they had in life. Egyptologists have been mildly smug about the more civilized habits of their people, who supplied dead kings with wooden servant figures and painted pictures of slaves instead of the real article. Unfortunately for these assumptions of superiority, the Abydos excavations turned up a large tomb with surrounding rows of smaller graves that appeared to have been contemporaneous with the principal burial. Most of the victims were women.

Similar suspicious burials surround other First Dynasty monuments at Abydos. One of them, which belonged to a queen, had not only the bodies of her servants but the implements with which they had rendered service—vases with the potter, paints with the artist, needles with the court ladies.

In all fairness to the Egyptians it must be said that the First Dynasty tombs are the only ones that have these sacrificial burials, though there are hints of the practice in some of the predynastic burials at Hierakonpolis. Such extravagance with human life is more typical of barbaric periods (at least we civilized folk like to think so). More sophisticated cultures tend to develop magical substitutes.

When the Abydos royal tombs were discovered, everyone shook hands all around and checked one point off the list: First Dynasty royal tombs, okay. Then somebody began digging at Sakkara.

Every tourist to Egypt knows Sakkara. It is one of the ancient cemeteries of Memphis, conveniently close to modern Cairo. The said tourist is dragged to Sakkara by his guide in order to see the Step Pyramid of the Third Dynasty, the private tombs of the Fifth and Sixth Dynasties, and the Serapeum of the late empire. He spends a morning, or a day, and comes away with aching feet and the correct impression that there is a lot to see at Sakkara.

Since Memphis was founded by Menes, we would have every reason to expect that he and his successors would choose to be buried near the new capital. If the First Dynasty tombs had not been discovered at Abydos, it would have been a safe bet to look for them at Sakkara.

So, when someone looked, there they were—more First Dynasty tombs, of a size and complexity that strongly suggested they were royal. Even a divine king has only one body; why should he require two tombs?

A possible answer is that one was a real tomb, and one a cenotaph. Cenotaphs are sometimes erected when the body of the person to be memorialized is missing, as in the case of sailors lost at sea. The great sarcophagus of Dante in the church of Santa Croce in Florence is a cenotaph; the Florentines tried to add Dante to their collection of great men by every means up to and including body snatching, but the authorities of Ravenna, where the poet chose to be buried, and where his bones still lie, foiled the attempts. The Egyptian kings of the early period might have built two tombs in order to be represented, funereally speaking, in both sections of the country, which they called the Two Lands.

Another theory, now gaining in popularity, is that the Sakkara tombs belonged to high officials rather than kings. The argument still rages—if one may use such a violent expression about the courteous discussions of scholars—and the fun of archaeology is that a new discovery may overturn the whole structure.

A prominent political figure once referred to “revisionist historians” in a manner that implied: (1) he had coined the phrase; (2) these people were doing something underhanded. Neither is true. Revisionism is an essential process in history (and of course other disciplines). Like most things it can be used improperly—shaking things up just for the hell of it, or to get newspaper headlines. We see a certain amount of that in Egyptology. But new discoveries and new interpretations require a reassessment of the evidence—revisionism, as I like to call it. That’s what history is about, and you’ll find plenty of it in this book. Without apologies.

If Menes was Aha, we have a tomb at Abydos that belonged to him. Other First Dynasty royal tombs at that site belonged to his successors, and an ivory label confirms the sequence. Unlike the multisyllabled names of later dynasty kings, these are easy to commit to memory, supposing anyone would want to: Aha, Djer, Djet, Den, Anedjib, Sekhemib, and Qa’a, plus a queen, Merneith, whose title, “King’s Mother” instead of Horus, indicates that she was probably acting as regent for a young son.

WARS OF RELIGION?

Contrary to the general rule—that our knowledge increases as we move forward in time—we know less about the Second Dynasty than we do about the First. We lack a basic source, the tombs of the kings. There are only two Second Dynasty tombs at Abydos, and they date from the very end of the period. Excavations at Sakkara have produced two large underground galleries that may belong to the Second Dynasty—but not to the two kings who have tombs at Abydos. If these Sakkara tombs had superstructures, they have vanished, but in the galleries were found seals bearing the names of the first three kings of the Second Dynasty—Hetepsekhemwi, Raneb, and Nynetjer. It’s not necessary to remember these names; they will not turn up again in these pages. I just put them in to show how thorough I am.

We don’t know why Manetho started a new dynasty with the Second. There are definite signs of dissension, and they take an unexpected form. The country had only been unified for a few generations, and we might expect that the conquered had not completely given up their dreams of independent power. But the rebellion against the central authority was not solely a matter of political conflict. It was tied in with religion.

