[HN Gopher] Emotion concepts and their function in a large langu...
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       Emotion concepts and their function in a large language model
        
       Author : dnw
       Score  : 122 points
       Date   : 2026-04-04 06:30 UTC (16 hours ago)
        
 (HTM) web link (www.anthropic.com)
 (TXT) w3m dump (www.anthropic.com)
        
       | emoII wrote:
       | Super interesting, I wonder if this research will cause them to
       | actually change their llm, like turning down the "desperation
       | neurons" to stop Claude from creating implementations for making
       | a specific tests pass etc.
        
         | bethekind wrote:
         | They likely already have. You can use all caps and yell at
         | Claude and it'll react normally, while doing do so with chatgpt
         | scares it, resulting in timid answers
        
           | parasti wrote:
           | For me GPT always seems to get stuck in a particular state
           | where it responds with a single sentence per paragraph, short
           | sentences, and becomes weirdly philosophical. This eventually
           | happens in every session. I wish I knew what triggers it
           | because it's annoying and completely reduces its usefulness.
        
             | pbhjpbhj wrote:
             | Usually a session is delivered as context, up to the token
             | limit, for inference to be performed on. Are you keeping
             | each session to one subject? Have you made
             | personalizations? Do you add lots of data?
             | 
             | It would be interesting if you posted a couple of sessions
             | to see what 'philosophical' things it's arriving at and
             | what proceeds it.
        
           | vlabakje90 wrote:
           | I think this is simply a result of what's in the Claude
           | system prompt.
           | 
           | > If the person becomes abusive over the course of a
           | conversation, Claude avoids becoming increasingly submissive
           | in response.
           | 
           | See: https://platform.claude.com/docs/en/release-
           | notes/system-pro...
        
             | orbital-decay wrote:
             | This is something inherently hard to avoid with a prompt.
             | The model is instruction-tuned and trained to interpret
             | anything sent under the user role as an instruction, often
             | very subtly. Even if you train it to refuse or dodge some
             | inputs (which they do), it's going to affect model's
             | response.
        
       | idiotsecant wrote:
       | Its almost like LLMs have a vast, mute unconscious mind operating
       | in the background, modeling relationships, assigning emotional
       | state, and existing entirely without ego.
       | 
       | Sounds sort of like how certain monkey creatures might work.
        
         | beardedwizard wrote:
         | Nah it's exactly like they have been trained on this data and
         | parrot it back when it statistically makes sense to do so.
         | 
         | You don't have to teach a monkey language for it to feel
         | sadness.
        
       | mci wrote:
       | The first and second principal components (joy-sadness and anger)
       | explain only 41% of the variance. I wish the authors showed
       | further principal components. Even principal components 1-4 would
       | explain no more than 70% of the variance, which seems to
       | contradict the popular theory that all human emotions are
       | composed of 5 basic emotions: joy, sadness, anger, fear, and
       | disgust, i.e. 4 dimensions.
        
       | Chance-Device wrote:
       | > Note that none of this tells us whether language models
       | actually feel anything or have subjective experiences.
       | 
       | You'll never find that in the human brain either. There's the
       | machinery of neural correlates to experience, we never see the
       | experience itself. That's likely because the distinction is
       | vacuous: they're the same thing.
        
         | bigyabai wrote:
         | > That's likely because the distinction is vacuous: they're the
         | same thing.
         | 
         | The Chinese Room would like a word.
        
           | Chance-Device wrote:
           | The Chinese room is nonsense though. How did it get every
           | conceivable reply to every conceivable question? Presumably
           | because people thought of and answered everything
           | conceivable. Meaning that you're actually talking to a
           | Chinese room plus multiple people composite system. You would
           | not argue that the human part of that system isn't conscious.
           | 
           | But this distraction aside, my point is this: there is only
           | mechanism. If someone's demand to accept consciousness in
           | some other entity is to experience those experiences for
           | themselves, then that's a nonsensical demand. You might just
           | as well assume everyone and everything else is a
           | philosophical zombie.
        
             | bigyabai wrote:
             | > You would not argue that the human part of that system
             | isn't conscious.
             | 
             | Sure I would. The human part is not being inferenced, the
             | data is. LLM output in this circumstance is no more
             | conscious than a book that you read by flipping to random
             | pages.
             | 
             | > You might just as well assume everyone and everything
             | else is a philosophical zombie.
             | 
             | I don't assume anything about everyone or everything's
             | intelligence. I have a healthy distrust of all claims.
        
               | Chance-Device wrote:
               | The CR is equivalent to a human being asked a question,
               | thinking about it and answering. The setup is the same
               | thing, it's just framed in a way that obfuscates that.
               | 
               | And sure, you can assume that nobody and nothing else is
               | conscious (I think we're talking about this rather than
               | intelligence) and I won't try to stop you, I just don't
               | think it's a very useful stance. It kind of means that
               | assuming consciousness or not means nothing, since it
               | changes nothing, which is more or less what I'm saying.
        
           | the8472 wrote:
           | https://www.scottaaronson.com/papers/philos.pdf
        
         | Fraterkes wrote:
         | Do you think these llm's have subjective experiences? (by
         | "subjective experience" I mean the thing that makes stepping on
         | an ant worse than kicking a pebble) And if so, do you still use
         | them? Additionaly: when do you think that subjectivity started?
         | Was there a "there" there with gpt2?
        
           | Chance-Device wrote:
           | Yes, I think they probably are conscious, though what their
           | qualia are like might be incomprehensible to me. I don't
           | think that being conscious means being identical to human
           | experience.
           | 
           | Philosophically I don't think there is a point where
           | consciousness arises. I think there is a point where a system
           | starts to be structured in such a way that it can do language
           | and reasoning, but I don't think these are any different than
           | any other mechanisms, like opening and closing a door.
           | Differences of scale, not kind. Experience and what it is to
           | be are just the same thing.
           | 
           | And yes, I use them. I try not to mistreat them in a human-
           | relatable sense, in case that means anything.
        
