[HN Gopher] The 2002 Uberlingen midair collision
       ___________________________________________________________________
        
       The 2002 Uberlingen midair collision
        
       Author : vinnyglennon
       Score  : 190 points
       Date   : 2023-08-14 12:41 UTC (10 hours ago)
        
 (HTM) web link (admiralcloudberg.medium.com)
 (TXT) w3m dump (admiralcloudberg.medium.com)
        
       | stall84 wrote:
       | Posts like this painfully push me to finish setting up my blog
       | where I'm going to mostly opine on and outline aviation incidents
       | like this..
       | 
       | But I can disseminate at least two flying maxims you can take
       | away from this tragedy:
       | 
       | 1: Do what TCAS is telling you to do.
       | 
       | 2: Air Traffic Control does NOT have the final responsibility for
       | your plane, you do.
       | 
       | - The TCAS system had already resolved the safe and correct
       | conflict avoidance maneuvers for both of the transceivers
       | involved (on both aircraft).
       | 
       | - As amazing and professional as our air traffic controllers are
       | (and they are), they to, just like you the pilot are prone to
       | error, and they in fact are not inside your aircraft, nor are
       | they the pilot in command.
       | 
       | I've seen especially in new pilots and people that want to learn
       | to fly this urge to defer to ATC (I even asked a friend who's a
       | huge Flight Simulator enthusiast, of which I was too when young,
       | what he'd do in a purely technical flight situation, and he
       | responded he'd "ask ATC what to do"...).
       | 
       | While yes, Air Traffic Control 'controls' certain air space, they
       | don't control your aircraft or its occupants. FAR 91.3 says it
       | all, I'll let you look it up, it's 2 very brief (thank you
       | FAA/congress) sentences that spell out the end of this
       | discussion. You might get a fine, you might lose your license,
       | etc etc, if you're reasoning for having to deviate from ATC rules
       | aren't sufficient..
       | 
       | But hey in this case would those pilots on those 2 planes in this
       | incident have rather lost their licenses (potentially) or have
       | what happened happen.
       | 
       | Of course this incident is nuanced, as they all are. Flying
       | safely involves mitigating and accepting certain levels of risk.
       | TCAS was a system specifically designed and implemented to
       | resolve collision situations. You test your equipment at regular
       | intervals and pre-flight so that you can be confident they are
       | working properly so that when you get into a situation where TCAS
       | is telling you to do something, you do it.
       | 
       | But the reality is stress, human behavior isms' like maybe say
       | flying in from an eastern european country and wanting to not
       | 'piss off' the Swiss controllers, so deferring to their every
       | direction instead of following your own instruments. << That's a
       | real thing .. when you fly into busy airspace in the US, you
       | quickly realize you just 'don't want to piss anyone off' .. All
       | of these factors influence what should have been a cut and dry
       | collision avoidance dictated by the TCAS system. And this is the
       | cost of human flight.
        
         | stavros wrote:
         | FAR 91.3:
         | 
         | (a) The pilot in command of an aircraft is directly responsible
         | for, and is the final authority as to, the operation of that
         | aircraft.
         | 
         | (b) In an in-flight emergency requiring immediate action, the
         | pilot in command may deviate from any rule of this part to the
         | extent required to meet that emergency.
         | 
         | (c) Each pilot in command who deviates from a rule under
         | paragraph (b) of this section shall, upon the request of the
         | Administrator, send a written report of that deviation to the
         | Administrator.
        
           | genewitch wrote:
           | as an aside i once called the FCC to get a definitive answer
           | about a part 97 rule, and they put me on hold, and gave me
           | the answer i was suspecting they would, which i am nearly
           | positive is the wrong answer.
           | 
           | In the context of your post, if asked, i wonder if the FAA
           | (or whoever) would say "the pilot has final authority, even
           | if it goes against what the ATC commanded", even with the
           | nuance and additional information that would be required in
           | 91.3c.
           | 
           | for the record, it was 47 cfr 97.405
           | https://www.ecfr.gov/current/title-47/section-97.405 - and it
           | states clearly:
           | 
           | (a) No provision of these rules prevents the use by an
           | amateur station in distress of any means at its disposal to
           | attract attention, make known its condition and location, and
           | obtain assistance.
           | 
           | (b) No provision of these rules prevents the use by a
           | station, in the exceptional circumstances described in
           | paragraph (a) of this section, of any means of
           | radiocommunications at its disposal to assist a station in
           | distress.
           | 
           | My question was simple - one has a radio what can transmit
           | clearly on a police frequency, that is, if one pushes
           | transmit, police radios and scanners in the area can hear the
           | audio being transmitted. Can one use said radio in an
           | emergency, if they are a licensed part 97 operator?
           | 
           | FCC: "no"
           | 
           | me: "yes, obviously."
        