Of all the gods and goddesses of Egypt, the best known are probably Isis and Osiris. Osiris was regarded as the earliest king of Egypt, who brought the Egyptians out of savagery, giving them laws and teaching them how to cultivate the land. He married his sister Isis, and their wise and benevolent rule was praised by gods and men alike. But Osiris’s jealous brother Set murdered the king and usurped his throne. The body of Osiris was recovered by his devoted wife, whose laments so moved the gods that they restored Osiris and gave him kingship over the land of the dead. The posthumous son of the royal pair, Horus, finally defeated his wicked uncle Set in a bloody hand-to-hand combat and regained the throne. Hence the king of Egypt was called “the Horus.” When he died he became Osiris and was buried by his son, the new Horus, with the same pious devotion that the god Horus had shown his father.

This myth has been interpreted in a number of ways. The followers of the “Dynastic Race” idea regard Horus as the patron deity of the conquerors and Set as the god of the indigenous population. The events were narrated by the winners, so their god became the avenging son and Set became the manifestation of evil; as someone has pointed out, the devil has never had the story told from his point of view either.

Another theory views Set as the god of the south (he was originally the local god of a town called Ombos in Upper Egypt) and Horus (Set’s opposite number) as the god of the north. If we are determined to make political hay out of the story, this identification leaves us stuck with an unrecorded conquest of the south by the north, the exact opposite of Menes’s conquest. This overly simplistic notion disregards the fact that Egyptian gods cannot be tidily restricted to a single place. Horus was also top god at Hierakonpolis in Upper Egypt. To confuse the picture still further, he was a sun god as well as the son of Osiris.

There is a third interpretation, which is that the story is theological in import, representing a rather naive version of the conflict between good and evil, light and darkness. The protagonists in the battle are not Osiris and his brother, but Horus and Set. The “Contendings” of this belligerent pair were a favorite motif in folklore and literature. Horus’s symbol is the hawk; the little picture of the bird is the hieroglyph used to write the god’s name. The symbolic animal of the Antagonist, Set, is a more mysterious beast. The squatting or standing quadruped with the long, drooping snout and upstanding ears has to be a composite or a complete fiction, so we just call it the “Set-animal.”

The Egyptian duality of good and evil is not so clear-cut as are other versions. Unlike Lucifer and Ahriman, Set did not become a devil after he fell. He was a good god and a bad god, and he could turn from one to the other with a speed that makes Dr. Jekyll look like a tyro. When Set was defeated by Horus he was not cast into outer darkness. Even Isis pleaded for him, and he was given the desert and foreign lands as his domain. As the murderer of Osiris, Set was evil, and the pilgrims to Abydos used to watch his defeat, which was reenacted in a great annual mystery play, with happy cries of “Go to it, Horus!”—or something like that. But in his other manifestation, Set was a perfectly good god and was worshiped like any other. Other cosmologies knew a similar dichotomy; the Aztec Tezcatlipoca was both a sun god and the sun god’s diabolic opponent; the slim huntress Diana could also be the frightful triform Hecate, goddess of witches and black magic.

Horus the falcon is so thoroughly identified with the king that it comes as something of a shock to see a heretical monarch rejecting Horus in favor of his bête noire, Set. This Second Dynasty iconoclast was named, originally, the Horus Sekhemib. We mentioned, while discussing the kings of the First Dynasty, that the Horus name was written in a serekh with a falcon on top. When King Sekhemib changed his Horus name he changed the whole structure. His name became Peribsen, and his serekh was topped by the Set-animal instead of the Horus falcon.

Serekhs of Sekhemib (left) and Peribsen (right)

This change of ritual, which looks so small on a stone seal or stela, must have signified far-reaching and dramatic events. Many of the First Dynasty royal monuments, both at Sakkara and at Abydos, were set afire in ancient times, perhaps during this very period. The next king, Khasekhem, is known for his military exploits, and several campaigns were fought in the north. There is certainly a suggestion of a battle for the crown, if not outright civil war. The last king of the dynasty, Khasekhemui, has a name that means “Appearance of the Two Powers.” The two powers, in this case, may well have been the old enemies Horus and Set; the king’s name is, uniquely, surmounted by both gods standing in amity upon the serekh. Possibly Khasekhem and Khasekhemui are the same king, with the change of name signalizing a reconciliation—forcible or diplomatic—between the two factions that had been in opposition. The fact that no tomb has been found for Khasekhem at Abydos, although the tombs of Peribsen and Khasekhemui are there, supports this theory.

Serekh of Khasekhemui

The wars of religion in our own era are adequate proof that men may take up weapons over an idea, but it is rather startling to find the easygoing, tolerant Egyptians fighting about their gods when they could, and did, accept new additions to the pantheon without a murmur of complaint or confusion. Was the Set rebellion, like Akhenaton’s later heresy, an attempt at exclusiveness—an attempt, in short, at mono the ism? Well—no. There is no evidence for such a conclusion. We may never know the details of, or the reasons for, the religious upheaval of the Second Dynasty, and one must always bear in mind that religion can be, and often is, a cloak for more cynical power struggles. The more things change, the more they remain the same.