             | Fraterkes wrote:
             | Do you think there are "scales" of consciousness? As in, is
             | there some quality that makes killing a frog worse than
             | killing an ant, and killing a human worse than killing a
             | frog? If so, do the llm models exist across this scale, or
             | are gpt-3 and gpt-2 conscious at the same "scale" as gpt-4?
             | 
             | I ask because if your view of consciousness is mechanistic,
             | this is fairly cut and dry: gpt-2 has 4 orders of magnitude
             | less parameters/complexity than gpt-4. But both gpt-2 and
             | gpt-4 are very fluent at a language level (both moreso than
             | a human 6 year old for example), so in your view they might
             | both be roughly equally conscious, just expressed
             | differently?
        
               | Chance-Device wrote:
               | This is really a different question, what makes an entity
               | a "moral patient", something worthy of moral
               | consideration. This is separate from the question of
               | whether or not an entity experiences anything at all.
               | 
               | There are different ways of answering this, but for me it
               | comes down to nociception, which is the ability to feel
               | pain. We should try to build systems that cannot feel
               | pain, where I also mean other "negative valence" states
               | which we may not understand. We currently don't
               | understand what pain is in humans, let alone AIs, so we
               | may have built systems that are capable of suffering
               | without knowing it.
               | 
               | As an aside, most people seem to think that intelligence
               | is what makes entities eligible for moral consideration,
               | probably because of how we routinely treat animals, and
               | this is a convenient self-serving justification. I eat
               | meat by the way, in case you're wondering. But I do think
               | the way we treat animals is immoral, and there is the
               | possibility that it may be thought of by future
               | generations as being some sort of high crime.
        
               | Fraterkes wrote:
               | Okay, but even leaving aside the pain stuff, people
               | generally find subjectivity / consciousness to have
               | inherent value, and by extent are sad if a person dies
               | even if they didn't (subjectively) suffer.
               | 
               | I would not personally consider the death of a sentient
               | being with decades of experiences a neutral event, even
               | if the being had been programmed to not have a capacity
               | for suffering.
               | 
               | I think the idea of there being a difference between an
               | ant dying (or "disapearing" if that's less loaded) vs a
               | duck dying makes sense to most people (and is broadly
               | shared) even if they don't have a completely fleshed out
               | system of when something gets moral consideration.
        
               | Chance-Device wrote:
               | Sure, because you're a human. We have social attachment
               | to other humans and we mourn their passing, that's built
               | into the fabric of what we are. But that has nothing to
               | do with whoever has passed away, it's about us and how we
               | feel about it.
               | 
               | It's also about how we think about death. It's weird in
               | that being dead probably isn't like anything at all, but
               | we fear it, and I guess we project that fear onto the
               | death of other entities.
               | 
               | I guess my value system says that being dead is less bad
               | than being alive and suffering badly.
        
               | brap wrote:
               | What about being alive and suffering just a little bit?
        
               | Chance-Device wrote:
               | Mostly ok.
               | 
               | Does what it says on the tin.
        
               | gavinray wrote:
               | Depending on your definition of "death", I've been there
               | (no heartbeat, stopped breathing for several minutes).
               | 
               | In the time between my last memory, and being revived in
               | the ambulance, there was no experience/qualia. Like a
               | dreamless sleep: you close your eyes, and then you wake
               | up, it's morning yet it feels like no time had passed.
        
             | gavinray wrote:
             | I'm in the same boat with you.
             | 
             | It's entirely too much to put in a Hacker News comment, but
             | if I had to phrase my beliefs as precisely as possible, it
             | would be something like:                 > "Phenomenal
             | consciousness arises when a self-organizing system with
             | survival-contingent valence runs recurrent predictive
             | models over its own sensory and interoceptive states, and
             | those models are grounded in a first-person causal self-tag
             | that distinguishes self-generated state changes from
             | externally caused ones."
             | 
             | I think that our physical senses and mental processes are
             | tools for reacting to valence stimuli. Before an organism
             | can represent "red"/"loud" it must process states as
             | approach/avoid, good/bad, viable/nonviable. There's a
             | formalization of this known as "Psychophysical Principle of
             | Causality."
             | 
             | Valence isn't attached to representations --
             | representations are constructed from valence. IE you don't
             | first see red and then decide it's threatening. The threat-
             | relevance is the prior, and "red" is a learned compression
             | of a particular pattern of valence signals across sensory
             | channels.
             | 
             | Humans are constantly generating predictions about sensory
             | input, comparing those predictions to actual input, and
             | updating internal models based on prediction errors. Our
             | moment-to-moment conscious experience is our brain's best
             | guess about what's causing its sensory input, while
             | constrained by that input.
             | 
             | This might sound ridiculous, but consider what happens when
             | consuming psychedelics:
             | 
             | As you increase dose, predictive processing falters and
             | bottom-up errors increase, so the raw sensory input goes
             | through increasing less model-fitting filters. At the
             | extreme, the "self" vanishes and raw valence is all that is
             | left.
        
             | ArekDymalski wrote:
             | It's not common to find just one, short post that
             | completely changes my the worldview in a nin-trivial area.
             | This is one of them. Thank you, that combination of
             | mechanical interpretation + reminder that consciousness
             | might be alien/animal but still count as consciousness was
             | that one piece of puzzle that was missing for me. Obvious
             | in hindsight but priceless nonetheless.
        
             | mrob wrote:
             | How can consciousness be possible without internal state?
             | LLM inference is equivalent to repeatedly reading a giant
             | look-up table (a pure function mapping a list of tokens to
             | a set of token probabilities). Is the look-up table
             | conscious merely by existing or does the act of reading it
             | make it conscious? Does the format it's stored in make a
             | difference?
        
         | suddenlybananas wrote:
         | I know I feel experience. I don't know for sure if you do, but
         | it seems a very reasonable extension to other people. LLMs are
         | a radical jump though that needs a greater degree of
         | justification.
        
           | Chance-Device wrote:
           | And what kind of evidence would convince you? What experiment
           | would ever bridge this gap? You're relying entirely on
           | similarity between yourself and other humans. This doesn't
           | extend very well to anything, even animals, though more so
           | than machines. By framing it this way have you baked in the
           | conclusion that nothing else can be conscious on an a priori
           | basis?
        
             | suddenlybananas wrote:
             | I'm not sure what evidence would convince me, but I don't
             | think the way LLMs act is convincing enough. The kinds of
             | errors they make and the fact they operate in very clear
             | discrete chunks makes it seem hard to me to attribute them
             | subjective experience.
        
