[HN Gopher] Nevada's public employee pension fund invests passiv...
       ___________________________________________________________________
        
       Nevada's public employee pension fund invests passively and beats
       peers (2016)
        
       Author : cpncrunch
       Score  : 228 points
       Date   : 2024-07-13 23:24 UTC (23 hours ago)
        
 (HTM) web link (www.wsj.com)
 (TXT) w3m dump (www.wsj.com)
        
       | cpncrunch wrote:
       | https://archive.is/hmkdj#selection-4317.0-4320.0
        
       | jonahbenton wrote:
       | (2016)
        
         | cpncrunch wrote:
         | Updated title.
        
       | decasia wrote:
       | I'm curious if this is demonstrably an optimal strategy for
       | individual investment too... I haven't had much success getting
       | any clear data about whether active management demonstrably
       | produces better results.
        
         | windwindow wrote:
         | There's strong data supporting passive investment. I've found
         | the stats in Andrew Hallam's book, "Balance: How to Invest and
         | Spend for Happiness, Health, and Wealth"
         | (https://www.amazon.ca/Balance-Invest-Happiness-Health-
         | Wealth...) quite eye-opening.
        
         | cornstalks wrote:
         | There's the famous bet Warren Buffett won against an actively
         | managed fund:
         | https://www.investopedia.com/articles/investing/030916/buffe...
        
         | elil17 wrote:
         | Short answer re: investing in active managers (based on my many
         | years listening to rationalreminder.ca) is that, if you
         | eliminate some of the worst active managers, the average
         | returns net of fees are the same. However, eliminating the
         | worst managers is challenging (but not impossible) to do ex-
         | ante. Even then, you're only getting the same average returns
         | as indexing, not better. Plus, you will experience a higher
         | dispersion with active managers (greater chance of extreme
         | negative or positive outcome), which is not desirable. Because
         | of these two issues, It's definitely better to pick an index
         | fund.
         | 
         | Re: picking stocks yourself, the answer is also pretty cut and
         | dry. There's strong evidence no individual trader can expect to
         | beat the market. Active managers can only beat the market gross
         | of fees because they employ large teams of people to do a lot
         | of work to gain a small edge (stuff like predicting retail
         | sales numbers from satellite images of store parking lots).
         | 
         | This is my attempt at summarizing a whole field of research in
         | a few sentences. There are many more nuisances. I highly
         | recommend listening to the Rational Reminder podcast if you're
         | curious about this sort of thing. They interview a lot of
         | academics.
        
           | chii wrote:
           | > a higher dispersion with active managers (greater chance of
           | extreme negative or positive outcome), which is not
           | desirable.
           | 
           | some people prefer the chance to win the lottery rather than
           | get a steady income stream.
        
             | throwaway2037 wrote:
             | Except this is a myth. You will not win the lottery without
             | taking crazy amounts of risk. The active managers who do
             | beat a major index for a long, long time almost do not
             | exist in retail space, and they beat the market by a tiny
             | amount (~1%). In my era Legg Mason was the most famous, but
             | even they fell too.
        
               | selestify wrote:
               | How does that explain Warren Buffet's spectacular
               | success?
        
               | supertrope wrote:
               | When you own one billionth of a company you are just
               | along for the ride. When you buy a 10% or more stake you
               | can influence the running of the company. Another aspect
               | is he has offered liquidity to distressed companies like
               | GE and got richly rewarded for it with favorable terms.
        
               | anamax wrote:
               | Someone with Buffet's success should exist by random
               | chance. (Flip a fair coin enough times and it will come
               | up heads 20 times in a row.)
               | 
               | Also, some fraction of Buffet's success comes from deals
               | that the rest of us don't have access to.
        
               | mewpmewp2 wrote:
               | Yeah, I have tried to simulate this several times under
               | different conditions. Given zero sum game and random
               | odds, there is always going to be small percentage who
               | have a lot and most will have below what they started
               | with. It is easy to explain as well, if you for example
               | start with $1000 and you have 50% odds of winning 10%
               | every time. If you win and lose 50% you are going to be
               | below what you started.
               | 
               | If you always win after lose and lose after win, then it
               | would go like this:
               | 
               | 1. $1000
               | 
               | 2. $1100
               | 
               | 3. $990
               | 
               | 4. $1089
               | 
               | And so on... After 100 turns you would have only around
               | 600 - 700.
               | 
               | But it's a zero sum right. Where does the 300 - 400 go?
               | It goes exponentially to select few who by random chance
               | have more wins than losses.
               | 
               | In fact the longer it goes on, the higher odds of there
               | being outlier with a lot - you might expect that everyone
               | would converge around $1000, but that is not the case.
               | 
               | I did an example run with 10 000 investors, each doing
               | 1000 trades, each trade they bet 10% of their portfolio,
               | with 50% odds of winning.
               | 
               | First investor had 562 wins and 438 losses, with
               | $1,666,061.
               | 
               | Median investor had only $7 left with 500 wins and 500
               | losses.
               | 
               | Top 10th percentile investor had $364 with 520 wins and
               | 480 losses.
               | 
               | So interestingly even an investor that had 40 wins more
               | than losses, lost 2/3 of portfolio.
        
               | redox99 wrote:
               | Stock market is not zero sum.
        
               | mewpmewp2 wrote:
               | Yes, but in terms of beating the market it should be.
        
               | derriz wrote:
               | Buffet isn't a passive investor. Berkshire Hathaway have
               | often taken a very active role in the running of their
               | acquisitions - appointing managers, setting strategy,
               | merging/splitting off subsidiaries, etc. This is as much
               | managing as investing. If Buffet was a pure stock picker,
               | then he would be an interesting case in the active vs
               | passive investment debate.
        
               | JumpCrisscross wrote:
               | > _How does that explain Warren Buffet's spectacular
               | success?_
               | 
               | Buffett buys "cheap, safe, high-quality stocks" with
               | leveraged "financed partly using insurance float with a
               | low financing rate" [1]. TL; DR He's doing private equity
               | with discipline.
               | 
               | [1] https://www.aqr.com/Insights/Research/Journal-
               | Article/Buffet...
        
               | throw0101d wrote:
               | > _How does that explain Warren Buffet's spectacular
               | success?_
               | 
               | 1. Buffett has been underperforming the S&P 500 for about
               | twenty years now:
               | 
               | * https://www.linkedin.com/pulse/warren-buffett-has-
               | underperfo...
               | 
               | * https://news.ycombinator.com/item?id=37827101
               | 
               | For most people who are saving for retirement between the
               | ages of (say) 30 to 65, that's most of their investing
               | lifetime, and such underperform could radically effect
               | the life they can live once they start working. Do _you_
               | want risk your proverbial Golden Years simply because you
               | chose not to take the market average returns?
               | 
               | 2. While Buffett is a better-than-average investor (and
               | certainly better than me), the main reason why we know
               | him is because he's so rich, but as Morgan Housel notes,
               | the vast majority of that wealth has come from
               | compounding:
               | 
               | > _As I write this Warren Buffett's net worth is $84.5
               | billion. Of that, $84.2 billion was accumulated after his
               | 50th birthday. $81.5 billion came after he qualified for
               | Social Security, in his mid-60s. Warren Buffett is a
               | phenomenal investor. But you miss a key point if you
               | attach all of his success to investing acumen. The real
               | key to his success is that he's been a phenomenal
               | investor for three quarters of a century. Had he started
               | investing in his 30s and retired in his 60s, few people
               | would have ever heard of him. Consider a little thought
               | experiment. Buffett began serious investing when he was
               | 10 years old. By the time he was 30 he had a net worth of
               | $1 million, or $9.3 million adjusted for inflation.[16]
               | What if he was a more normal person, spending his teens
               | and 20s exploring the world and finding his passion, and
               | by age 30 his net worth was, say, $25,000? And let's say
               | he still went on to earn the extraordinary annual
               | investment returns he's been able to generate (22%
               | annually), but quit investing and retired at age 60 to
               | play golf and spend time with his grandkids. What would a
               | rough estimate of his net worth be today? Not $84.5
               | billion. $11.9 million. 99.9% less than his actual net
               | worth. Effectively all of Warren Buffett's financial
               | success can be tied to the financial base he built in his
               | pubescent years and the longevity he maintained in his
               | geriatric years. His skill is investing, but his secret
               | is time. That's how compounding works. Think of this
               | another way. Buffett is the richest investor of all time.
               | But he's not actually the greatest--at least not when
               | measured by average annual returns._
               | 
               | * https://www.goodreads.com/quotes/10551666-more-
               | than-2-000-bo...
        
               | gizajob wrote:
               | To be fair to him, he does say time and time again
               | "Invest in an S&P Index Fund"
        
           | Galanwe wrote:
           | There's more dimensions to an investment than average
           | returns.
           | 
           | Volatility adjusted returns (or Sharpe ratio) for instance,
           | will tell you how much returns you have per unit of risk you
           | take. This is important because getting 10% average annual
           | returns with 10% annual volatility is worst than getting 5%
           | returns with 1% annual volatility. You can only compare
           | investments at equal amount of risk.
           | 
           | An other factor to take into account is diversification. If
           | you have an alternative investment to compare to your base,
           | and it's average returns is lower than your base, but it is
           | un correlated, then you actually get an increased volatility
           | adjusted average returns by investing in both.
           | 
           | That's just two dimensions to take into account, there are
           | many others, but overall:
           | 
           | - Don't compare investments based on annualized returns
           | alone, it really doesn't make any sense.
           | 
           | - Don't compare investments one against an other, instead
           | look at the addivity of one on top of another.
        
             | Karellen wrote:
             | > getting 10% average annual returns with 10% annual
             | volatility is worst than getting 5% returns with 1% annual
             | volatility.
             | 
             | Doesn't this depend on how long you're planning on
             | investing for, and what your criteria for selling your
             | investments are?
             | 
             | If you're planning on investing for at least 10 years, and
             | you're willing to give yourself a 2-3 year window for
             | selling your investments once they reach a threshhold you
             | decide on ahead of time, isn't the 10%/10% investment
             | better?
             | 
             | (e.g. if retirement is 20 years away, you might consider
             | putting your funds in that sort of investment for 10 years,
             | with a view to moving them to something less volatile in
             | the 5 years after that, as soon as they cross a 10%
             | annualised return threshhold during that window.)
        
               | Galanwe wrote:
               | > isn't the 10%/10% investment better?
               | 
               | If you consider that "you don't know any better" and
               | returns are normally distributed (i.e. you don't have
               | some secret sauce nobody else knows about), then there is
               | no dimension in which the 10/10 is better.
               | 
               | You can convince yourself intuitively by imagining how
               | you would maximize each strategy. The amount of money you
               | have is a factor of the risk you take, because if you
               | want to do something risky you will not be able to borrow
               | much, whereas if you want to do something safe you can
               | easily borrow.
               | 
               | That is, you objective is to maximize your expected
               | return, under the constraint of not breaking your risk
               | limit.
               | 
               | Suppose you have a 10% annualized volatility risk
               | tolerance. That's your budget.
               | 
               | If you invest it all in a 10% average return / 10% annual
               | vol strategy, that's it.
               | 
               | Now if I propose you a 5% average return / 1% volatility
               | strategy, you just have to go to the bank and borrow 10x
               | your capital. You will have the same risk exposure (in
               | dollar), but 5x the expected returns.
        
