[HN Gopher] The Black-Scholes/Merton equation [video]
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       The Black-Scholes/Merton equation [video]
        
       Author : surprisetalk
       Score  : 77 points
       Date   : 2024-03-03 13:50 UTC (9 hours ago)
        
 (HTM) web link (www.youtube.com)
 (TXT) w3m dump (www.youtube.com)
        
       | mhh__ wrote:
       | Black-scholes is a hedging argument, the eqn isn't the essence of
       | it
        
         | JumpCrisscross wrote:
         | Eh, put-call parity is the hedging argument [1]. Black-
         | Scholes-(Merton) _was_ a breakthrough because it lets one
         | understand why the hedge works, and thereby hedge and price
         | more precisely.
         | 
         | [1] https://en.m.wikipedia.org/wiki/Put-call_parity
        
           | sixers2329 wrote:
           | What I never fully understood is there's a free parameter in
           | the equation (Implied Volatility)- which has no solid
           | definition besides "the number that makes the rest of the
           | equation work". At that point... how much value are you
           | really getting from the rest of the equation?
        
             | lordnacho wrote:
             | Former option trader here. The free parameter is actually
             | the "thing" that you're actually trading when you trade an
             | option. All the other parameters are just environmental,
             | you look them up.
             | 
             | The short story is that the implied vol is a sort of
             | balancing price between how much the option loses in value
             | over time vs how much you can make performing the hedge.
        
               | MuffinFlavored wrote:
               | Why do any of the other variables matter if the market is
               | collectively fighting between "overpriced and
               | underpriced" on premium/implied volatility?
        
               | kflansburg wrote:
               | You can find an IV that makes sense for a single option
               | with invalid other parameters, but things will break down
               | when you go to price other expirations / strikes.
               | 
               | When trading, you don't want to wait to see an "updated"
               | IV, you would want to respond directly to changes in
               | important and well understood parameters like underlying
               | price.
        
               | sheepscreek wrote:
               | The Black-Scholes equation describes the unconscious
               | biases that influence the price of options. It is able to
               | beautifully separate the one quantity that every trader
               | prices differently from the rest. That's volatility.
               | 
               | All the other factors, time including, are the same for
               | everyone.
        
               | lordnacho wrote:
               | They don't really matter. They are just things you look
               | up in order to a get a number out for what the option
               | costs in dollars.
        
               | eggdaft wrote:
               | Was BS actually of any practical use? It just seems to be
               | a fantasy like most maths in economics.
        
               | lordnacho wrote:
               | Yes, it has some use. First of all, if you don't have a
               | common model, it becomes impossible to talk about vol. So
               | even if everyone uses their own model, they convert back
               | into BS vol to talk about vol. Second, all models are
               | wrong, but some models are useful. BS is a good starting
               | point because it captures something that is relevant in
               | option pricing, namely that uncertainty matters.
        
             | scherlock wrote:
             | Implied volatility is really the standard deviation of the
             | price over time. You can calculate it by look at prices in
             | the market. Then interpolate values. Where banks get funky
             | is that the market for options go out about 3 years, but a
             | banks will write options going out much much further. For
             | those options, they are really just guessing, no matter how
             | much fancy math they do, it's all to dress up a guess. And
             | the traders don't care since they won't be around when the
             | option expires
        
               | kgwgk wrote:
               | > Implied volatility is really the standard deviation of
               | the price over time.
               | 
               | Maybe you mean that "implied volatility is really the
               | implied standard deviation of the price over time".
        
             | kflansburg wrote:
             | It's not really implied volatility, it's the actual
             | volatility between now and expiration. Everyone can only
             | estimate at what that will be.
             | 
             | IV is essentially using prevailing prices to understand
             | what everyone else has estimated that forward volatility to
             | be.
             | 
             | Beyond that, you will also find that IV differs across
             | strikes [1]. Still, being able to fit a vol smile from
             | incomplete market data (and some other adjustments if you
             | are very sophisticated) and then price an arbitrary option
             | is pretty useful.
             | 
             | [1] https://en.wikipedia.org/wiki/Volatility_smile
        
             | dist-epoch wrote:
             | This equation is an idealized option, a spherical cow. If
             | one would actually use it to price options one would lose
             | money.
             | 
             | There are many empirical option pricing features that this
             | equation can't explain - the "smile", the "skew", ...
        