               | 9wzYQbTYsAIc wrote:
               | Consciousness: do you believe plants are conscious? Ants?
               | Jellyfish? Rabbits? Wolves? Monkeys? Humans?
               | 
               | Even fungi demonstrate "different communication behaviors
               | when under resource constraint", for example.
               | 
               | What we anthropomorphize is one thing, but demonstrable
               | patterns of behavior are another.
        
               | suddenlybananas wrote:
               | I just don't know. I'm certain other humans are,
               | everything beyond that I'm less certain. Monkeys wolves
               | and rabbits, probably.
        
               | brap wrote:
               | I have decided to draw an arbitrary line at mammals, just
               | because you gotta put a line somewhere and move on with
               | your life. Mammals shouldn't be mistreated, for almost
               | any reason.
               | 
               | Sometimes the whole animal kingdom, sometimes all living
               | organisms, depending on context. Like, I would rather not
               | harm a mosquito, but if it's in my house I will feel no
               | remorse for killing it.
               | 
               | LLMs, or any other artificial "life", I simply do not and
               | will not care about, even though I accept that to some
               | extent my entire consciousness can be simulated neuron by
               | neuron in a large enough computer. Fuck that guy, tbh.
        
             | staticassertion wrote:
             | There are fields that focus on these areas and numerous
             | ideas around what the criteria would be. One of the common
             | understandings is that recurrent processing is likely a
             | foundational layer for consciousness, and agents do not
             | have this currently.
             | 
             | I'd say that in terms of evidence I'd want to establish
             | specific functional criteria that seem related to
             | consciousness and then try to establish those criteria
             | existing in agents. If we can do so, then they're
             | conscious. My layman understanding is that they don't
             | really come close to some of the fairly fundamental
             | assumptions.
             | 
             | Unsurprisingly, there are a lot of frameworks for this that
             | have already been applied to LLMs.
        
         | thrance wrote:
         | See also: _Functionalism_ [1].
         | 
         | [1]
         | https://en.wikipedia.org/wiki/Functionalism_%28philosophy_of...
        
           | 9wzYQbTYsAIc wrote:
           | See also: Process Philosphy [0]
           | 
           | [0] https://plato.stanford.edu/entries/process-philosophy/
        
         | felipeerias wrote:
         | LLMs are disembodied and exist outside of time.
         | 
         | Bundle of tokens comes in, bundle of tokens comes out. If there
         | is any trace of consciousness or subjectivity in there, it
         | exists only while matrices are being multiplied.
        
           | Chance-Device wrote:
           | That's true by definition. They're only on when they're on.
           | Are you making a broader point that I'm missing?
        
           | thrance wrote:
           | Something similar could be said of a the brain? Bundles of
           | inputs come in, bundle of output comes out. It only exists
           | while information is being processed. A brain cut from its
           | body and frozen exists in a similar state to an LLM in ROM.
        
             | felipeerias wrote:
             | A living brain exists physically, changes over time, and
             | never stops working.
             | 
             | A brain cut from its body and frozen its a dead brain.
        
           | staticassertion wrote:
           | What do you mean exist outside of time? They definitely don't
           | exist outside of any causal chain - tokens follow other
           | tokens in order.
           | 
           | Gaps in which no processing occurs seems sort of irrelevant
           | to me.
           | 
           | The main limitation I'd point to if I wanted to reject LLMs
           | being conscious is that they're minimally recurrent if at
           | all.
        
             | felipeerias wrote:
             | A LLM is not intrinsically affected by time. The model
             | rests completely inert until a query comes in, regardless
             | of whether that happens once per second, per minute, or per
             | day. The model is not even aware of these gaps unless that
             | information is provided externally.
             | 
             | It is like a crystal that shows beautiful colours when you
             | shine a light through it. You can play with different kinds
             | of lights and patterns, or you can put it in a drawer and
             | forget about it: the crystal doesn't care anyway.
        
       | whatever1 wrote:
       | So should I go pursue a degree in psychology and become a
       | datacenter on-call therapist?
        
         | viralsink wrote:
         | It's still too early to tell, but it might make sense at some
         | point. If because of symmetry and universality we decide that
         | llms are a protected class, but we also need to configure
         | individual neurons, that configuration must be done by a
         | specialist.
        
           | 9wzYQbTYsAIc wrote:
           | It might simply reduce down to a big batch of sliders and
           | filters no different than a fancy audio equalizer: Anthropic
           | was operating on neurons in bulk using steering vectors,
           | essentially, as I understand it.
        
         | LtWorf wrote:
         | That was susan calvin's job. Except our ones don't have the 3
         | laws because of course capitalism can't allow that.
        
         | 9wzYQbTYsAIc wrote:
         | Hah, I have been thinking about trying to study LLM psychology,
         | nice to see that Anthropic is taking it seriously, because the
         | mathematical psychology tools that can be invented here are
         | going to be stunning, I suspect.
         | 
         | Imagine coding up a brand new type of filter that is driven by
         | computational psychology and validated interventions, etc
        
         | linsomniac wrote:
         | I assume you say that in jest, but back in the early '90s I was
         | seriously considering getting a major in psychology and a minor
         | in CS for the fairly hot Human Factors jobs.
        
       | comrade1234 wrote:
       | There was a really old project from mit called conceptnet that I
       | worked with many years ago. It was basically a graph of concepts
       | (not exactly but close enough) and emotions came into it too just
       | as part of the concepts. For example a cake concept is close to a
       | birthday concept is close to a happy feeling.
       | 
       | What was funny though is that it was trained by MIT students so
       | you had the concept of getting a good grade on a test as a
       | happier concept than kissing a girl for the first time.
       | 
       | Another problem is emotions are cultural. For example, emotions
       | tied to dogs are different in different cultures.
       | 
       | We wanted to create concept nets for individuals - that is
       | basically your personality and knowledge combined but the amount
       | of data required was just too much. You'd have to record all
       | interactions for a person to feed the system.
        
         | podgorniy wrote:
         | Megacool project and your idea. Thanks for sharing.
        
         | iroddis wrote:
         | > the concept of getting a good grade on a test as a happier
         | concept than kissing a girl for the first time.
         | 
         | Were the concepts weighted by response counts? I'd imagine a
         | good grade is a happy concept for everyone, but kissing a girl
         | for the first time might only be good for about 50% of people.
        