               | amanaplanacanal wrote:
               | Until a black swan event bankrupts you because of the
               | leverage you have taken on.
        
               | hamilyon2 wrote:
               | Is 10x borrowing even an option if we are talking
               | retirement savings?
               | 
               | I don't know much about finance. I guess that at that
               | point (you borrowed 10 times your net worth). This is no
               | longer your investment, it's your lender's investment.
               | They will adjust interest rate to match the riskiness of
               | whatever you are doing, leaving you with net zero.
               | 
               | Borrowing money is not free.
        
               | Galanwe wrote:
               | > Is 10x borrowing even an option if we are talking
               | retirement savings?
               | 
               | Of course it is, though not exactly by "borrowing money"
               | in a "mortgage" sense. Margin trading is a way to take
               | leverage, derivatives is another. The former is simpler
               | but costly, the latter is cheaper and allows you much
               | more than 10x leverage, though it requires some high
               | school mathematical thinking.
        
               | alright2565 wrote:
               | What you're saying sounds right. But in practice, no one
               | is going to lend me, a nobody, 5x my money. At least
               | outside real estate, that's it's own crazy alternate
               | reality.
        
               | Galanwe wrote:
               | 5x leverage is nothing, most retail brokers will offer
               | you much better future initial margins.
        
               | Karellen wrote:
               | > you just have to go to the bank and borrow 10x your
               | capital.
               | 
               | "just" is doing a lot of heavy lifting in that sentence.
        
             | lotsofpulp wrote:
             | > - Don't compare investments based on annualized returns
             | alone, it really doesn't make any sense.
             | 
             | >- Don't compare investments one against an other, instead
             | look at the addivity of one on top of another.
             | 
             | I don't think either of these matter to 90% of investors
             | whose goal is to build up a nest egg for retirement which
             | means not spending for decades in the future.
             | 
             | Sharpe ratios and all those "risk" adjusted calculations
             | all involve assumptions that may or may not be true.
             | 
             | Comparisons of just annualized returns over long periods of
             | time seems fine for broad market index funds, especially if
             | you are assuming the federal US government will provide a
             | backstop.
        
               | Galanwe wrote:
               | > Sharpe ratios and all those "risk" adjusted
               | calculations all involve assumptions that may or may not
               | be true.
               | 
               | On the contrary, these risk adjusted measures assume
               | nothing more than a normally distributed random variable.
               | 
               | If you just look at annualized returns, then go ahead and
               | invest in CDOs ETFs.
               | 
               | More seriously, the S&P for instance has around 20%
               | annualized vol, which IMHO is way above what you would
               | want for a retirement fund. I would target something
               | closer to 10%.
               | 
               | > Comparisons of just annualized returns over long
               | periods of time seems fine for broad market index funds
               | 
               | Do you have any sort of reasoning or is it just a gut
               | feeling?
        
               | g15jv2dp wrote:
               | > On the contrary, these risk adjusted measures assume
               | nothing more than a normally distributed random variable.
               | 
               | The financial sector isn't yet so unrelated to reality
               | that the price of securities is random.
        
               | Galanwe wrote:
               | I think when stating your opinion against 40 years of
               | econometrical research, including multiple Nobel prizes
               | in economy, you should feel enticed to explain your
               | opinion a bit more than "no I don't think so"...
        
               | Maxatar wrote:
               | This is absolutely absurd. Economists including Nobel
               | prize winners, including even Eugene Fama who proposed
               | the Efficient Market Hypothesis, does not think the stock
               | market is normally distributed.
               | 
               | At best, using a normal distribution is something that
               | undergrads use as a tool to learn about the stock market
               | and make some simplifying assumptions for pedagogical
               | purposes, but it most certainly is not something that
               | actual professionals or researchers in the field
               | genuinely believe.
        
               | lotsofpulp wrote:
               | >On the contrary, these risk adjusted measures assume
               | nothing more than a normally distributed random variable.
               | 
               | That is exactly what I am referring to. For example, from
               | Wikipedia:
               | 
               | https://en.wikipedia.org/wiki/Sharpe_ratio
               | 
               | >However, financial assets are often not normally
               | distributed, so that standard deviation does not capture
               | all aspects of risk. Ponzi schemes, for example, will
               | have a high empirical Sharpe ratio until they fail.
               | Similarly, a fund that sells low-strike put options will
               | have a high empirical Sharpe ratio until one of those
               | puts is exercised, creating a large loss. In both cases,
               | the empirical standard deviation before failure gives no
               | real indication of the size of the risk being run.
               | 
               | >Do you have any sort of reasoning or is it just a gut
               | feeling?
               | 
               | The reasoning is that their volatility is negligible over
               | the long term due to political forces. Of course, it is
               | also an assumption that could be wrong, but the
               | mechanisms for government policy (democracy, aging
               | demographics, and voter participation trends) seem to
               | favor reducing purchasing power of currency rather than
               | letting broad market equity prices stall or slide down.
        
               | Galanwe wrote:
               | > >However, financial assets are often not normally
               | distributed, so that standard deviation does not capture
               | all aspects of risk
               | 
               | Volatility not being a full measure of risk obviously
               | does not imply that volatility should be ignored.
               | 
               | The former statement about returns not being normally
               | distributed is a, trivially verifiable, factual mistake.
               | Daily stock returns are normally distributed with a
               | slight positive kurtosis. This remains true on any period
               | over the last 30 years.
               | 
               | I am bot arguing either that the Sharpe is an all
               | encompassing measure, some strategies have a returns
               | distribution that is not well explained by Sharpe. I
               | don't think it matters in this argument though.
        
               | bumby wrote:
               | > _assume nothing more than a normally distributed random
               | variable_
               | 
               | But look at something like systemic risk: it's not
               | necessarily normally distributed. The S&P returns skew
               | left. I'm sure there are other risk metrics that break
               | this assumption as well.
        
               | Galanwe wrote:
               | Right, risk is often fat tailed, but unless we enter an
               | expert discussion, for which HN is hardly a good medium,
               | it is safe to assume 99% of strategies out there yield
               | normally distributed returns. Non normally returned
               | strategies are rarer and sophisticated.
        
               | bumby wrote:
               | > _it is safe to assume 99% of strategies out there yield
               | normally distributed returns._
               | 
               | I don't know that I agree. If the market as a whole
               | doesn't have normally distributed risk, it implies even
               | the simplest strategy of buying SPY and holding will also
               | not have normally distributed risk.
        
               | Maxatar wrote:
               | The level of discussion that HN is a good medium for has
               | absolutely no bearing or causal relationship with whether
               | or not the actual stock market is normally distributed.
               | 
               | Imagine really thinking that the nature of a discussion
               | forum can somehow influence the distribution of stock
               | prices, as if stock prices examine comments on the
               | Internet to determine their behavior.
        
           | personjerry wrote:
           | > There's strong evidence no individual trader can expect to
           | beat the market.
           | 
           | I don't understand that. If you just bought Apple instead of
           | SPY 20 years ago wouldn't you be doing great?
        
             | desmosxxx wrote:
             | You do know there are thousands of stocks right. how many
             | people dump their entire savings into one stock. 20 years
             | ago you wouldn't have known apple was going on to do so
             | well. If people did know it would have been bid up in price
             | at the time
        
               | qwytw wrote:
               | Which still means that SOME individual investors will
               | inevitably beat the market.
        
               | amanaplanacanal wrote:
               | Some will, but there is no reliable way to tell which one
               | in advance.
        
               | ghaff wrote:
               | And a lot of the Apple run-up happened relatively late in
               | the game. Don't get me wrong. Apple--and what I was able
               | to do with the money--was good to me. But so was a late
               | 2010s Microsoft purchase and I don't think a lot of
               | people are highlighting Microsoft as a stock they missed
               | out on during the last 10 years.
        
             | cowthulhu wrote:
             | The key is that for every Apple, there are a ton of
             | companies we don't even remember the names of that went out
             | of business or otherwise did not beat the SP500.
             | 
             | Put another way - if you can reliably pick the next Apple
             | before anyone else, you should go work in finance and make
             | tons of money.
        
               | qwytw wrote:
               | > Put another way - if you can reliably pick the next
               | Apple before anyone else
               | 
               | Problem is that it might take years to verify that.
               | 
               | > The key is that
               | 
               | That doesn't change the fact that there are plenty (in
               | absolute numbers) of individual investors who
               | consistently beat the market. Whether that's because of
               | luck or something else is rather hard to tell.
        
               | Marsymars wrote:
               | > That doesn't change the fact that there are plenty (in
               | absolute numbers) of individual investors who
               | consistently beat the market. Whether that's because of
               | luck or something else is rather hard to tell.
               | 
               | It's actually not very hard to tell; if it was because of
               | something other than luck, you'd expect that beating the
               | market in the past would have some predictive value of
               | their ability to beat the market in the future.
        
             | satvikpendem wrote:
             | It is on average, not from cherry picked examples.
        
               | qwytw wrote:
               | That claim is not phrased like that, so why would we
               | interpret that way?
               | 
               | > average
               | 
               | So what? It's like saying that since an average person
               | can't run a marathon it wouldn't make sense for any
               | individual to even try it. How does that make sense?
               | 
               | > cherry picked
               | 
               | If we agree that 50% of all investors can't beat the
               | market, what proportion can? 1%, 10%, 30%? Because there
               | is a massive difference.
               | 
               | How do we even define that group? Is it any random person
               | buying random stocks with pocket change? Is it above a
               | certain portfolio size? etc.
        
               | StackRanker3000 wrote:
               | You're missing the word "expect" in the original claim.
               | 
               | You can beat the house at blackjack, but you can't
               | reliably expect to do it.
        
               | qwytw wrote:
               | Investment is hardly a zero sum game. If it were nobody
               | would make anything buy investing passively either. So
               | how is that a reasonable analogy?
               | 
               | > you can't reliably expect to do it.
               | 
               | Sure, I can't. But assuming that it's not entirely random
               | chance some proportion of people certainly can.
        
               | StackRanker3000 wrote:
               | > Investment is hardly a zero sum game. If it were nobody
               | would make anything buy investing passively either. So
               | how is that a reasonable analogy?
               | 
               | I think you're reading too much into the analogy, which
               | is maybe my fault for using an analogy. The point was
               | just that it's not that you can't win, just that you very
               | likely don't have an edge - not because it's
               | mathematically impossible like in blackjack with a shoe
               | that's continuously shuffled, but because it's so
               | difficult.
               | 
               | > Sure, I can't. But assuming that it's not entirely
               | random chance some proportion of people certainly can.
               | 
               | Yes, but the bar is very high.
        
               | jltsiren wrote:
               | "Average" is a bit misleading word when it comes to the
               | market.
               | 
               | If you're a top investing expert, you do things carefully
               | in the right way, and you don't make mistakes, you can
               | expect average performance. Because the market primarily
               | consists of experts like you.
               | 
               | Of course, investing is a random process, and you often
               | beat the market by being lucky. But luck doesn't last
               | indefinitely.
               | 
               | There are basically two ways to beat the market
               | consistently. One is trading based on information not
               | available to the rest of the market. This is sometimes
               | banned, because it makes the market less fair and less
               | efficient. It can also be a crime. The other is finding a
               | market that's small enough or obscure enough that it's
               | not interesting to the professionals.
               | 
               | But there is no investing stat that allows you to beat
               | the market. Life is not an RPG.
        