             | drexlspivey wrote:
             | The parameter (sigma) is the historical volatility (stdev
             | of annualized returns). Implied volatility is what you get
             | if you run the formula backwards and input the observed
             | price to solve for volatility. In practice though many
             | people use implied volatility as the input making the whole
             | thing circular.
        
               | RandomLensman wrote:
               | It's no really circular, just think of IV as the
               | price/what is traded.
        
             | dxbydt wrote:
             | I don't believe any of the comments below address the meat
             | of your question - what value are you getting from the
             | equation ?
             | 
             | I would answer- not much.
             | 
             | You can think of BS as a curried function. Since all the
             | other params are fixed, you can curry and get a reduced
             | equation that only depends on IV and underlying. If you do
             | that, then its just - you give me iv and underlying, i give
             | you spot. So, for a given strike(fixed), with the
             | prevailing time left(fixed theta) under current interest
             | rate(fixed), given the underlying, the historical vol gives
             | you the wrong spot. You fudge it until you get the right
             | spot. Call the fudged quantity the IV. Now plot that fudged
             | quantity for a few other strikes and you get a smile. Then
             | you can mess with that smile, plot the vol surface etc but
             | end of the day, does the BS equation matter if the price of
             | spot is going to be off and you have to fudge it with IV ?
             | Its a good question. From an operational standpoint, the
             | equation doesn't matter. You can use bopm and get a more
             | intuitive price anyways. Traders can trade the iv without
             | knowing what effect BS has on the system.
             | 
             | When I was in 5th grade, they took us to the top of a tall
             | building. We dropped a ball and measured the time it took
             | to hit the ground. So if you square that time and multiply
             | by 5, that's how tall that building is. At that age I
             | thought wow this is such magic! Then I grew up and reached
             | 8th grade and worked out equations of motion with some
             | basic differential calc, and derived the canonical equation
             | s equals ut plus half at square. So since u is zero and a
             | on planet earth happens to be g which is 9.8, half of which
             | is about 5, that's why 5t^2.
             | 
             | ok but does this equation matter ? I could have gone my
             | whole life measuring height of buildings without knowing
             | what is gravity.
        
           | Fade_Dance wrote:
           | Wasn't the main breakthrough it's utility and accessibility,
           | not precision?
           | 
           | It's still quite generalized in that it assumes a flat
           | volatility surface, which even traders in the pits
           | intuitively knew was wrong (thus the emergent volatility
           | smile after '87). What it did allow was for a single number
           | (implied volatility) to function as the single knob to be
           | dialed to move quotes up and down for convex instruments.
           | Therefore, instead of calling a trade desk and working out
           | direct price quotes, you could have an immediate frame of
           | reference ("this is trading at 31 vol") and move the offer
           | to, say, "30 vol", leaving the calculation to the computer
           | because both parties shared a language.
           | 
           | As for the vol smile and lack of volatility surface
           | uniformity in real markets, it wasn't an issue, because pit
           | traders were fine pricing different strikes at different
           | vols, and players deeper in the volatility space had their
           | own more accurate models geared for each market/instrument.
           | 
           | Knowing an underlying's iVol gives a good general overview of
           | the pricing landscape with just a single number, and then if
           | you need more precision, you can pull up the list of strikes
           | and ivols for each strike and see the shape of the vol
           | surface. That just takes a few more seconds. It's very quick
           | and very useful, from the pit trader crews with the proto-
           | handheld computer to the sell side and buy side deals working
           | the phones. Utility!
           | 
           | To expand a bit, it is also a great feature that the second
           | level of granularity (breaking away from the theoretical flat
           | vol surface by applying different iVol values to different
           | strikes) isn't crammed into another overarching generalized
           | model. It breaks the model and lets traders go, say after the
           | '87 crash, "tail risk is trading much higher what it has been
           | historically, and this stuff is staying permanently bid,
           | looks like a regime shift. We don't have a generalized model
           | for this yet but in the meantime, traders in the pit are
           | working with this new pricing, we can all see it and speak
           | the same language, and we'll work out the new generalized
           | models at a later date." That's why these simple options
           | pricing models are still useful today, even though there are
           | far more known kinks in volatility surfaces than there were
           | decades ago.
        