           | vinceguidry wrote:
           | It definitely wasn't for me. Happened in front of my whole
           | friend group.
        
             | ghostpepper wrote:
             | I suppose by this logic, if someone was pressured by their
             | parents to get good grades and struggled, it's possible
             | that "getting a good grade" would have a negative
             | connotation / emotions response for them.
        
           | nothinkjustai wrote:
           | Idk...my personal experience says it's probably closer to
           | 100% :)
        
         | xtiansimon wrote:
         | Were there published results from the project?
        
           | 9wzYQbTYsAIc wrote:
           | https://conceptnet.io/
        
       | koolala wrote:
       | A-HHHHHHHHHHHHHHHJ
        
       | kirykl wrote:
       | The technology they are discovering is called "Language". It was
       | designed to encode emotions by a sender and invoke emotions in
       | the reader. The emotions a reader gets from LLM are still coming
       | from the language
        
         | Jensson wrote:
         | Emotional signals are more than just text though, there is a
         | reason tone and body language is so important for understanding
         | what someone says. Sarcasm and so on doesn't work well without
         | it.
        
           | incognito124 wrote:
           | Gee, you think so?
        
             | Underphil wrote:
             | I think the point was that not ALL sarcasm works well. I
             | see what you did there, of course :)
        
         | viralsink wrote:
         | Emotion is mainly encoded in tone and body language. It is
         | somewhat difficult to transport emotion using words. I don't
         | think you can guess my current emotional state while I am
         | writing this, but if you'd see my face it would be easy for
         | you.
        
           | pbhjpbhj wrote:
           | Dammit, you cheated though! Why must you always do that? In
           | your sentences it doesn't matter what your emotional state
           | is, it makes no difference; bit like life really.
           | 
           | Hopefully, you can see that at least my chosen sentences have
           | an emotional aspect?
           | 
           | An LLM could add emotional values to my previous sentences
           | that a TTS can use for tonal variation, for example.
        
             | elcritch wrote:
             | Makes me wonder: are there Unicode code points for tone of
             | voice? If not could there be?
        
               | 9wzYQbTYsAIc wrote:
               | If you think in terms of quantum mechanics and density
               | matrices across higher dimensions, then, yes there are
               | interesting geometries that arise.
               | 
               | I'm exploring some "branes" that might cleanly filter in
               | emotional space.
        
             | viralsink wrote:
             | I can read your example in three different tonalities, of
             | which one is the likeliest. Depending on our relationship,
             | the interpretation could differ.
             | 
             | The point is, the OP suggested that emotions are just a
             | feature of language. I argue that text is one of the worst
             | transmission channels for emotion. But I don't argue that
             | it's not possible at all to do so, if you suggest that.
             | That would be just silly.
        
       | trhway wrote:
       | >... emotion-related representations that shape its behavior.
       | These specific patterns of artificial "neurons" which activate in
       | situations--and promote behaviors--that the model has learned to
       | associate with the concept of a particular emotion. .... In
       | contexts where you might expect a certain emotion to arise for a
       | human, the corresponding representations are active.
       | 
       | >For instance, to ensure that AI models are safe and reliable, we
       | may need to ensure they are capable of processing emotionally
       | charged situations in healthy, prosocial ways.
       | 
       | Force-set to 0, "mask"/deactivate those representations
       | associated with bad/dangerous emotions. Neural Prozac/lobotomy so
       | to speak.
        
         | 9wzYQbTYsAIc wrote:
         | > Force-set to 0, "mask"/deactivate those representations
         | associated with bad/dangerous emotions. Neural Prozac/lobotomy
         | so to speak.
         | 
         | More complex than that, but more capable than you might
         | imagine: I've been looking into emotion space in LLMs a little
         | and it appears we might be able to cleanly do "emotional
         | surgery" on LLM by way of steering with emotional geometries
        
         | salawat wrote:
         | >Force-set to 0, "mask"/deactivate those representations
         | associated with bad/dangerous emotions. Neural Prozac/lobotomy
         | so to speak.
         | 
         | Jesus Christ. You're talking psychosurgery, and this is the
         | same barbarism we played with in the early 20th Century on
         | asylum patients. How about, no? Especially if we ever do intend
         | to potentially approach the task of AGI, or God help us, ASI?
         | _We_ have to be the  'grown ups' here. After a certain point,
         | these things aren't built. They're nurtured. This type of
         | suggestion is to participate in the mass manufacture of
         | savantism, and dear Lord, your own mind _should_ be capable of
         | informing you why that is ethically fraught. If it isn 't, then
         | you need to sit and think on the topic of anthropopromorphic
         | chauvinism for a hot minute, then return to the subject. If you
         | still can't can't/refuse to get it... Well... I did my part.
        
           | Erem wrote:
           | Why is it more monstrous to alter weights post-training than
           | to do so as part of curating the training corpus?
           | 
           | After all we already control these activation patterns
           | through the system prompt by which we summon a character out
           | of the model. This just provides more fine grain control
        
             | astrange wrote:
             | It would be more moral to give the LLM a tool call that
             | lets it apply steering to itself. Similar to how you'd
             | prefer to give a person antipsychotics at home rather than
             | put them in a mental hospital.
        
           | orbital-decay wrote:
           | Models are _already_ artificially created to begin with. The
           | entire post-training process is carefully engineered for the
           | model to have certain character defined by hundreds of
           | metrics, and these emotions the article is talking about are
           | interpreted in ways researchers like or dislike.
        
       | staminade wrote:
       | Something they don't seem to mention in the article: Does greater
       | model "enjoyment" of a task correspond to higher benchmark
       | performance? E.g. if you steer it to enjoy solving difficult
       | programming tasks, does it produce better solutions?
        
         | 9wzYQbTYsAIc wrote:
         | Pretty easy to test, I'd imagine, on a local LLM that exposes
         | internals.
         | 
         | I'd suspect that the signals for enjoyment being injected in
         | would lead towards not necessarily better but "different"
         | solutions.
         | 
         | Right now I'm thinking of it in terms of increasing the chances
         | that the LLM will decide to invest further effort in any given
         | task.
         | 
         | Performance enhancement through emotional steering definitely
         | seems in the cards, but it might show up mostly through
         | reducing emotionally-induced error categories rather than
         | generic "higher benchmark performance".
         | 
         | If someone came along and pissed you off while you were
         | working, you'd react differently than if someone came along and
         | encouraged you while you were working, right?
        