         | JimtheCoder wrote:
         | "1: Do what TCAS is telling you to do.
         | 
         | 2: Air Traffic Control does NOT have the final responsibility
         | for your plane, you do."
         | 
         | I wonder if there is some human bias that preferences human
         | directions/instruction over technologically manufactured ones
         | (TCAS).
         | 
         | Especially when it's a stressful, fast paced situation.
        
           | stall84 wrote:
           | Yes this definitely is a thing. Like I mentioned, there is a
           | real desire 'to be liked' by ATC from the pilot. It happens
           | to me, it happens to many pilots.. They give you an
           | instruction and you want to show how quickly and efficiently
           | you can execute it. The hardest part is when your own flying
           | intuition tells you to not do what they're requesting, or
           | even worse when it merely makes you question the
           | instruction.. leaving you in a decision paralysis.
        
           | bombcar wrote:
           | 2 is very hard to keep in mind, because in a stressful
           | situation we seem to naturally want someone "to tell us what
           | to do".
           | 
           | This is one of the reasons that if you're trained in
           | emergency situations they tell you things like "don't yell
           | 'someone call 911' but instead point directly at someone and
           | say 'call 911'".
        
           | xattt wrote:
           | On the contrary, EKGs are well-known to have a machine
           | interpretation line often called the "Idiot Box".
        
           | FreshStart wrote:
           | It's ultimately a culture war of neuro-types, controllfreaks
           | and those who yearn for irresponsibility in some underling
           | caste vs idealistic humanists dreaming of everyone being
           | there own company,master and commander. These characters and
           | their constructs collided that night with two planes. How to
           | plan and prepare for this? No, idea.
        
           | jandrese wrote:
           | The article put it best. If the TCAS is going off then then
           | ATC has already failed at their job.
        
         | bfeynman wrote:
         | I find this type of writing compelling, so if you write a blog
         | I think you would get people to read it. One thing I've seen
         | after the fact is the schism between media and evidence which
         | adds an extra dimension here with the air traffic controller's
         | story. The post mortem investigation usually takes a long time,
         | and by then the media has completely moved on. Reminds me of
         | the Boeing MCAS incidents, which interestingly I had a few
         | airline industry friends, and internally according to them
         | almost incidents were due inadequate training of pilots, but no
         | one would say that since there is a nationalistic aspect to it.
        
         | kingofpandora wrote:
         | At the time there was no guidance to pilots on whether to
         | follow TCAS or ATC.
         | 
         | That guidance to always follow TCAS came in because of this
         | incident.
        
           | gen220 wrote:
           | According to the article, there were actually conflicting
           | guidelines.
           | 
           | The FAA said always follow TCAS ("any guidance from TCAS
           | overrides guidance from ATC"), whereas other regulators were
           | either vaguely non-committal to which had overriding priority
           | or assigned priority to ATC.
           | 
           | It also notes that the Russian pilots were not accustomed to
           | TCAS (which was not common in Russia, at the time). Even
           | further, to the extent they were familiar with it, Russian
           | regulations noted that the ATC's guidance superseded all
           | other guidance systems.
        
         | krisoft wrote:
         | > 1: Do what TCAS is telling you to do.
         | 
         | Other similar maxim is "In case you are intercepted by a
         | fighter jet, and ATC and the fighter jet issues seemingly
         | conflicting instructions follow what the fighter jet
         | says/signals, and inform about this fact the ATC."
         | 
         | People with missiles trained on you have command priority for
         | all the obvious reasons.
        