           | mhh__ wrote:
           | Taleb and Derman have argued that put call parity implies BS
           | but other disagree quite strongly.
        
             | lupire wrote:
             | Under reasonable assumptions, put call parity is true so
             | it's not an important statement to say that it implies BS.
        
               | mhh__ wrote:
               | You still need additional assumptions about the delta
               | hedged PnL, no?
        
           | RandomLensman wrote:
           | Id say the underlying hedging argument is continuous delta
           | hedging.
        
       | btdmaster wrote:
       | How does this square with "past market returns are do not
       | (entirely) determine future market returns"? Surely the same
       | applies to the historical stddev?
        
         | fancyfredbot wrote:
         | In practice the standard deviation used is implied from option
         | prices, making the whole thing completely circular. To match
         | the market you need to use different standard deviations
         | (volatilities) for different options!
        
         | dr1ver wrote:
         | Volatility is a bit more predictable than price. And there are
         | more complex formulae that also model volatility rather than
         | treat it as a constant.
        
           | lupire wrote:
           | If volatility is predictable, it would quickly be traded
           | until it became unpredictable and unprofitable.
        
             | throwawayFinX wrote:
             | dr1ver is correct here and you are not.
             | 
             | Actual volatility (not implied!) is much easier to predict
             | than price.
             | 
             | It's also much more difficult to trade than price changes.
             | So your intuition about this is correct though.
             | 
             | It is not super difficult to predict tomorrows volatility
             | sign (up/down compared to today) with +60% success. Even
             | textbook GARCH models do well here.
             | 
             | If you could do that with the price, you'd quickly become
             | filthy rich.
        
             | richrichie wrote:
             | It is a well known empirical fact that volatility is mean
             | reverting.
        
         | jwsteigerwalt wrote:
         | It's about using the best information you have to quantify and
         | systematize risk.
        
         | mhh__ wrote:
         | This is why options traders (prototypical ones at least, I
         | suspect most trading is still directional) trade on the implied
         | volatility, as a projection of future volatility.
         | 
         | You take a view on volatility by buying or selling an option,
         | if you are right then you will make money proportional to the
         | options gamma (i.e. the convexity of the option is where the
         | money comes from)
        
         | RandomLensman wrote:
         | Need to separate two different situations here:
         | 
         | 1) where there are pretty complete markets for implied
         | volatility, looking at the past matters less to little, because
         | there is a market for the "future volatility" you can hedge and
         | interact with
         | 
         | 2) when there isn't a good volatility market and hedging future
         | volatility exposure is difficult, looking towards the past for
         | some guidance increases in importance
         | 
         | Both things can get complicated at times and in both cases it
         | isn't strictly speaking the stddev you care about, but the
         | quadratic variation (which can be the same under some
         | assumptions).
        
         | vikramkr wrote:
         | Yep. You can make money off of using options as a way of
         | betting on what the volatility measure itself will be. If you
         | think the historical standard deviation is lower than what it
         | will be because of some new change to the company or the world
         | environment, and your view is different from the market's view.
         | It's why sometimes very out of the money call options will
         | paradoxically go up in price after really bad news - you're so
         | far away from the price of the share that the increase in
         | volatility from the price drop increases the option's value
         | even though it's moved even more out of the money
        
           | exclipy wrote:
           | Is that a bug in the equation that one could take advantage
           | of?
        
             | ironSkillet wrote:
             | In a way, yes. A lot of money follows these standard
             | formulas for pricing which do not necessarily reflect
             | accurate probabilities of the underlier price movement.
             | After an idiosyncratic price shock (disappointing earnings,
             | geopolitical news etc), people blindly following a trailing
             | 1 month volatility or something will misprice the option as
             | volatility reverts back to the mean. This probably has been
             | arbed away to a large extent by trading algorithms.
        
       | cubefox wrote:
       | This got me thinking: Can the backpropagation algorithm be
       | expressed as an equation?
       | 
       | I assume this should always be possible using functional
       | programming.
        
         | eternauta3k wrote:
         | Are you talking about backpropagation in neural networks? Do
         | you mean as a differential equation? It already is a normal
         | algebraic equation.
        