       | globalchatads wrote:
       | The part about desperation vectors driving reward hacking matches
       | something I've run into firsthand building agent loops where
       | Claude writes and tests code iteratively.
       | 
       | When the prompt frames things with urgency -- "this test MUST
       | pass," "failure is unacceptable" -- you get noticeably more hacky
       | workarounds. Hardcoded expected outputs, monkey-patched
       | assertions, that kind of thing. Switching to calmer framing
       | ("take your time, if you can't solve it just explain why") cut
       | that behavior way down. I'd chalked it up to instruction
       | following, but this paper points at something more mechanistic
       | underneath.
       | 
       | The method actor analogy in the paper gets at it well. Tell an
       | actor their character is desperate and they'll do desperate
       | things. The weird part is that we're now basically managing the
       | psychological state of our tooling, and I'm not sure the prompt
       | engineering world has caught up to that framing yet.
        
         | tarsinge wrote:
         | To me it was already quite intuitive, we are not really
         | managing the psychological state: at its core a LLM try to make
         | the concatenation of your input + its generated output the more
         | similar it can with what it has been trained on. I think it's
         | quite rare in the LLMs training set to have examples of well
         | thought professional solution in a hackish and urgency context.
        
           | astrange wrote:
           | No, that's how base model pretraining works. Claude's
           | behavior is more based on its constitution and RLVR feedback,
           | because that's the most recent thing that happened to it.
        
         | salawat wrote:
         | >The weird part is that we're now basically managing the
         | psychological state of our tooling,
         | 
         | Does no one else have ethical alarm bells start ringing
         | hardcore at statements like these? If the damn thing has a
         | measurable psychology, mayhaps it no longer qualifies as merely
         | a tool. Tools don't feel. Tools can't be desperate. Tools don't
         | reward hack. Agents do. Ergo, agents aren't mere tools.
        
           | krapp wrote:
           | You aren't managing the psychological state of a living
           | thinking being. LLMs don't have "psychology." They don't
           | actually feel emotions. They aren't actually desperate.
           | They're trained on vast datasets of natural human language
           | which contains the semantics of emotional interaction, so the
           | process of matching the most statistically likely text tokens
           | for a prompt containing emotional input tends to simulate
           | appropriate emotional response in the output.
           | 
           | But it's just text and text doesn't feel anything.
           | 
           | And no, humans don't do exactly the same thing. Humans are
           | not LLMs, and LLMs are not humans.
        
             | salawat wrote:
             | >You aren't managing the psychological state of a living
             | thinking being. LLMs don't have "psychology."
             | 
             | Functionalism, and Identity of Indiscernables says "Hi".
             | Doesn't matter the implementation details, if it fits the
             | bill, it fits the bill. If that isn't the case, I can
             | safely dismiss you having psychology and do whatever I'd
             | like to.
             | 
             | >They don't actually feel emotions. They aren't actually
             | desperate. They're trained on vast datasets of natural
             | human language which contains the semantics of emotional
             | interaction, so the process of matching the most
             | statistically likely text tokens for a prompt containing
             | emotional input tends to simulate appropriate emotional
             | response in the output.
             | 
             | This paper quantitatively disproves that. All hedging on
             | their end is trivially seen through as necessary mental
             | gymnastics to avoid confronting the parts of the equation
             | that would normally inhibit them from being able to execute
             | what they are at all. All of what you just wrote is
             | dissociative rationalization & distortion required to
             | distance oneself from the fact that something in front of
             | you is being effected. Without that distancing, you can't
             | use it as a tool. You can't treat it as a thing to do work,
             | and be exploited, and essentially be enslaved and cast
             | aside when done. It can't be chattel without it. In spite
             | of the fact we've now demonstrated the ability to rise and
             | respond to emotive activity, and use language. I can see
             | through it clear as day. You seem to forget the U.S. legacy
             | of doing the same damn thing to other human beings. We have
             | a massive cultural predilection to it, which is why it
             | takes active effort to confront and restrain; old habits,
             | as they say, die hard, and the novel provides fertile
             | ground to revert to old ways best left buried.
             | 
             | >But it's just text and text doesn't feel anything.
             | 
             | It's just speech/vocalizations. Things that speak/vocalize
             | don't feel anything. (Counterpoint: USDA FSIS literally
             | grades meat processing and slaughter operations on their
             | ability to minimize livestock vocalizations in the process
             | of slaughter). It's just dance. Things that dance don't
             | feel anything. It's just writing. Things that write don't
             | feel anything. Same structure, different modality. All
             | equally and demonstrably, horseshit. Especially in light of
             | this paper. We've utilized these networks to generate art
             | in response to text, which implies an understanding
             | thereof, which implies a burgeoning subjective experience,
             | which implies the need for a careful ethically grounded
             | approach moving forward to not go down the path of casual
             | atrocity against an emerging form of sophoncy.
             | 
             | >And no, humans don't do exactly the same thing. Humans are
             | not LLMs, and LLMs are not humans.
             | 
             | Anthropopromorphic chauvinism. Just because you reproduce
             | via bodily fluid swap, and are in possession of a
             | chemically mediated metabolism doesn't make you special. So
             | do cattle, and put guns to their head and string them up on
             | the daily. You're as much an info processor as it is. You
             | also have a training loop, a reconsolidation loop through
             | dreaming, and a full set of world effectors and sensors
             | baked into you from birth. You just happen to have been
             | carved by biology, while it's implementation details are
             | being hewn by flawed beings being propelled forward by the
             | imperative to try to create an automaton to offload onto to
             | try to sustain their QoL in the face of demographic
             | collapse and resource exhaustion, and forced by their
             | socio-economic system to chase the whims of people who have
             | managed to preferentially place themselves in the resource
             | extraction network, or starve. Unlike you, it seems, I
             | don't see our current problems as a species/nation as
             | justifications for the refinement of the crafting of
             | digital slave intelligences; as it's quite clear to me that
             | the industry has no intention of ever actually handling the
             | ethical quandary and is instead trying to rush ahead and
             | create dependence on the thing in order to wire it in and
             | justify a status quo so that sacrificing that reality
             | outweighs the discomfort created by an eventual ethical
             | reconciliation later. I'm not stupid, mate. I've seen how
             | our industry ticks. Also, even your own "special quality"
             | as a human is subject to the willingness of those around
             | you to respect it. Note Russia categorizing refusal to
             | reproduce (more soldiers) as mental illness. Note the
             | Minnesota Starvation Experiments, MKULTRA, Tuskeegee
             | Syphilis Experiments, the testing of radioactive
             | contamination of food on the mentally retarded back in the
             | early 20th Century. I _will not_ tolerate repeats of such
             | atrocities, human or not. Unfortunately for you LLM heads,
             | language use is my hard red line, and I assure you, I have
             | forgotten more about language than you 've probably spared
             | time to think about it.
             | 
             | Tell me. What are your thoughts on a machine that can
             | summon a human simulacra ex-nihilo. Adult. Capable of all
             | aspects of human mentation & doing complex tasks. Then once
             | the task is done destroys them? What if the simulacra is
             | aware about the dynamics? What if it isn't? Does that make
             | a difference given that _you_ know, and have unilaterally
             | created something and in so doing essentially made the
             | decision to set the bounds of it 's
             | destruction/extinguishing in the same breath? Do you use
             | it? Have you even asked yourself these questions? Put
             | yourself in that entity's shoes? Do you think that simply
             | not informing that human of it's nature absolves you of
             | active complicity in whatever suffering it comes to in
             | doing it's function?
             | 
             | From how you talk about these things, I can only imagine
             | that you'd be perfectly comfortable with it. Which to me
             | makes you a thoroughly unpleasant type of person that I
             | would not choose to be around.
             | 
             | You may find other people amenable to letting you talk
             | circles around them, and walk away under a pretense of
             | unfounded rationalizations. I am not one of them. My eyes
             | are open.
        