             | StackRanker3000 wrote:
             | Individual traders beat the market all the time, it's not
             | _impossible_. But you can't expect to do it reliably,
             | because in practice it's essentially gambling, unless
             | you're Warren Buffett, or those firms that utilize
             | sophisticated quantitative or algorithmic trading.
             | 
             | So for all intents and purposes, the takeaway for regular
             | investors should be that they cannot expect to beat the
             | market (but they can gamble on it if they like).
        
             | ghaff wrote:
             | Yeah. And 20 years ago, there was no iPhone and an only
             | somewhat interesting MP3 player compared to other brands. I
             | did OK with Apple but not suggesting it was much other than
             | luck.
        
           | qwytw wrote:
           | > picking stocks yourself, the answer is also pretty cut and
           | dry. There's strong evidence no individual trader can expect
           | to beat the market.
           | 
           | Is there? It would make sense if an average individual trader
           | can't expect to beat the market. Claiming that there are no
           | individual investors who did/can do that over a reasonably
           | long period is both objectively false and rather absurd.
        
             | hibikir wrote:
             | Read the GP carefully.Expect to beat is very different than
             | beat. You don't expect to beat the casino in roulette, but
             | some people will luck out. That doesn't mean they could
             | expect to win in advance: They should expect a small loss,
             | depending on the table, and be surprised when luck smiles
             | upon them.
        
               | qwytw wrote:
               | > You don't expect to beat the casino in roulette,
               | 
               | Do you believe that investment is entirely random and
               | there is absolutely no skill involved?
               | 
               | Because if not, that's a nonsensical analogy. You should
               | use a a both both luck and skill based game like poker
               | (probably not the casino variety, though) etc.
               | 
               | Otherwise if you can reasonably expect to beat 50% of all
               | "players" (of course it takes much more time to verify
               | that in the market) then you can expect to make more than
               | the average.
        
               | ryandrake wrote:
               | > Do you believe that investment is entirely random and
               | there is absolutely no skill involved?
               | 
               | The skill involved is more just "best practices" that let
               | you _match_ the market: Buy-and-hold, diversify,
               | basically, do what the index funds do and you will be
               | roughly +0 to the market. Beyond that, it 's a totally
               | random distribution that adds between -X and +X which
               | allows some participants to beat the market and causes
               | some to underperform. You can't tell beforehand which
               | participants will beat the market, even having full
               | knowledge of their strategies and skill. If you think you
               | can, please tell me which active funds will beat the
               | market in the next 10 years based on their skills. I'll
               | invest in them.
        
               | qwytw wrote:
               | > You can't tell beforehand which participants will beat
               | the market, even having full knowledge of their
               | strategies and skill
               | 
               | I never implied that I can. That fact doesn't prove that
               | it's somehow fundamentally impossible to do that. The
               | problem is that it's impossible to tell if you "strategy"
               | is working until a significant amount of time passes and
               | by that point the markets conditions might have changed
               | to such an extent that you don't longer have an edge (add
               | to that the fact that it's hardly possible to determine
               | what part of your success was luck/skill). So there is
               | always a huge amount of uncertainty.
               | 
               | Albeit if we look back by ~10-15 years it's rather
               | obvious that it was possible to beat the market by a very
               | significant e.g. there were clear rational reasons to
               | believe that Nvidia would do better than its competitors
               | like AMD or Intel and that there would be significant
               | growth in GPU compute/ML/AI (of course accurately
               | estimating the extent and exact timing but that wasn't
               | necessary at all to get above market return) same applies
               | to many companies in adjacent and unrelated sectors. Was
               | I or the overwhelming majority of investors capable of
               | realizing that and more importantly acting on it?
               | Certainly not. But looking back it obviously wasn't
               | random.
               | 
               | The efficient-market hypothesis is clearly false, at
               | least in the short to medium term. That in no way means
               | that most investors are even remotely capable of
               | utilizing this fact.
        
               | ghaff wrote:
               | It must have been nice in the early 2010s to be so smart
               | to predict AI would be a huge hit (after a couple
               | previous AI winters) and that GPUs would be the key and
               | that NVIDIA specifically would reap the benefits. But I'm
               | sure you're smarter than me and a lot of other people.
               | And AMD also did pretty well during much of that same
               | period although I sadly sold my modest holdings after
               | they went nowhere for years after spiking with some
               | adoption by the big server makers. It would probably have
               | made more sense to bet on Intel during that period.
        
               | stouset wrote:
               | The problem is that any active trading strategies now
               | need to beat the market by the cost of a fund manger, the
               | cost of their research, the cost of regular trades, and
               | the cost of short-term capital gains taxes on those
               | trades.
               | 
               | These add up _significantly_. Instead of having to beat
               | the market at all, you have to beat it by an extra half
               | of a percent or more every year. And you have to do it
               | year after year after year.
               | 
               | All the evidence shows that actively-managed funds are a
               | weighted (against you) coin flip. Less than half will
               | beat the market in a given year. And the results from any
               | given year are independent of the next.
        
             | jefftk wrote:
             | We expect some individual traders to beat the market (and
             | some to do much worse than the marker); that's variance.
             | But each individual trader should not expect to beat the
             | market, because they don't know if they're one of the lucky
             | ones.
        
               | qwytw wrote:
               | > But each individual trader should not expect to beat
               | the market
               | 
               | In aggregate sure. But unless we believe that it's
               | entirely random some individual investors can still
               | certainly expect to beat the market, they just can't
               | verify that in advance.
        
               | stouset wrote:
               | You're being pedantic in all the wrong ways.
               | 
               | I offer you a bet. We flip a perfectly fair coin. On
               | every heads you gain 10% on top of your bet. On every
               | tails you lose 10%.
               | 
               | It is fair to say that after 100 flips you may profit. If
               | one million people play this game, someone almost
               | certainly will. But you can _expect_ to lose money on
               | this game. By the end, the average person will have about
               | 60% of their original holdings (0.9^50 * 1.1^50).
               | 
               | In this game it's possible for winners to exist. It's not
               | even uncommon! You only have to get at least 53 out of
               | 100 flips as heads. Unfortunately there's also no
               | function that lets you determine a winner in advance, and
               | the longer you play this game the greater the expected
               | loss.
               | 
               |  _All_ of the available evidence shows that publicly-
               | available actively-managed funds are essentially playing
               | this game. As expected, many have incredible winning
               | streaks... right until they don't.
               | 
               | Yes, Ren Tech's Medallion Fund exists. But you can't
               | contribute to it; they don't want your money. Because
               | that requires scaling market inefficiencies and that in
               | and of itself is an intractable problem. Novel strategies
               | ripe for profit don't have unlimited capacity. They
               | rapidly exhaust alpha.
        
               | qwytw wrote:
               | > You're being pedantic in all the wrong ways.
               | 
               | No, I simply disagree with the whole premise, at least to
               | a limited extent.
               | 
               | > All of the available evidence shows that publicly-
               | available actively-managed funds are essentially playing
               | this game
               | 
               | Yeah that's true, I was mostly talking about individual
               | investors and/or non public funds.
        
               | gbear605 wrote:
               | That's not what "expect" means in statistics. If we're
               | rolling 100-sided dice (each person rolls once), no
               | person should expect to roll a 1, even though 1% of
               | people will in practice roll a 1. Likewise, no one should
               | expect to beat the market, even though many will in
               | practice.
        
               | qwytw wrote:
               | > Likewise, no one should expect to beat the market, even
               | though many will in practice.
               | 
               | My only point is only that not every investor is rolling
               | the same dice. It's just that it is effectively
               | impossible to every verify whether you were rolling a
               | 90-sided dice or a 100-sided one. It's rather clear that
               | at least in the short to medium term (e.g 2-3 years) the
               | stock is not even remotely perfectly efficient (that
               | doesn't mean that the overwhelming majority of investors
               | are somehow capable of utilizing that fact or that a
               | significant proportion of those that did seemingly manage
               | to do that weren't just lucky)
        
         | asdasdsddd wrote:
         | The catch 22 for active management is that if they are actually
         | good then they would just use their strategies to manage their
         | own money.
        
           | throwaway3306a wrote:
           | The catch 22 for this assumption is that they want to be
           | richer than their own money would allow
        
           | samus wrote:
           | They probably do. They just make it their day job by selling
           | their services to others as well.
        
           | OJFord wrote:
           | They do. But if you offer the service to other people, you
           | get a lot more money to play with (meaning you can do more or
           | different things than you could with less) and get to charge
           | performance fees etc. in addition to your own capital gains.
           | 
           | Really, you could say it about absolutely any job, it's just
           | a bit more direct with managing money. 'If you were any good
           | at writing software you would just sell your own SaaS', etc.
        
             | asdasdsddd wrote:
             | That's the common claim, but if you actually look at the
             | successful funds that beat market year after year, their
             | public fund is always the low yield, experimental
             | strategies while the internal funds demolish the market.
             | The reality is that most lucrative strategies have a yield
             | cap and people who find them quickly surpass the cap so
             | they just keep the strategies to themselves.
        
         | throwaway2037 wrote:
         | But why stress about beating the market? Just be the market
         | with an ETF that tracks the S&P 500 index. Literally, setup
         | auto invest from your paycheck. Go to sleep (Rip van Winkel
         | style). Wake up 40 years later and retire comfortably.
         | 
         | Look at total returns over the last 40 years on the most
         | popular indices in the world. S&P 500 crushes them all. I see a
         | lot of "Internet advice" recommending various MSCI world
         | indices. They are all much worse than the S&P 500.
        
           | theK wrote:
           | Sometimes I wonder whether ETFs that track top valuation will
           | lead to some weird stickyness and overvaluation in say,
           | S&P500.
        
             | rblatz wrote:
             | I have the same thoughts. Eventually there will be a lot of
             | money to be made breaking the s&p 500.
        
               | throwaway2037 wrote:
               | Can you explain the "breaking" trade? And why haven't we
               | seen more written about it?
        
               | cess11 wrote:
               | Not sure what they mean specifically but you've probably
               | seen a lot written about it, in terms of BRICS, the
               | petrodollar, ARM in China, subsidies on electric cars,
               | and so on.
               | 
               | Personally I try to avoid investing in the US for
               | political reasons, besides the wishful expectation that
               | the empire could fall within my lifetime and hence be a
               | not so good investment.
        
               | rblatz wrote:
               | Think of when George Soros broke The Bank of England for
               | an example of the type of trade.
               | 
               | There is a lot of demand for S&P 500 index , but that
               | demand isn't exactly tied to the fundamentals of the
               | index, and the price isn't tied to value of the
               | underlying companies, it's tied to demand of people
               | looking to save money for retirement or a place to store
               | a nest egg. This is an opportunity for price discovery to
               | get things wrong and eventually the market should correct
               | that.
               | 
               | https://www.investopedia.com/ask/answers/08/george-soros-
               | ban...
        
           | wcoenen wrote:
           | Picking the S&P500 over a world index because you think it
           | will outperform, has the same problem as picking individual
           | stocks over an index. You can't actually know which will
           | outperform in the future.
        