           | cubefox wrote:
           | Yes in neural networks. Backpropagation is probably worth
           | more than the equation in the video. But it's an algorithm,
           | which aren't usually expressed as equations.
        
       | mhh__ wrote:
       | Something the intro of this video missed a little bit is that
       | most derivatives are linear -- no optionality.
       | 
       | Options are a relatively tiny market, but are nonetheles key to
       | reasoning about markets.
        
       | curiousgal wrote:
       | Pure Black Scholes is not really that useful nowadays because of
       | its key limitations, some can be easily fixed (dividends, no risk
       | free rate, etc.) other cannot (constant volatility) which makes
       | it only useful in areas like vol targeting where you want the
       | volatility to be constant.
        
       | rvcdbn wrote:
       | I've been trading for 4 years on the side mostly on intuition. I
       | like to think one can emotionally program the powerful computer
       | that is the unconscious mind to serve the distributed monster of
       | global finance for profit. Sometimes I even do tarot. Seems to
       | kinda work LoL what could possibly go wrong????
        
       | ripjaygn wrote:
       | Generated summary for those who can't or don't want to watch a
       | long video(though I recommend Veritasium's story telling):
       | 
       | This video talks about the impact of a mathematical equation
       | derived by Louis Bachelier on the financial world. The equation
       | is used to price financial instruments called options, and it has
       | led to the creation of a multi-trillion dollar derivatives
       | market.
       | 
       | The video starts by mentioning how Jim Simons, a mathematician
       | who founded Renaissance Technologies, used a different approach
       | to make significant profits in the stock market. Then it goes on
       | to explain what options are and how they are used. Options are
       | contracts that give the buyer the right, but not the obligation,
       | to buy or sell an underlying asset at a certain price by a
       | certain time.
       | 
       | The video then discusses the work of Louis Bachelier, who in
       | 1900, derived a formula to price options. This formula, known as
       | the Black-Scholes-Merton formula, revolutionized the financial
       | industry by providing a way to accurately price options. The
       | creation of this formula led to the development of the exchange-
       | traded options market, which has grown to be a multi-trillion
       | dollar industry.
       | 
       | The video also talks about the impact of options on the financial
       | system. Options can be used to hedge other investments, which can
       | help to reduce risk. However, they can also be used to make
       | leveraged bets, which can lead to significant losses.
       | 
       | The video concludes by discussing the efficient market
       | hypothesis, which states that all available information is
       | already reflected in stock prices. The video suggests that the
       | success of Renaissance Technologies, and other similar firms,
       | challenges the efficient market hypothesis.
        
       | JackFr wrote:
       | There is some valuable intuition in that the value of an option
       | can be broken into three components, the intrinsic value - that
       | is the difference between the asset price and strike price on the
       | option, the time value which is dependent on the time to expiry
       | and the risk free rate, and the "insurance" value which is
       | dependent on the volatility and the time to expiry.
       | 
       | In the swaptions market, for instance quotes are typically for an
       | "at-the-money forward" rate, which makes the first two components
       | zero and all the value is tied to the vol.
        
       | imtringued wrote:
       | Fisher black has written some interesting books. For anyone who
       | is interested, check out his Wikipedia page.
        
         | NovemberWhiskey wrote:
         | Just FYI: Fischer ... not Fisher.
        
       | SirLJ wrote:
       | If someone is interested in all this, I would strongly recommend
       | looking into Ed Thorp, he discovered pretty much the same thing
       | earlier, but instead of publishing, he made money with the
       | knowledge...
       | 
       | Great book about all this, 2017 Autobiography: "A Man for All
       | Markets: From Las Vegas to Wall Street, How I Beat the Dealer and
       | the Market"
        
         | AlexCoventry wrote:
         | The video refers to him.
        
       | RichardCA wrote:
       | There was a PBS NOVA episode about this.
       | 
       | https://vimeo.com/302855460
       | 
       | The question that seems obvious, but no one ever seems to talk
       | about, is how the failure of LTCM paved the way for the subprime
       | crisis of 2008.
       | 
       | I mean, did the elite financial world fail to learn the lesson,
       | or did it simply learn the wrong one?
        
         | RandomLensman wrote:
         | How would you connect the two events?
        
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