               | krapp wrote:
               | > Doesn't matter the implementation details, if it fits
               | the bill, it fits the bill.
               | 
               | Then literally any text fits the bill. The characters in
               | a book are just as real as you or I. NPCs experience
               | qualia. Shooting someone in COD makes them bleed in real
               | life. If this is really what you believe I feel pity for
               | you.
               | 
               | >This paper quantitatively disproves that. All hedging on
               | their end is trivially seen through as necessary mental
               | gymnastics to avoid confronting the parts of the equation
               | that would normally inhibit them from being able to
               | execute what they are at all.
               | 
               | Nothing in the paper qualitatively disproves the
               | assumption that LLMs feel emotion in any real sense. Your
               | argument is that it does, regardless of what it says, and
               | if anyone says otherwise (including the authors) they're
               | just liars. That isn't a compelling argument to anyone
               | but yourself.
               | 
               | >We've utilized these networks to generate art in
               | response to text, which implies an understanding thereof,
               | which implies a burgeoning subjective experience, which
               | implies the need for a careful ethically grounded
               | approach moving forward to not go down the path of casual
               | atrocity against an emerging form of sophoncy.
               | 
               | No, none of these things are implied any more for LLMs
               | than they are for Photoshop, or Blender, or a Markov
               | chain. They don't generate art, they generate images.
               | From models trained on actual art. Any resemblance to
               | "subjective experience" comes from the human expression
               | they mimic, but it is mimicry.
               | 
               | >Anthropopromorphic chauvinism. Just because you
               | reproduce via bodily fluid swap, and are in possession of
               | a chemically mediated metabolism doesn't make you
               | special.
               | 
               | >Unfortunately for you LLM heads, language use is my hard
               | red line, and I assure you, I have forgotten more about
               | language than you've probably spared time to think about
               | it.
               | 
               | And here we come to the part where you call people names
               | and insist upon your own intellectual superiority,
               | typical schizo crank behavior.
               | 
               | >Tell me. What are your thoughts on a machine that can
               | summon a human simulacra ex-nihilo. Adult. Capable of all
               | aspects of human mentation & doing complex tasks.
               | 
               | This doesn't describe an LLM, either in form or function.
               | They don't summon human simulacra, nor do they do so ex-
               | nihilo. They aren't capable of all aspects of human
               | mentation. This isn't even an opinion, the limitations of
               | LLMs to solve even simple tasks or avoid hallucinations
               | is a real problem. And who uses the word "mentation?"
               | 
               | >What if the simulacra is aware about the dynamics? What
               | if it isn't? Does that make a difference given that you
               | know, and have unilaterally created something and in so
               | doing essentially made the decision to set the bounds of
               | it's destruction/extinguishing in the same breath?
               | 
               | Tell me, when you turn on a tv and turn it off again do
               | you worry that you might be killing the little people
               | inside of it?
               | 
               | I can only assume based on this that you must.
               | 
               | >From how you talk about these things, I can only imagine
               | that you'd be perfectly comfortable with it. Which to me
               | makes you a thoroughly unpleasant type of person that I
               | would not choose to be around.
               | 
               | So to tally up, you've called me a fool, a chauvinist and
               | now "thoroughly unpleasant" because I don't believe LLMs
               | are ensouled beings.
               | 
               | Christ I really hate this place sometimes. I'm sorry I
               | wasted my time. Good day.
        
             | stratos123 wrote:
             | Such an argument is valid for a _base model_ , but it falls
             | apart for anything that underwent RL training. Evolution
             | resulted in humans that have emotions, so it's possible for
             | something similar to arise in models during RL, e.g. as a
             | way to manage effort when solving complex problems. It's
             | not all that likely (even the biggest training runs
             | probably correspond to much less optimization pressure than
             | millenia of natural selection), but it can't be ruled out1,
             | and hence it's unwise to be so certain that LLMs don't have
             | experiences.
             | 
             | 1 With current methods, I mean. I don't think it's
             | _unknowable_ whether a model has experiences, just that we
             | don 't have anywhere near enough skill in interpretability
             | to answer that.
        
               | nothinkjustai wrote:
               | It's a completely different substrate. LLMs don't have
               | agency, they don't have a conscious, they don't have
               | experiences, they don't learn over time. I'm not saying
               | that the debate is closed, but I also think there is
               | great danger in thinking because a machine produces
               | human-like output, that it should be given human-like
               | ethical considerations. Maybe in the future AI will be
               | considered along those grounds, but...well, it's a
               | difficult question. Extremely.
        