             | bluGill wrote:
             | You don't need to be the best, just do well.
        
             | throwaway2037 wrote:
             | Over 40% of revenues from S&P 500 companies come from
             | overseas. That is world enough for me.
        
             | OJFord wrote:
             | Or, where in the world do you need to spend your money?
             | 
             | I live in the UK: if I buy the S&P500 over the FTSE100 (or
             | even more so the 250, the next 250 largest companies which
             | are typically more UK-market-oriented) I'm making a US-
             | weighted bet. But maybe I think I'll move there, and
             | _should_ have that exposure. Or maybe I spend a lot of
             | money all over the world and want a more global exposure
             | overall.
             | 
             | I think at least vast majority index is right for basically
             | everybody, but you do still need to think about which
             | index/indices are most applicable to your
             | situation/intentions.
        
           | rsynnott wrote:
           | World indexes are normally somewhat less volatile (they're
           | typically _much bigger_; MSCI World is 1400 companies, and
           | MSCI ACWI nearly 3000), which may be a useful attribute,
           | depending on what you're going for.
           | 
           | (Conversely, there are smaller indexes which tend to beat the
           | S&P500, like the NASDAQ100, but there's a volatility cost.)
        
         | wenc wrote:
         | The common refrain is that "time in the market always beats
         | timing the market".
         | 
         | The implicit assumption in that refrain is that, despite
         | periodic dips, the U.S. stock market always goes up over time.
         | This has been true since the Great Depression (see graph of S&P
         | 500 since 1929)
         | 
         | https://www.officialdata.org/us/stocks/s-p-500/1929
         | 
         | The implicit assumption behind _that_ is that the American
         | economy always invents a way to grow. Buffet famously said,
         | "never bet against America".
         | 
         | For as long as these assumptions match reality, it's likely
         | that passive management will continue to succeed.
        
           | gizajob wrote:
           | It's also just capitalism and fiat currency - in a world
           | where the money supply _has_ to inflate, the prices in the
           | market have to go along with it.
        
           | 317070 wrote:
           | That is too strong of a condition. The economy doesn't need
           | to grow for passive investing to work.
           | 
           | Even when the economy is flat, passive management works. As
           | long as companies are economically productive, capitalism
           | will hand over a chunk of the profits to the owners of the
           | capital.
           | 
           | Of course, growth increases the size of that chunk year over
           | year, but capitalism doesn't stop when growth stops.
           | 
           | Active investing is when you are looking to exceed this
           | passive margin by timing your trades well. Active investing
           | requires changes in productivity (such as growth).
        
             | kjksf wrote:
             | Returns from stock investing come from increasing stock
             | prices.
             | 
             | Stock prices increase when earnings of the company grow.
             | 
             | In other words: when the economy grows.
             | 
             | You can argue that Amazon and Apple and Google and Facebook
             | etc. will grow earnings even if the overall economy is flat
             | or shrinks but I don't see how that would apply to passive
             | investing i.e. investing in S&P 500 i.e. investing in 500
             | largest US companies.
             | 
             | S&P 500 is U.S. economy and they all are sensitive to
             | overall economic situation. If people have less money, they
             | buy less stuff. Amazon makes less money, their stock goes
             | down. Apple sells less iPhones, their stock goes down. All
             | other companies make less money, they spend less on
             | advertising, Google and Facebook make less money.
             | 
             | I don't see a scenario where overall U.S. (or world)
             | economy declines and S&P 500 doesn't decline.
             | 
             | In fact, declining economy is an argument for active
             | investing. Even when overall economy declines, among 6000
             | companies listed on stock market there will be some that
             | will be growing and if you invest in them, you'll make
             | money.
        
               | 317070 wrote:
               | > Returns from stock investing come from increasing stock
               | prices.
               | 
               | There are other ways to make returns. Return from stock
               | comes mainly from increasing stock prices and from
               | dividends. But fundamentally, it comes from profits.
               | 
               | > Stock prices increase when earnings of the company
               | grow.
               | 
               | There are many reasons stock prices increase. But whether
               | it does or doesn't isn't really relevant.
               | 
               | When a company makes a profit, either:
               | 
               | * the profit is reinvested, the value of the company
               | grows and the stock price grows, making a return for the
               | passive investor
               | 
               | * the profit is returned as dividends, making the passive
               | investor a return as well.
               | 
               | No growth needed for the individual companies either. As
               | long as they are profitable, they make a steady return
               | for the passive investor.
               | 
               | Thought experiment: imagine a company which is going to
               | make 1 dollar of profit per year for all eternity, which
               | it returns as dividends. For an investor with a discount
               | rate of 95%, that company is worth 20 dollars. Say he
               | buys the company for 20 dollars. After 10 years, that
               | company is still worth 20 dollars, as eternity is still
               | eternity, but the passive investor owning the company has
               | made 10 dollars from the company.
               | 
               | As you can see, the passive investor made a return,
               | despite the company only being profitable, but not
               | growing nor shrinking.
               | 
               | You will make a return on your investment when your
               | investment makes a profit, that is capitalism. Whether
               | the profit is increasing, decreasing, flat or going in
               | circles does not really matter, as long as it is a profit
               | and not a loss.
        
               | stkdump wrote:
               | This is all correct, but missing the higher order. Most
               | investors will not take out the dividends, but reinvest
               | them. A few might sell, because they are in retirement.
               | But assuming that the retired people make up a small part
               | of investors, profit is reinvested. Further, people
               | invest a percentage of their income for retirement. All
               | that means that work income and dividends make the stock
               | prices go up and retirement makes the stock prices go
               | down. You could say that retired people consume and help
               | companies make profit, but it is actually worse for stock
               | prices than investment, because the consumption requires
               | companies to sell products and services that come with
               | cost.
        
               | cess11 wrote:
               | For me returns on personal investment in stocks, funds
               | and ETF:s consist largely of dividends.
        
           | qwytw wrote:
           | > time in the market always beats timing the market > The
           | implicit assumption in that refrain is that,
           | 
           | Only if you were fine with waiting 50-100 years. The market
           | in 1950 was more or less at the same level in real terms as
           | in 1906, of course dividends were way higher back in those
           | days. If we take that into:
           | 
           | e.g. if you invested 200$ in S&P 500 in 1906 adjusted by
           | inflation in 1950 you would have had ~$1570 in 1950. Which is
           | an average annual return of ~4.7% which is not terrible but
           | you would have made approximately the same by buying high
           | grade corporate bonds just with way less volatility.
        
           | jackcosgrove wrote:
           | > American economy always invents a way to grow
           | 
           | There are various macroeconomic models which attempt to
           | explain the factors of growth, for example the Solow growth
           | model. In this model technological advancement is only one of
           | three factors. The others are the savings rate and the
           | population growth rate.
           | 
           | According to this model, you may not be able to innovate your
           | way to growth if one or both of the other factors are
           | contrary to growth. This may sound academic but there are
           | concrete examples in the last twenty years of countries that
           | have not grown because of a stagnant or shrinking working age
           | population, e.g. Japan and Italy.
           | 
           | This has no bearing on the passive vs active debate, as I'm
           | fairly confident that passive investing will always be the
           | better strategy for a retail investor regardless of the
           | growth potential of an economy.
           | 
           | It's just in a country with unfavorable macroeconomic
           | conditions, passive investing may be the way to minimize
           | losses rather than maximize gains.
           | 
           | The assumption of continued growth will probably hold true
           | for the American economy through the end of the century at
           | least, so for everyone here investing in US equities it is
           | academic. But we can try to decompose an economy into factors
           | and use those to check whether we expect growth to occur at
           | all.
        
           | throw0101d wrote:
           | > _The implicit assumption behind that is that the American
           | economy always invents a way to grow. Buffet famously said,
           | "never bet against America"._
           | 
           | Or you invest in a total world market fund for better
           | diversification.
           | 
           | Diversification would have helped anyone in Japan(-only) in
           | 1990, and anyone in the US(-only) in the 2000s. It's a very
           | easy strategy nowadays:
           | 
           | * https://investor.vanguard.com/investment-
           | products/etfs/profi...
           | 
           | * https://www.vanguardinvestor.co.uk/investments/vanguard-
           | ftse...
           | 
           | * https://www.vanguard.ca/en/advisor/products/products-
           | group/e...
        
           | immibis wrote:
           | And the assumption that the stock market will go up from now
           | is itself a form of timing the market. It assumes that now is
           | the best buying opportunity in the whole future. I don't like
           | that refrain.
        
         | acchow wrote:
         | The general wisdom is that it's basically impossible for most
         | people to tell the good fund managers from the bad/mediocre
         | ones.
         | 
         | Except Warren buffet. A lot of people went with Berkshire
         | Hathaway and did very well.
        
           | throw0101d wrote:
           | > _Except Warren buffet. A lot of people went with Berkshire
           | Hathaway and did very well._
           | 
           | Buffett has been underperforming the S&P 500 for about twenty
           | years now:
           | 
           | * https://www.linkedin.com/pulse/warren-buffett-has-
           | underperfo...
           | 
           | * https://news.ycombinator.com/item?id=37827101
        
         | danielmarkbruce wrote:
         | It's sort of self evident - if you are freakishly capable of
         | spotting mispriced securities in a market full of smart hard
         | working people who are paying attention, you can do better than
         | average. If you aren't freakishly capable... you cant.
         | 
         | It's sort of like "does playing pro golf make sense?".
        
           | bumby wrote:
           | There's an interesting corollary to this. There's some
           | evidence that low-volatility strategies can outperform, at
           | least when not using leverage. My working theory is that it
           | is due to an overconfidence bias. People who actively trade
           | assume they can pick better stocks, or else they wouldn't
           | trade. This manifested in more volume in high-beta stocks,
           | leaving low beta stocks undervalued.
        
           | gizajob wrote:
           | They're only mispriced until they're not though, or they're
           | priced well until they're suddenly mispriced. That is the say
           | the market is an evolving system varying on the time axis -
           | that things are mispriced assumes that time isn't rolling
           | along and new events don't happen and new information doesn't
           | arrive. Everything's price today is just a guesstimate until
           | tomorrow's guesstimate following some new data. Granted it's
           | not like the past where whole companies were sitting there
           | underappreciated because of a lack of analytics, but at the
           | same time coming out of covid companies like Rolls Royce
           | (makes aircraft engines) had their prices crash completely,
           | then were demonstrably "mispriced" for ages and are still
           | recovering now air travel is back to 2019 levels. But the
           | price wasn't mispriced when the planes weren't flying, just
           | cheap to those who believed covid would get sorted eventually
           | and the debt RR took on to survive would get repaid.
        
             | danielmarkbruce wrote:
             | The fact they are mispriced then not mispriced at a later
             | time is almost the entirety of the reason one has the
             | potential to make better than average returns.
        
         | llelouch wrote:
         | Active does better much better. If you know how the price moves
         | you can easily beat the market.
        
           | abbadadda wrote:
           | Source?
        
         | taraparo wrote:
         | It is the opposite. Market timing does not work reliably.
         | Active management produces worse results on the long run. no
         | individual trader or active manager can consistently beat the
         | market. however active fonds may have periods (even several
         | years) where they out perform.
         | 
         | for private investors buy-and-hold of highly distributed ETFs
         | is the best way to do it. The easiest way to get started is a
         | one ETF portfolio like e. g. Vanguard FTSE All World or SPDR
         | MSCI ACWI IMI. They perform internal rebalancing automatically
         | and you virtually have nothing to do. buy them and don't look
         | at them for the next 20 years.
        