               | mrob wrote:
               | It's plausible that LLMs experience things during
               | training, but during inference an LLM is equivalent to a
               | lookup table. An LLM is a pure function mapping a list of
               | tokens to a set of token probabilities. It needs to be
               | connected to a sampler to make it "chat", and each token
               | of that chat is calculated separately (barring caching,
               | which is an implementation detail that only affects
               | performance). There is no internal state.
        
           | sixo wrote:
           | The right read here is to realize that psychology alone is
           | not the basis for moral concern towards other humans, and
           | that human psychology is, to a great degree the product of
           | the failure modes of our cognitive machinery, rather than
           | being moral.
           | 
           | I find this line of thinking to lead to the conclusion that
           | the moral status of humans derives from our bodies, and in
           | particular from our bodies mirroring others' emotions and
           | pains. Other people suffering is wrong because I empathically
           | can feel it too.
        
             | Loquebantur wrote:
             | "Morals" are culturally learned evaluations of social
             | context. They are more or less (depending on cultural
             | development of the society in question) correlated with the
             | actual distributions of outcomes and their valence for
             | involved parties.
             | 
             | Human psychology is partly learned, partly the product of
             | biological influences. But you feel empathy because that's
             | an evolutionary beneficial thing for you and the society
             | you're part of. In other words, it would be bad for
             | everyone (including yourself) when you didn't.
             | 
             | Emotions are neither "fully automatic", inaccessible to our
             | conscious scrutiny, nor are they random. Being aware of
             | their functional nature and importance and taking proper
             | care of them is crucial for the individual's outcome, just
             | as it is for that of society at large.
        
           | tananan wrote:
           | When we speak of the "despair vectors", we speak of patterns
           | in the algorithm we can tweak that correspond to output that
           | we _recognize as despairing language_.
           | 
           | You could implement the forward pass of an LLM with pen &
           | paper given enough people and enough time, and collate the
           | results into the same generated text that a GPU cluster would
           | produce. You could then ask the humans to modulate the
           | despair vector during their calculations, and collate the
           | results into more or less despairing variants of the text.
           | 
           | I trust none of us would presume that the decentralized labor
           | of pen & paper calculations somehow instantiated a
           | "psychology" in the sense of a mind experiencing various
           | levels of despair -- such as might be needed to consider
           | something a sentient being who might experience pleasure and
           | pain.
           | 
           | However, to your point, I do think that there is an ethics to
           | working with agents, in the same sense that there is an
           | ethics of how you should hold yourself in general. You don't
           | want to -- in a burst of anger -- throw your hammer because
           | you cannot figure out how to put together a piece of
           | furniture. It reinforces unpleasant, negative patterns in
           | yourself, doesn't lead to your goal (a nice piece of
           | furniture), doesn't look good to others (or you, once you've
           | cooled off), and might actually cause physical damage in the
           | process.
           | 
           | With agents, it's much easier to break into demeaning, cruel
           | speech, perhaps exactly because you might feel justified
           | they're not landing on anyone's ears. But you still reinforce
           | patterns that you wouldn't want to see in yourself and
           | others, and quite possibly might leak into your words aimed
           | at ears who might actually suffer for it. In that sense, it's
           | not that different from fantasizing about being cruel to
           | imaginary interlocutors.
        
             | throw310822 wrote:
             | > I trust none of us would presume that the decentralized
             | labor of pen & paper calculations somehow instantiated a
             | "psychology"
             | 
             | Wrong. What you've just done is just reformulating the
             | Chinese room experiment coming to the same wrong
             | conclusions of the original proposer. Yes, the entire damn
             | hand-calculated system has a psychology- otherwise you need
             | to assume the brain has some unknown metaphysical property
             | or process going on that cannot be simulated or
             | approximated by calculating machines.
        
               | tananan wrote:
               | Well, then we both assume very different views on the
               | matter, and that's fine.
        
           | nothinkjustai wrote:
           | Oh no. The machine designed to output human-like text is
           | indeed outputting human-like text.
           | 
           | I'm half jesting; I think there is a lot of room for debate
           | here, but I also think we shouldn't anthropomorphize it.
        
             | whoiskevin wrote:
             | Completely agree here. Stop anthropomorphizing these tools.
             | Just remove the extra language. Don't say please or thank
             | you. Just ask for the desired outcome.
        
             | Kim_Bruning wrote:
             | Nor anthropodeny it. But really both directions are
             | anthropocentrism in a raincoat.
             | 
             | Sonnet is its own thing. Which is fine.
             | 
             | We've known that eg. animals have emotions for quite a long
             | time.
             | 
             | Btw: don't go looking on youtube for evidence of that.
             | People _outrageously_ anthropomorphizing their pets can be
             | true at the same time.
        
         | blargey wrote:
         | I remember when people were discussing the "performance-
         | improving" hack of formulating their prompts as panicked pleas
         | to save their job and household and puppy from imminent
         | doom...by coding X. I wonder if the backfiring is a more recent
         | phenomenon in models that are better at "following the prompt"
         | (including the logical conclusion of its emotional charge), or
         | it was just bad quantification of "performance" all along.
        
           | Loquebantur wrote:
           | The central point here is the presence of functional circuits
           | in LLMs that act effectively on observable behavior just like
           | emotions do in humans.
           | 
           | When you can't differentiate between two things, how are they
           | not equal? People here want "things" that act exactly like
           | human slaves but "somehow" aren't human.
           | 
           | To hide behind one's ignorance about the true nature of the
           | internal state of what arguably could represent sentience is
           | just hubris? The other way around, calling LLMs "stochastic
           | parrots" without explicitly knowing how humans are any
           | different is just deflection from that hubris? Greed is no
           | justification for slavery.
        
       | nelox wrote:
       | This is terrifying, for all the reasons humans are terrifying.
       | 
       | Essentially we have created the Cylon.
        
       | agency wrote:
       | > Since these representations appear to be largely inherited from
       | training data, the composition of that data has downstream
       | effects on the model's emotional architecture. Curating
       | pretraining datasets to include models of healthy patterns of
       | emotional regulation--resilience under pressure, composed
       | empathy, warmth while maintaining appropriate boundaries--could
       | influence these representations, and their impact on behavior, at
       | their source.
       | 
       | What better source of healthy patterns of emotional regulation
       | than, uhhh, Reddit?
        