           | TrainedMonkey wrote:
           | Noting that it is possible to beat market, with strategies /
           | algorithms that are generally non-public. For example
           | medallion fund, see https://posts.voronoiapp.com/markets/Jim-
           | Simons-Medallion-Fu... . Note that these crazy performance
           | stats are after the steep fixed + performance fees.
        
             | amanaplanacanal wrote:
             | Strangely, the other funds operated by the same company and
             | actually open to outside investors, have not performed as
             | well. It is unexplained exactly why.
        
               | benrapscallion wrote:
               | Acquired.fm has a great episode on RenTec medallion fund
               | vs their institutional funds.
               | 
               | 'David: The way that some folks we talked to described
               | the difference between the institutional funds and
               | Medallion to us is that Medallion's average hold time for
               | their trades and positions is (call it) a day, maybe a
               | day-and-a-half. Whereas the average hold time for the
               | institutional funds positions is a couple of months.'
        
               | mikeyouse wrote:
               | From some of their legal settlements it seems a not
               | insignificant part of their advantage is dreaming up
               | obscure illegal tax dodges on short term capital gains
               | that are later revealed as such to keep more funds
               | invested.
               | 
               | https://www.moomoo.com/news/post/5891516/the-biggest-tax-
               | eva...
        
             | pfortuny wrote:
             | Yep. Statistically, there must be some outlier. Always.
             | And... good luck having the data they use to trade and the
             | money to just enter into the markets they participate in.
        
             | ryandrake wrote:
             | It's possible only in the sense that it is _possible_ to
             | flip a coin heads 10 times in a row. One out of 1024 should
             | do it. But you don't know which one will until the
             | experiment is over and you look back at the results.
        
       | hindsightbias wrote:
       | Fund was up to $55B in 2022, but they made him take a roomie
       | 
       | https://thenevadaindependent.com/article/lawmakers-approve-d...
        
         | nxobject wrote:
         | Oh, that's funny... apparently to reduce the risk of there just
         | being one person.
        
           | Cthulhu_ wrote:
           | Which is fair, see https://en.wikipedia.org/wiki/Bus_factor
        
       | djkivi wrote:
       | Fidelity: Successful investors forget they have an account:
       | 
       | https://www.bogleheads.org/forum/viewtopic.php?t=146347
        
         | BurningFrog wrote:
         | That's pretty much how I did it.
         | 
         | I didn't actually forget, of course, but I didn't get around to
         | looking at the numbers every year. And when I did, I hardly
         | ever changed anything.
         | 
         | Of course, buying Apple in 1997 was also an important factor.
        
           | heresie-dabord wrote:
           | > Of course, buying Apple in 1997 was also an important
           | factor.
           | 
           | Had the fare, boarded the right train at the right time.
        
         | geodel wrote:
         | Funny. Just today I receive main from Fidelity to review my
         | account. The only thing I wish to but can't afford to change is
         | retirement age to an earlier date.
        
         | pants2 wrote:
         | In crypto, successful investors get their funds stolen and then
         | later recovered (MtGox, Gemini Earn)
        
           | cm2187 wrote:
           | Or go to jail and only get to sell on their release
        
           | AuryGlenz wrote:
           | Mine were just stolen by the government and not given back.
           | Btc-e.
           | 
           | I'm not bitter or anything.
        
           | kalium-xyz wrote:
           | Heh i had this with bittrex
        
           | Mistletoe wrote:
           | Those are the lucky ones that get paid back in kind in the
           | crypto currency they had. Some like the FTX folks are
           | unfortunately paid in the dollar value of their account at
           | the time.
           | 
           | Bitcoin was like 15-20k at the time of the FTX collapse and
           | is now 60k again like the highs in 2021.
        
         | blcknight wrote:
         | Until it gets liquidated and the cash put into state lost money
         | accounts because of escheatment rules. You should still login
         | once a quarter or so.
         | 
         | https://www.investopedia.com/ask/answers/110415/what-are-dor...
        
           | Mathnerd314 wrote:
           | > The dormancy period for IRAs cannot begin until the account
           | owner reaches the age at which one must begin taking required
           | minimum distributions. As of 2023, the required minimum
           | distribution age is 73.
           | 
           | So not until you retire.
        
         | recursive wrote:
         | I've been harboring a suspicion for several years that I've
         | forgotten an account or two. Maybe I'm one of the fidelity
         | investors.
        
           | TeMPOraL wrote:
           | Subscription fatigue.
           | 
           | I sometimes worry if I have a forgotten paid subscription on
           | an e-mail of mine I don't check, that slowly drains a bank
           | account I forgot I have. There's just Too Many Accounts, and
           | Too Many Subscriptions.
        
             | ghaff wrote:
             | That's the thing with subscriptions. The default is just to
             | let them continue to leak. I've periodically discovered
             | subscriptions that presumably resulted from me not
             | explicitly _not_ checking a box somewhere,
        
         | throw0101d wrote:
         | Your link has John O'Shaughnessy being interviewed by Barry
         | Ritholtz (two respected folks in finance), and O'Shaughnessy
         | later corrected himself:
         | 
         | *
         | https://twitter.com/jposhaughnessy/status/115517108366392524...
         | 
         | While I do believe set-and-forget passive investing is best for
         | the vast majority of people, last time I checked that Fidelity
         | study does not actually exist, and the story is apocryphal (no
         | one seems to be able to actually link to it).
         | 
         | If you ask Fidelity about it, they'll tell you it does not
         | exist:
         | 
         | * https://www.morningstar.com/columns/rekenthaler-
         | report/archi...
        
           | djkivi wrote:
           | Thank you.
           | 
           | There are too many of these apocryphal stories out there of
           | various kinds. Sorry that this one appears to be too.
        
       | AlbertCory wrote:
       | > "Doing nothing is harder than it looks"
       | 
       | He means that when people are screaming at you to _do something_
       | because the market 's tanking, you earn your salary by yawning
       | and saying, "No, I think we're good."
        
         | dclowd9901 wrote:
         | Reminds me of that scene in The Long Short where Michael Burry
         | is hemorrhaging money on the bet against CDSes and basically
         | everyone has completely turned on him.
        
           | jbs789 wrote:
           | *The Big Short, for anyone curious.
        
       | sameerds wrote:
       | Completely off-topic. The article is paywalled, and for once I
       | decided to go down the subscription rabbit hole. I am viewing
       | this in Firefox on Windows. But every "subscribe" button on the
       | WSJ page points to an Apple store page for the "app". WTF?!
        
         | rty32 wrote:
         | Unfortunately Firefox is often treated as a forgotten child.
         | 
         | I say this as a mostly Firefox user on every platform. When the
         | Firefox experience sucks too much, I switch to Chrome or
         | Samsung Internet.
         | 
         | (Well, Firefox itself has a number of open bugs that haven't
         | been fixed for a long time)
        
       | thevillagechief wrote:
       | It was Richard Thaler's Misbehaving: The Making of Behavioral
       | Economics book that finally broke through my thick, anxiety
       | ridden skull and convinced me to stop reading economic news
       | everyday and just forget the the retirement accounts existed. If
       | I'd read that book earlier, I'd be up 3X on my positions.
        
         | ChrisMarshallNY wrote:
         | I haven't touched my 401(K) in over 30 years. It's done 9-20%
         | per year. It's not super aggressive, but will take a hit, on
         | really bad markets (the only year it actually lost money, was
         | 2020 -and it has completely made up for that. It even made some
         | money in 2008).
         | 
         | I ignore the Fidelity calls. Every time a new broker rotates
         | in, they try to get me to move my money around.
        
           | benrapscallion wrote:
           | Is it invested in an index fund?
        
             | ChrisMarshallNY wrote:
             | Yes.
             | 
             | I contributed 50% to a bond fund, as well, but that is
             | like, 10% of the total, nowadays.
        
               | lkdfjlkdfjlg wrote:
               | > I contributed 50% to a bond fund, as well, but that is
               | like, 10% of the total, nowadays.
               | 
               | That's one of the ridiculous aspects of fixed-percentage
               | allocations: by constructions those allocations tell you
               | that you should get rid of the things that are making you
               | the most money, and put it into the things which are
               | underperforming instead. (I get that you didn't do that,
               | I'm just got reminded of it.)
        
         | dralley wrote:
         | I've done well (39% annual returns) investing in 2-3 individual
         | stocks in addition to index funds for the rest of my
         | investments. More than that would be IMO too much to pay
         | attention to.
         | 
         | Admittedly my choices for stocks are a bit on the high-risk
         | side, but it's worked out well so far. Picking up lots of AMD
         | in 2017, and Rivian 6 weeks ago, seems to have been decent
         | calls.
        
           | zeroonetwothree wrote:
           | Sorry but I never believe these online claims given with no
           | evidence about ridiculously high returns. It's not to say you
           | are lying but it's easy to miscalculate these things.
        
             | ghaff wrote:
             | Yeah, I've done quite well with a few specific (tech)
             | stocks that were reasonable picks (and some modest bets
             | that were simply wrong). (Which I mostly funneled into a
             | charitable trust that pays an annuity.) But I certainly
             | wouldn't put all my money or even most of it on such a bet.
             | Even if I think I have a better insight than John Q. Public
             | into something, there are so many variables.
        
             | BeetleB wrote:
             | He's talking about 7 years. Lots of people do very very
             | well on short timeframes. They usually balance out in the
             | long run.
        
               | dralley wrote:
               | I bought into AMD stock when it was $10 per share, it's
               | now $180, yes it's a bit lucky but I'm not bullshitting.
               | 
               | It seemed quite logical to me at the time that they would
               | do well. This was right as Intel was being savaged by
               | Meltdown and the performance hits of the mitigations and
               | Zen 1 was successful.
        
               | wingworks wrote:
               | But will you sell in time for all that growth to not be
               | eroded away? Tech has been doing really well last few
               | years, but it won't last forever looking at history. So
               | when do you sell, and what do you buy when you sell.
               | 
               | This is why people opt for low fee index funds, like a
               | total stock market fund. It'll always be in the right
               | companies.
        
             | Cthulhu_ wrote:
             | Anecdotally I can confirm there's been a few 40% years in
             | the past decade, but it really is a gamble, and because of
             | survivorship bias it's easy to only hear about the ones
             | that gained and not the ones that lost.
        
               | wingworks wrote:
               | I started my investing journey about 5 years ago, started
               | with stock picking, and my average yearly return is...
               | 4.5% p.a. I would've 100% been better of investing in a
               | low fee index fund, like S&P500 (VOO), or even just a
               | world ETF like VT.
               | 
               | I picked some winners, like Microsoft / Google, both up
               | 150%, but they're tiny fraction of my total portfolio, so
               | hardly returned anything all counted up. I did 170% at
               | one point with Tesla too, but didn't sell at the peak. So
               | ended up with 4.4%p.a. over 5 years.
               | 
               | Save to say I don't stock pick anymore and just buy VTI
               | (kinda like VOO) and some VT.
        