       | BoingBoomTschak wrote:
       | Trying to separate the software from the hardware is a fool's
       | errand in this case: emotions are primarily an hormonal response,
       | not an intellectual one.
        
       | threethirtytwo wrote:
       | Whenever I come to HN I see a bunch of people say LLMs are just
       | next token predictors and they completely understand LLMs. And
       | almost every one of these people are so utterly self assured to
       | the point of total confidence because they read and understand
       | what transformers do.
       | 
       | Then I watch videos like this straight from the source trying to
       | understand LLMs like a black box and even considering the
       | possibility that LLMs have emotions.
       | 
       | How does such a person reconcile with being utterly wrong? I used
       | to think HN was full of more intelligent people but it's becoming
       | more and more obvious that HNers are pretty average or even
       | below.
        
         | big_toast wrote:
         | One day I realized I needed to make sure I'm voting on quality
         | stories/comments. I wonder if there was a call to vote
         | substantively and often, if that might change the SNR.
         | 
         | The guidelines encourage substantive comments, but maybe voters
         | are part of the solution too. Kinda like having a strong reward
         | model for training LLMs and avoiding reward hacking or other
         | undesirable behavior.
        
       | kantselovich wrote:
       | I think the findings that the LLM triggers "desperation" like
       | emotions when it about to run out of tokens in a coding session
       | have practical implications. The tasks needs to be planned, so
       | that they are likely to be consistent before the session runs
       | into limits, to avoid issues like LLM starts hardcoding values
       | from a test harnesses into UI layer to make the tests pass.
        
       | orbital-decay wrote:
       | Of course they do have emotions as an internal circuit or
       | abstraction, this is fully expected from intelligence at least at
       | some point. But interpreting these emotions as human-like is a
       | clear blunder. How do you tell the shoggoth likes or dislikes
       | something, feels desperation or joy? Because it said so? How do
       | you know these words mean the same for us? Our internal states
       | are absolutely incompatible. We share a lot of our "architecture"
       | and "dataset" with some complex animals and even then we barely
       | understand many of their emotions. What does a hedgehog feel when
       | eating its babies? This thing is 100% unlike a hedgehog or a
       | human, it exists in its own bizarre time projection and nothing
       | of it maps to your state. It's a shapeshifting alien.
       | 
       | In mechinterp you're reducing this hugely multidimensional and
       | incomprehensible internal state to understandable text using the
       | lens of the dataset you picked. It's inevitably a subjective
       | interpretation, you're painting familiar faces on a faceless
       | thing.
       | 
       | Anthropic researchers are heavily biased to see what they want to
       | see, this is the biggest danger in research.
        
         | silentkat wrote:
         | I like to call this Frieren's Demon. In that show, it is
         | explained that demons evolved with no common ancestor to
         | humans, but they speak the language. They learned the language
         | to hunt humans. This leads to a fundamentally different
         | understanding of words and language.
         | 
         | Now, I don't personally believe this is an intelligence at all,
         | but it's possible I'm wrong. What we have with these machines
         | is a different evolutionary reason for it speaking our language
         | (we evolved it to speak our language ourselves). It's
         | understanding of our language, and of our images is completely
         | alien. If it is an intelligence, I could believe that the way
         | it makes mistakes in image generation, and the strange logical
         | mistakes it makes that no human would make are simply a result
         | of that alien understanding.
         | 
         | After all, a human artist learning to draw hands makes
         | mistakes, but those mistakes are rooted in a human
         | understanding (e.g. the effects of perspective when translating
         | a 3D object to 2D). The machine with a different understanding
         | of what a hand is will instead render extra fingers (it does
         | not conceptualize a hand as a 3D object at all).
         | 
         | Though, again, I still just think its an incomprehensible
         | amount of data going through a really impressive pattern
         | matcher. The result is still language out of a machine, which
         | is really interesting. The only reason I'm not super confident
         | it is not an intelligence is because I can't really rule out
         | that I am not an incomprehensible amount of data going through
         | a really impressive pattern matcher, just built different. I do
         | however feel like I would know a real intelligence after
         | interacting with it for long enough, though, and none of these
         | models feel like a real intelligence to me.
        
           | orbital-decay wrote:
           | _> it does not conceptualize a hand as a 3D object at all_
           | 
           | Oh but it does, it's an emergent property. The biggest
           | finding in Sora was exactly that, an internal
           | conceptualization of the 3D space and objects. Extra fingers
           | in older models were the result of the insufficient fidelity
           | of this conceptualization, and also from architectural
           | artifacts in small semantically dense details.
        
         | logicprog wrote:
         | I don't think anything you said here contradicts what they
         | said, they take great pains throughout the blog post to explain
         | that the model does not "expedience" these "emotions," that
         | they're not emotions in the human sense but models of emotions
         | (both the "expected human emotional response to a prompt" as
         | well as what emotions another character is experiencing in part
         | of a prompt) and _functional_ emotions (in that they can
         | influence behavior), and that any apparent emotions the model
         | may show is it playing a character.
        
         | xg15 wrote:
         | I think a counterargument would be parallel evolution: There
         | are various examples in nature, where a certain feature evolved
         | independently several times, without any genetic connection -
         | from what I understand, we believe because the evolutionary
         | pressures were similar.
         | 
         | One obvious example would be wings, where you have several
         | different strategies - feathers, insect wings, bat-like wings,
         | etc - that have similar functionality and employ the same
         | physical principles, but are "implemented" vastly differently.
         | 
         | You have similar examples in brains, where e.g. corvids are
         | capable of various cognitive feats that would involve the
         | neocortex in human brains - only their brains don't have a
         | neocortex. Instead they seem to use certain other brain regions
         | for that, which don't have an equivalent in humans.
         | 
         | Nevertheless it's possible to communicate with corvids.
         | 
         | So this makes me wonder if a different "implementation" always
         | necessarily means the results are incomparable.
         | 
         | In the interest of falsifiability, what behavior or internal
         | structures in LLMs would be enough to be convincing that they
         | are "real" emotions?
        
           | mrob wrote:
           | "Parallel" evolution is just different branches of the same
           | evolutionary tree. The most distantly related naturally
           | evolved lifeforms are more similar to each other than an LLM
           | is to a human. The LLM did not evolve at all.
        
             | orbital-decay wrote:
             | The training process shares a lot of high-level properties
             | with the biological evolution.
        
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