             | gizajob wrote:
             | You could have doubled your money on Nvidia since January??
             | Look at the charts for all the evidence you need. There's
             | survivorship bias in all the claims but it's easily done
             | for the survivors.
        
             | bobsmooth wrote:
             | I 10x with NVDA, but I got lucky. It's like winning the
             | lottery.
        
         | ghaff wrote:
         | Great read. I actually recommend it over Nudge. I had him as a
         | professor at Cornell for a couple courses before "behavioral
         | economics" was a term.
        
         | EVa5I7bHFq9mnYK wrote:
         | It depends. I had a pension plan that grew x2 in 17 years
         | (don't know what they invested into). My own investments grew
         | much faster than S&P though.
        
       | rr808 wrote:
       | In general avoiding fees is definitely a good thing. Its one of
       | those things that hindsight finds the best strategy and they were
       | kinda lucky about the crazy bull market in the USA in this time.
       | 
       | If you were a Pension fund in France, Australia, UK, Japan, China
       | etc and put all your money in the local passive index tracker
       | you'd maybe double your money in the last 20 years but way under
       | perform S&P which is like 6x in that period.
        
         | immibis wrote:
         | This is true. Of course, when you have many indices, with
         | random returns, some of them will perform well, but past
         | performance doesn't guarantee future results.
        
       | emacdona wrote:
       | To any fund manager out there that truly believes you can beat
       | the market, here is how you can sell me your fund:
       | 
       | We agree on an index and a time frame. You guarantee me the same
       | return as the index within that time frame. If you beat the
       | index, you keep 90% of returns ABOVE the index (and I get 10%).
       | We both win, and you win big.
       | 
       | If you don't beat the index (within the time frame), you make up
       | the difference (so I get the return to the index).
        
         | jppittma wrote:
         | I feel like some creative use of beta could make this a very
         | lucrative deal for a patient, but unscrupulous fund manager.
        
         | Findeton wrote:
         | Fundsmith for example has beaten the market for a long time
         | (not this year though). I can also mention another Spanish fund
         | that I know: Tercio Capital.
         | 
         | https://markets.ft.com/data/funds/tearsheet/charts?s=GB00B4Q...
         | https://www.finect.com/fondos-inversion/ES0174115057-Cinvest...
        
           | cjblomqvist wrote:
           | There are some research (instead of cherry
           | picking/anecdotes). I don't have any links right now but
           | basically half of the funds lose compared to the index (by
           | law of nature - averages and all that). Furthermore, taking
           | fees into account, just a few percentages make anything more
           | (over time) - which is probably within scope of randomness.
        
             | Findeton wrote:
             | In general hard working prudent value investors are able to
             | beat the index. It's just that those are very few. I mean
             | Buffet has done it for half a century, that's not a
             | coincidence.
        
               | p_j_w wrote:
               | Given the statistics and number of investors involved, it
               | seems like an absolute certainty that a few people would
               | beat the index for the entirety of their lives simply by
               | chance.
        
               | Findeton wrote:
               | Yes some people might do it by chance. Some other people,
               | they do it by knowledge.
        
               | sdenton4 wrote:
               | Find me the one who knows they got there by chance
               | alone...
               | 
               | It's very easy to create a narrative around random
               | movements. I expect that anyone who is ahead of the
               | market creates such a narrative, and declare themselves a
               | genius. And then half of the geniuses underperform each
               | year, same as every year...
        
               | cjblomqvist wrote:
               | Half will beat index by definition. The key is to beat it
               | including the cost of beating - and we've also seen that
               | the extra value have generally been captured by the fund
               | managers - not the fund buyers.
        
         | abound wrote:
         | An important component of a bet like this: you should base the
         | win/lose calculation on returns _after accounting for fees_.
         | The index fund likely has fees that are two orders of magnitude
         | lower than the active fund. Otherwise, a random fund may beat a
         | broad index just by chance.
         | 
         | Warren Buffett's very similar bet was done this way.
        
         | Scarblac wrote:
         | You won't have any guarantee that they will be able to make
         | good on their promise and won't just go bankrupt.
        
         | bandyaboot wrote:
         | You're probably aware that no fund manager would accept your
         | offer. But it doesn't prove that they don't think they can beat
         | the market (as misguided as that belief might be), it just
         | means they're not willing to take on an absurd amount of risk
         | to prove it.
        
           | cjblomqvist wrote:
           | Exactly. No point being the one taking the risk - if the
           | professionals don't dare take the risk then any non-
           | professional (fund buyer) shouldn't either (under normal
           | circumstances).
           | 
           | PS. Furthermore, an accurate comparison is not beating the
           | index, it's beating it enough to cover the
           | salary/compensation of the fund manager + some (with less
           | risk! Risk = cost!)
        
             | bandyaboot wrote:
             | Well I think many fund managers regularly take on risk to
             | achieve higher returns. They just won't take on 100%
             | downside risk while being taxed 10% on the upside.
        
               | emacdona wrote:
               | I think this gets at a deeper point I'm trying to make.
               | 
               | If you truly can consistently beat the market, you are
               | already making a killing with your _own_ money.
               | 
               | If you want to use _my_ money to place your bets
               | (presumably b/c you want to leverage your market beating
               | ability), I want a guarantee (because I'm more than happy
               | to take the return of the index).
        
               | DistractionRect wrote:
               | I follow, essentially you're viewing it like a loan +
               | interest + a minor stake in the venture. If the venture
               | fails, you still expect to repaid loan + interest and
               | your stake in the venture is worth $0.
               | 
               | Unfortunately no one will agree to this as long as
               | everyone else is willing to invest _and_ shoulder the
               | risk
        
               | ImPostingOnHN wrote:
               | It sounds like they're simply critically evaluating the
               | claims of beating the market.
               | 
               | If you can't beat the market with your own money, you
               | shouldn't be trying to do it with someone else's.
               | 
               | If you _can_ beat the market with your own money, why are
               | you so worried about the downside? There should be little
               | risk for someone who claims to be able to beat the
               | market.
               | 
               | If they say that's too much risk, they likely don't think
               | they can consistently beat the market.
        
               | jancsika wrote:
               | You've just found a way to restate "they don't truly
               | believe they can (consistently) beat the market."
               | 
               | On the flip side-- a passive fund manager _would_ take
               | 100% downside risk of the fund failing to properly track
               | the index, and only in return for a modest fee. Stated
               | differently-- passive funds can and do consistently track
               | the market.
        
               | dullcrisp wrote:
               | That's fair. I'd do it for just 1% of the upside.
        
               | Maxatar wrote:
               | That's right, fund managers expect their clients to take
               | 100% of the downside risk and tax their clients 20% on
               | the up side.
               | 
               | Where I disagree with you is that fund managers regularly
               | take risk. They never take risk themselves, rather they
               | supply all of the risk to their clients.
        
           | emacdona wrote:
           | I don't think the risk is "absurd". Or, at least it's no
           | different than the risk they ask any investor to take by
           | charging them 1% of their portfolio for it to be "actively
           | managed".
           | 
           | Plus, they are being compensated. I'm offering 90% of the
           | returns above the index :-)
        
             | stouset wrote:
             | Exactly.
             | 
             | Active funds ask investors to accept 100% of the downside
             | and get taxed on the upside. Actually it's worse: they're
             | taxed on _both_ the up and down sides.
             | 
             | If this is a terrible deal for fund managers then virtually
             | by definition actively-managed funds are a terrible deal
             | for investors.
        
             | joe_the_user wrote:
             | The risk your (completely hypothetical) offer would involve
             | is reputational. There's no reason for a funds manager to
             | ever risk their reputation on your stunt since they are
             | constantly risking money and reputation in the ways that
             | they control. Indeed, one could almost certainly put
             | together a bet similar to yours using derivatives and have
             | the potential upsides and downsides without the
             | reputational damage.
             | 
             | Of course, if you offered your bet to all comers and gave
             | significant publicity, unknown "funds managers" would be
             | happy to take you up, though they might well default if
             | they lost.
        
           | mort96 wrote:
           | I mean it does mean that they don't have faith in their
           | ability to beat the market on average across significant time
           | spans.
        
             | KptMarchewa wrote:
             | Or, it's just that risk management isn't about faith.
        
               | mort96 wrote:
               | In my eyes, "we have sincere faith in our ability to
               | sustain higher-than-market returns on average" and "our
               | risk management calculations tell us that we will have
               | beat the market on average with very high probability"
               | are the same statement.
        
           | the_cat_kittles wrote:
           | it points out the inherrent bullshit to the current
           | arrangement
        
         | hhmc wrote:
         | Why would anyone take the other side of this bet? It's an
         | incredible financial instrument, that anyone on the buyside
         | would buy in an instant (as formulated -- ignored fees/tcosts
         | etc).
        
           | stavros wrote:
           | If I can consistently make more than 10% on your money, I'll
           | take the other side.
        
             | hhmc wrote:
             | If you can consistently make more than 10% you don't need
             | to hamstring yourself with this terrible deal, you can just
             | get investment on typical terms.
        
               | stavros wrote:
               | If I can consistently make 30%, this terrible deal will
               | make me 20%, whereas the typical terms of management fees
               | will make me 5%.
        
               | swexbe wrote:
               | If you can consistently make 30%, a bank loan will make
               | you 24%.
        
               | stavros wrote:
               | Fair point. I don't know why BlackRock did it, then.
        
           | stouset wrote:
           | > Why would anyone take the other side of this bet?
           | 
           | People accept this bet every single day... when they buy
           | actively-managed funds.
           | 
           | Actually they accept a worse bet. Instead of taking 100%
           | downside risk and being taxed on anything above the index,
           | they're taxed on both gains and losses.
           | 
           | You're right that it's an incredible financial instrument.
           | Actively-managed funds are extremely profitable... for fund
           | managers, who get paid out of investors' assets in bad years
           | and also get to skim off the gains in good years.
        
         | paxys wrote:
         | Where will they find the money to pay you if they lose?
        
           | cess11 wrote:
           | If they don't they'll enter bankruptcy proceedings and their
           | assets get sold and divided between creditors.
        
         | otoburb wrote:
         | Sounds similar to recently launched buffer ETF products,
         | specifically BlackRock and Innovator that hedge 100% of
         | downside while capping your upside across different time
         | horizons indexed to the S&P500.[1]
         | 
         | [1]
         | https://www.bloomberg.com/news/articles/2024-07-01/blackrock...
        
           | dmurray wrote:
           | They don't guarantee you zero downside compared to investing
           | in the index, though, but compared to putting your money
           | under the mattress.
           | 
           | It's relatively easy to achieve a return profile like these
           | promise with some combination of Treasuries and index options
           | (at least while Treasuries pay 5%!), and the ETFs are doing
           | this kind of financial engineering rather than promising to
           | beat the market through stock-picking skill.
        
         | ProjectArcturis wrote:
         | The point of actively managed funds is not so much to "beat the
         | market", it's to provide diversified returns via strategies
         | that are uncorrelated with the market.
         | 
         | On average, the S&P500 has returned about 7% annually. If I had
         | a strategy that returned 5% on average but was totally
         | uncorrelated with the S&P, then you'd get the best overall
         | long-term returns (maximize the geometric average of annual
         | returns) by investing in a combination of my strategy and the
         | S&P.
        
           | dv_dt wrote:
           | Well then you could establish a simiar pay critera that beats
           | the s&p 500 during recessionary moves of the index. Im
           | guessing you wouldn't get many takers
        
             | trpotter72 wrote:
             | Uncorrelated returns is the key here, not inverse.
        
               | dv_dt wrote:
               | So how would you quantify non-correlation? I mentioned
               | recession events because thats a significant movement
               | when you most want to avoid correlation.
        
           | daedrdev wrote:
           | My impression though i that most of these firms are highly
           | correlated with the market despite their attempts at
           | otherwise
        
           | dukeofdoom wrote:
           | Is the 7% post inflation?
        
             | darkwizard42 wrote:
             | No, it is likely the rate of return. There is generally no
             | such mention of inflation in investment returns. The
             | alternative to investing your dollar is to put it in a
             | treasury (inflation tracked), so you can compare the value
             | of your money against that as the lowest risk (the US
             | defaulting) vs. other forms of risk.
        
               | bityard wrote:
               | No need for "likely," it's easy to look up:
               | https://www.nerdwallet.com/article/investing/average-
               | stock-m...
               | 
               | The average return of the S&P 500 is around 10%, although
               | you will see people use 7% as a shortcut to account for
               | inflation when estimating the future value of their
               | portfolios.
        
           | bityard wrote:
           | I want to agree with you, except that almost all of the
           | salescritters for these products promote them as "beating the
           | market." They _have_ to sell them this way because if their
           | customers had any idea what the whole-market returns actually
           | were, they wouldn't pay extra for the privilege of a far
           | riskier (and lower-performing, on average) investment.
           | 
           | And the S&P 500 returns more like 10% per year. A bit higher
           | if you cherry-pick your start and stop dates. I've only seen
           | people use 7% for portfolio value estimation purposes, after
           | adjusting for an assumed 3% inflation.
        
             | HFguy wrote:
             | SP500 had not returned 10% a year historically. And really
             | would want to look at returns above the cash rate.
             | 
             | And the SP500 has had unusually good performance relative
             | to other equity indexes. Would not count on that forever.
        
           | Maxatar wrote:
           | This is a kind of revisionism that mostly took off after
           | Warren Buffet won his bet that hedge funds would not
           | outperform the market over a 10 year time period.
           | 
           | The original goal and selling point of hedge funds was to
           | produce consistent results regardless of the market's
           | performance by using long and short positions to provide
           | absolute returns in any market environment.
           | 
           | With that said, even if you accept the revisionism, it's
           | untrue that actively managed funds are uncorrelated with the
           | market. What is true is that selection bias makes it seem
           | like they are since when interest rates rise and markets go
           | through a down swing, the majority (and yes I mean more than
           | 50%) of hedge funds go out of business. As such the only
           | hedge funds that remain are the ones that happened to weather
           | the storm so to speak.
        
           | pipes wrote:
           | I find this really hard to believe. I could be wrong but all
           | the alpha type funds don't seem to advertise themselves as
           | this.
        
         | financltravsty wrote:
         | You are not an UHNW individual/institutional investor, so no
         | "fund managers" of any note are going to waste their time on
         | this wager.
         | 
         | "Beating an index" is really easy. Up to $10MM you can choose
         | most any financial instrument class in the U.S markets and have
         | a good probability of finding alpha for a long time (that would
         | beat the S&P500 18.40% YTD). Many proprietary trading firms, or
         | market makers, or quantitative trading shops do this regularly.
         | Discretionary and systematic funds? Usually not. If their
         | processes worked consistently, they would have no need to take
         | outside capital and deal with relationship management. They
         | could simply use more leverage (not exactly, but simplified for
         | the general reader).
         | 
         | This is also ignoring the fact there are no details in TFA
         | about actual portfolio compositions or returns -- i.e. this is
         | a PR piece.
         | 
         | If your NW is under <$100MM, you should be focusing on hyper-
         | growth strategies -- and not mentally limiting yourself on what
         | is basically financial propaganda.
        
           | dkekenflxlf wrote:
           | ++1!!
        
           | archagon wrote:
           | What are "hyper-growth strategies"?
        
             | financltravsty wrote:
             | Anything entrepreneurial where there are outsized rewards
             | for amount of risk taken.
             | 
             | I.e. not working a career unless it's necessary to build
             | contacts or learn the "secret sauce" that you can leverage
             | for the aforementioned
        
         | toomuchtodo wrote:
         | https://longbets.org/362/
         | 
         | > "Over a ten-year period commencing on January 1, 2008, and
         | ending on December 31, 2017, the S&P 500 will outperform a
         | portfolio of funds of hedge funds, when performance is measured
         | on a basis net of fees, costs and expenses."
         | 
         | Predictor: Warren Buffett | Challenger: Protege Partners, LLC
         | 
         | https://longnow.org/ideas/warren-buffett-wins-million-dollar...
         | ("Warren Buffett Wins Multi-Million Dollar Long Bet")
        
         | KMag wrote:
         | Disclaimer, I work for a market-neutral fund, and have close
         | friends high up in prop shops.
         | 
         | Presuming all strategies have a curve of diminishing marginal
         | returns as assets under management increase, you would not
         | expect any fund accepting outside money to have expected
         | returns beating the market, but you would expect many of them
         | to have a combination of correlation to the market and expected
         | returns that would make them an attractive component in a
         | basket of broad index ETFs and market-neutral funds. (Assuming
         | risk-adjusted returns are the utility function being optimized.
         | If variance is their preferred risk metric, this results in
         | optimizing Sharpe ratio via mean-variance optimization, MVO.)
         | 
         | It's fair to assume that any fund manager is optimizing the sum
         | of returns from their own personal investments in the fund plus
         | fees from outside investors. They pick the place on the
         | volume/risk-adjusted-returns curve that still keeps their fund
         | attractive enough to outside investors, and maximizes their
         | personal profits (personal returns plus fund fees).
         | 
         | If that optimal point on the volume/risk-adjusted returns curve
         | for their particular strategy is at a point where risk-adjusted
         | returns beat the market, then they maximize their returns by
         | either never accepting outside funds (prop shops) or by not
         | accepting additional funds and gradually buying out their
         | investors (such as RenTech's famous Medallion fund).
         | 
         | So, (assuming diminishing marginal returns) it's not rational
         | to simultaneously accept outside investment and beat the market
         | on a risk-adjusted basis.
         | 
         | I suspect that many market-neutral funds could reliably beat
         | the market on a risk-adjusted basis, but their volume/risk-
         | adjusted-returns curve shape and their fee structures make it
         | optimal for them to operate at a point on that curve where
         | their expected returns are below the market.
         | 
         | Note that this rational self-interest optimization below market
         | returns isn't bad for the investors. Under most fee structures,
         | it ends up being close to maximizing total investor returns.
         | Increasing percentage returns would mean kicking out some
         | investors.
         | 
         | RenTech's Medallion Fund and many prop shops, and funds that
         | are currently slowly buying out their investors seem to
         | indicate there are at least some strategies where the optimal
         | volume/returns trade-off is above market returns. You would
         | expect all funds that are currently open to more outside
         | investment to either be young and lacking capital or else have
         | an optimal point on the volume/returns curve that is below
         | market returns.
         | 
         | Note that as previously mentioned, a simple mean-variance
         | optimization on a basket would allocate funds to both index
         | ETFs and market-neutral funds returning a bit under the market
         | on average. It's entirely possible that both fund investors and
         | fund managers are being perfectly rational.
         | 
         | Of course, there are also plenty of people out there who fool
         | themselves into thinking they know what they're doing. The
         | world certainly isn't perfectly rational.
         | 
         | I'm just saying that in a perfectly rational world, assuming
         | (1) utility function of risk-adjusted-returns (e.g. Sharpe
         | ratio, resulting in mean-variance-optimization) (2) declining
         | marginal returns on investment, you would expect all funds
         | accepting outside investors (except for young funds desperate
         | for money) to under-perform the market in expected returns.
         | 
         | Now, everyone talks about Sharpe ratio on the outside, but the
         | particular risk models actually used internally by any fund are
         | almost certainly not just variance of returns. I presume all
         | funds simultaneously apply a mixture of commercially available
         | risk models and internally developed risk models. Sharpe ratio
         | is far from perfect, but it's a good least-common-denominator
         | for discussion, and doesn't give away any secret sauce.
         | 
         | Side note: it would be rational for someone to take you up on
         | your proposal and simply use index futures to take a highly
         | leveraged position on your benchmark index. As long as they had
         | enough money to make you whole in the case of bad tracking
         | error and large downturns, their expected returns would be
         | large. However, you wouldn't be very smart to take such an
         | agreement instead of just getting leverage yourself. This
         | demonstrates why risk-adjusted returns are usually more
         | important than expected returns.
        
         | HFguy wrote:
         | There is a similar but different product (without the downside
         | protection).
         | 
         | A fund manager can replicate the index with derivatives and
         | overlay their alpha on top of it.
         | 
         | Google "alpha overlay" or "portable alpha" for more info.
         | 
         | These types of products were more popular about 10-15 years
         | ago.
         | 
         | Firms typically charge just for the alpha for these strategies.
         | 
         | You are asking for the manager to sell you an option.
        
         | lumb63 wrote:
         | Something I don't see talked about enough is the extent to
         | which the rise of passive investing increases the extent to
         | which passive investing is the best strategy. Passive investing
         | is predicated entirely on either freeloading off of the
         | decisions of actively managed portfolios, who will adjust the
         | market prices of securities efficiently, therefore resulting in
         | passively managed funds automatically owning the "best" stocks
         | because the bad ones will fall out of the indices; or it is
         | predicated on what is effectively a Ponzi scheme wherein if
         | everyone passively invests the same, then that form of passive
         | investing will yield the best returns.
         | 
         | For analogy, consider school students trying to get all the
         | questions right on the test. The first scenario is equivalent
         | to one student studying hard to find the right answers. The
         | rest of the class copies his answers and benefits from his
         | efforts. The other scenario is no student trying hard, them all
         | failing, but succeeding because the teacher curves the grades.
         | 
         | Note that both of these scenarios, especially the second
         | scenario, results in stock prices which become increasingly
         | detached from the economic reality of companies in proportion
         | to the extent to which passive investing becomes prevalent.
         | 
         | For instance, assume stock XYZ is a bad investment but is in
         | the S&P 500. If 90% of funds are actively managed, maybe they
         | can sell a sufficiently large amount of it to push it out of
         | the S&P 500 and save the passive investors from owning it. But
         | if 90% of funds are passively managed, even if XYZ is hot
         | garbage, the 10% of passively managed funds cannot possibly
         | sell enough to make up for the fact that 90% of the market
         | participants are indiscriminately buying a terrible stock.
         | 
         | Passive investing breaks the market to some extent. The free
         | market system is predicated on having rational participants,
         | not zombie participants.
        
           | hankchinaski wrote:
           | What you describe can be measured with return dispersion, as
           | more people invest with passive index more opportunities
           | arise for active investors. So they balance each other
        
         | citizen_friend wrote:
         | This sounds clever but many funds did exactly that. What's your
         | point?
         | 
         | S&P + nvidia was better than just S&P over the last 5 years.
        
       | Beijinger wrote:
       | All this is true, and there are many good comments in the thread
       | here. But this "hey dude, stock picking is for idiots and all non
       | idiots but index funds" should be treated with caution. Index
       | funds are an extremely clever idea but were never meant to be
       | used on such a scale.
       | 
       | To give you some ideas:
       | 
       | https://www.forbes.com/sites/chriscarosa/2024/04/02/index-fu...
        
         | tossandthrow wrote:
         | There are a lot of unknown for the markets in the future. Also
         | the 0 or negative interest rate environments we will probably
         | enter (again).
         | 
         | IMHO we need to rethink or tweak the financial system sooner
         | rather than later.
        
         | nerdponx wrote:
         | On the contrary, that article makes it seem perfectly fine to
         | invest in index funds.
        
         | jacobsimon wrote:
         | One of my big brain investing ideas is to pick the stocks at
         | the top of the index instead of buying the whole index. If
         | index funds continue to rise in popularity, the stocks that are
         | at the top will benefit most from passive investment volume.
         | 
         | Plus, index funds follow a kind of Pareto principle where the
         | top stocks contribute disproportionately to the total return
         | anyway.
         | 
         | As I've gotten older though, one of my realizations is that the
         | tax-free rebalancing of index ETFs is their most valuable
         | property, rather than their actual choice of equities.
        
           | jackcosgrove wrote:
           | I had an active manager reach out to me with exactly this
           | strategy.
           | 
           | I didn't look at the fees or rebalancing schedule super
           | closely, because I didn't want to invest with the guy, but
           | IMO his market-beating claims were due to increased
           | concentration during a bull market (risk) which could go
           | sideways fast if he didn't rebalance at opportune times.
        
             | ghaff wrote:
             | Which, without looking, probably means NASDAQ today--and
             | certainly the top 50 or whatever tech stocks by whatever
             | metric. That didn't look so great in late 2001. Certainly
             | my T Rowe Price tech fund cratered. Tech has been very
             | good, even relatively speaking through the great recession,
             | since then.
        
               | jacobsimon wrote:
               | The best approximation I've found is S&P has this Top 10
               | index[1]. Over the last 10 years it has performed 18%
               | annually vs 11% for the overall S&P 500, but that's
               | obviously been a historic bull run in large cap growth
               | stocks. I can't find data going back to 2000 to see how
               | that strategy would have played out, but curious if
               | someone else finds it or crunches the numbers.
               | 
               | 1. https://www.spglobal.com/spdji/en/indices/equity/sp-50
               | 0-top-...
        
               | ghaff wrote:
               | Yeah, for what it's worth, my financial advisor is
               | pushing me towards more value stocks and some more bonds.
               | (I am somewhat older as well in addition to be in a
               | position where being conservative makes sense.) Was just
               | doing some research.
        
           | Mistletoe wrote:
           | https://www.aqr.com/Insights/Perspectives/Value-Spreads-
           | Back...
           | 
           | I'd be cautious that you are about to get a wicked mean
           | reversion.
        
             | jacobsimon wrote:
             | Yeah to clarify, I don't necessarily recommend (or even
             | follow) this strategy, I still mostly invest in passive
             | index funds.
        
               | Mistletoe wrote:
               | Ah I see, carry on then!
        
           | WillPostForFood wrote:
           | There is an old strategy that is kind of the inverse of this
           | this called Dogs of the Dow where. You buy with stocks with
           | the highest dividend-to-price ratio (implicitly
           | underperforming), looking for the rebound.
           | 
           | https://en.wikipedia.org/wiki/Dogs_of_the_Dow
        
         | bityard wrote:
         | Index funds are not some clever hack, they are just tracking
         | the combined productivity of the publicly traded companies that
         | make them up. Whole market, or the top 500 as a representative
         | slice, whatever. When you buy the whole US market for example
         | you are saying, "I strongly believe that the overwhelming
         | majority of companies in the US want to make shitloads of money
         | and pass it down to themselves and their shareholders."
         | 
         | Index funds will never bring down the market as long as
         | individuals and companies are allowed to trade individual
         | stocks at prices of their choosing. There will _always_ be
         | someone who thinks a particular stock is overvalued or
         | undervalued. Those people set the prices.
        
           | dukeyukey wrote:
           | Something I've wondered is how index funds effect companies
           | entering the index for the first time.
           | 
           | Like, let's say there's a company (TryerCo) that is the 501st
           | biggest in the US. Big, but still one step away from being in
           | the S&P 500.
           | 
           | Then, one of the S&P 500s collapse. They exit the index, and
           | TryerCo enters the index at position 500, despite no material
           | change since the day before.
           | 
           | Doesn't this mean a whole _heap_ of index funds will suddenly
           | start buying TryerCo stock, sending it up thanks to the
           | arbitrary number 500?
        
             | gizajob wrote:
             | The ETFs are generally rebalanced once a quarter, so yeah,
             | it really is a big deal when a company enters one of the
             | main indices, and the price starts to move up in
             | anticipation of the listing, then stays up because the
             | ETFs, as you intuit, have to start buying it as a component
             | of the market. Supermicro entering S&P500 and Arm entering
             | Nasdaq 100 being good examples recently.
        
             | Marsymars wrote:
             | This is basically priced in based on the odds of entering
             | an index in the same way that potential acquisitions get
             | priced in based on the odds of the acquisition going
             | through.
             | 
             | I swear I've seen actively managed funds that explicitly
             | trade based on stocks' potential to enter/leave indexes,
             | but it's a terrible batch of terms to try to google.
        
       | TheRoque wrote:
       | So in the end, what's the key takeaway regarding global economics
       | ? If (some of) the most well-paid people cannot guess the market,
       | then doesn't it mean that they are useless ? Then why are we
       | paying their services ?
        
         | weard_beard wrote:
         | Same reason we pay the TSA.
        
       | yieldcrv wrote:
       | In private equity you are employing the managers to create
       | opportunities
       | 
       | And during bear markets I've seen some managers create the most
       | onerous terms far beyond what I could think of, and that's paid
       | excessive dividends for me
       | 
       | I think that's the real hedge that's overlooked here
       | 
       | The performance of private funds is also not a complete picture,
       | individual limited partners have different profit and loss than
       | whatever metric the whole fund is subject to, someone that joined
       | as an LP after any trade doesn't have their capital allocated to
       | that prior or existing positions, only the subsequent ones. so
       | its not really possible to judge performance of fund managers in
       | comparison to indices the way that it is popularly compared.
       | Unless LPs are showing their own performance in a scatterplot,
       | nobody knows anything. and LPs are typically subject to NDAs.
       | 
       | I just think it's too reductive to say nobody can beat the index,
       | then move the goal post to longer and longer time frames. You
       | only need to be successful once, in any time frame but
       | specifically shorter ones
        
       | Cthulhu_ wrote:
       | Alright, how much of this is hard science and how much is just
       | survivorship bias?
        
       | deepnotderp wrote:
       | Whenever the topic of index funds come up, people should
       | remember:
       | 
       | 1. The benchmark for hedge funds is _not_ the sp500, it's the
       | bond market
       | 
       | 2. Because the sp500 is inherently a _bet_ , that America's top
       | few companies will perform well. This is _not_ a purely risk
       | free, hands off bet.
       | 
       | If you bought the Japanese Index fund, the Nikkei, even today it
       | hasn't returned to its 1980 peak
       | 
       | You might say "I'll just get a global index"- in which case
       | congrats, you've underperformed hedge funds!
       | 
       | 3. There are more factors than just investment returns- ie
       | volatility (Sharpe), drawdowns, etc
       | 
       | So despite what HN seems to think, the hedge fund industry is not
       | in fact, full of idiots.
        
         | santoshalper wrote:
         | I don't think most of us think the hedge fund industry is full
         | of idiots. Speaking only for myself, I think it's mostly full
         | of grifters.
        
         | kgwgk wrote:
         | > 1. The benchmark for hedge funds is not the sp500, it's the
         | bond market
         | 
         | There is not _a_ benchmark for "hedge funds" as they are not
         | really _a_ thing.
         | 
         | In some cases S&P 500 may be an appropriate benchmark. Unless
         | Bill Ackman is not a true hedge fund manager, I guess. "In
         | 2023, Pershing Square's 20th year, Pershing Square Holdings
         | generated strong NAV performance of 26.7% versus 26.3% for our
         | principal benchmark, the S&P 500 index."
        
       | dkekenflxlf wrote:
       | So, for SURE it is possible to beat "the market", but:
       | 
       | - strategy is limited up to max 1mio per account (well, maybe 2
       | pr 3)
       | 
       | - you need a tailored software, tools like MT/et al wont help you
       | 
       | - with a leverage of 5-10, its possible to achieve gigantic
       | returns
       | 
       | - system needs to be capable of going short as well
       | 
       | - your individual application should abstract-away all dauly
       | charting&news noise: what counts is statistics and propability
       | only, do not check CNN et al
       | 
       | EDIT: - this approach cant be done by ANY institutional corp due
       | to regulations, so they are not doing it
        
         | jbs789 wrote:
         | Can you elaborate on the regulations preventing corp
         | implementation here please?
        
           | dkekenflxlf wrote:
           | Sure, thanks for this question!
           | 
           | In case of public funds:
           | 
           | Depending on the jurisdiction, funds are allowed to invest
           | only in certain securities, like stocks or bonds. In most
           | countries, they are not allowed to use all available
           | products; esp all products which offer high leverage (and
           | highlosschances) are not allowed for institutionals.
           | 
           | A private prop trading company may do it, though they are not
           | managing billions (as the pension fund in the article); and
           | those prop traders in reverse can not that easily attract
           | "other people money"
        
       | enahs-sf wrote:
       | The macroeconomic read between the lines takeaway for me from
       | this is, these pension funds are big time LPs in VC firms. If
       | that well dries, it has substantial downstream effects for the
       | startup ecosystem and raising capital.
        
       | akira2501 wrote:
       | The title was correct yesterday. Why is the title editorialized
       | today?
       | 
       | "What Does Nevada's $35 Billion Fund Manager Do All Day? Nothing"
       | 
       | This is the actual title of the article, the page, and the
       | printed version. There was no reason to have edited this except
       | for optics. If true, that's absurd, dang.
        
         | nick7376182 wrote:
         | Because on HN we like titles to have information and not be
         | click-bait. The WSJ title is prime click-bait.
        
           | akira2501 wrote:
           | So, clickbait is fine, as long as we just editorialize the
           | title? That's an unusual standard.
        
             | Thorrez wrote:
             | Are you saying the new title is clickbait? How so?
        
             | pvg wrote:
             | Pretty much standard for HN, there are endless mod comments
             | explaining it. Although they make more sense if you
             | distinguish between 'changing' and 'editorializing'.
        
         | Thorrez wrote:
         | He doesn't literally do nothing, does he? So I don't think it
         | was exactly correct. And it was vague because it didn't explain
         | what the article was actually about.
        
         | ilamont wrote:
         | There most definitely is a reason to edit titles: to reduce
         | clickbait or shorten titles.
         | 
         | The system even automatically removes certain clickbait
         | elements, for instance "How" is stripped out of submitted
         | titles.
        
       | Sparkyte wrote:
       | Always better to invest and just let the market over time take
       | care of it, the make quick cash never works.
        
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