       | omnibrain wrote:
       | The plane crash storyline in Breaking Bad seems to be in part
       | inspired by this event.
       | 
       | Having lived in the are and going to school in Uberlingen at the
       | time it is not something I'm ever going to forget.
       | 
       | I did not notice the crash itself (I'm a deep sleeper) but heard
       | about it in the radio at morning. First I thought I must have
       | misheared. Being a vonlunteer firefighter in our village I
       | wondered, why I did not get an alarm. On my way to the train
       | station I stopped at our local fire station but saw only a small
       | transporter was missing, so I figured they may have alarmed only
       | a few people.
       | 
       | There was some sort of "fog of war". Nobody knew anything for
       | sure. There were rumours, that one of the planes crashed into the
       | lake. The crash site being at Hohenbodman did not help because
       | there is a village named Bodman on the other side of the lake.
       | 
       | Waiting for the train and on the train there was nothing else we
       | could talk about. Arriving in Uberlingen, we (a classmate and I)
       | went straight down to the lakeside of the city to see if we can
       | catch a glimpse of anything. The atmosphere in the city was
       | surreal.
       | 
       | The route from the city center and train station to our school
       | went over the yard of the city's fire station. And there it hit.
       | Dozens of firefighters, police, red cross, etc. swarmed the
       | place. A search dog unit just arrived. The facial expressions of
       | everybody.
       | 
       | At school there was no lessons of course. Everybody just talked
       | about the crash and the newest rumours. Some classmates arrived
       | by bus and their bus drove straight by the crashsite. They saw
       | corpses under cloth and smoking debris. A few hours later people
       | from the local newspaper arrived to distribute a special issue
       | with the most comprehensive compilation of available information
       | at the time.
       | 
       | (... a few months later ...)
       | 
       | We had local festivities and I helped. It was bigger festivities
       | and we spent days building everything and had to gather stalls,
       | building material and tools from various storage areas,
       | companies, etc. To fetch something I went with someone to a local
       | building company. We went into their warehouse and an
       | overwhelming stench of kerosene hit me. The warehouse was filled
       | with transport container trays full of excavated ground that was
       | contaminated with kerosine (and small debris) from the crash. The
       | guy I went with just mentioned this in a very non-chalant way.
        
         | leipert wrote:
         | I was on vacation at Lake Constance that night. We didn't hear
         | anything consciously, but _everyone_ (four people) was awake at
         | the time of the crash (unlikely, right?) and heading to the
         | toilet/grabbing a water.
         | 
         | Next day we knew why we all were awake at the same time.
         | Surreal.
        
       | alistairSH wrote:
       | ATC communication is fascinating to me. I go down the Youtube
       | rabbit hole a few times a month.
       | 
       | A few things that always stand out to me... - the calm demeanor
       | shown by both ATC and pilots. Even in situations that make me
       | cringe sitting at my laptop, everybody involved is steady. I know
       | it's their job, but it still amazes me.
       | 
       | - the complexity of airport operations at a major international
       | is mind-boggling. Hand-offs from ground to tower to departure...
       | and then back again if something goes wrong. And doing that for
       | dozens of planes at a time. Some crewed by pilots with thick
       | accents or static-y radios.
       | 
       | - that air travel is the safest form of transit given the
       | complexity of engineering and human processes involved is truly
       | astounding. I know today's successes are the result of all
       | previous tragedies; it's still something else.
       | 
       | I live under the main international approach to IAD. Watching the
       | heavies fly in makes me smile. Especially the A380. It's a shame
       | the A380 didn't find a long-term market - looking up, it
       | shouldn't be able to fly, but there it is.
        
         | jcranmer wrote:
         | > the calm demeanor shown by both ATC and pilots. Even in
         | situations that make me cringe sitting at my laptop, everybody
         | involved is steady. I know it's their job, but it still amazes
         | me.
         | 
         | It's actually probably not as amazing as it seems. I was just
         | on a high ropes course, and it's similar to ATC in that if
         | things go pear-shaped, there is just nothing that you can do.
         | So when I saw something going wrong [1], the instinct I had to
         | immediately run and try to help was suppressed, and instead I
         | (and everybody else) was essentially in the same calm-and-
         | collected mood.
         | 
         | [1] Admittedly, this is wrong in the "abnormal operation"
         | sense, not "immediate risk to life" sense.
        
           | reddit_clone wrote:
           | What is amazing to me is how do Pilots stay calm when their
           | own lives are under imminent threat?
        
             | stall84 wrote:
             | I've had just one definite emergency experience and it's
             | only 1 data point to draw on, and it's definitely not going
             | to be the same for everyone flying..
             | 
             | You drill for emergency situations during training, and you
             | should drill repeatedly afterwards. Any ATP rated pilots do
             | so regularly whether in actual flight or in simulators.
             | 
             | But one flight very early, before I had my pilot's license,
             | flying on a student's permit.. I ran out of fuel during
             | cruise flight.. It was dumb, it was a case of me being a
             | poor just-out-of-college student, and trying to do some
             | very risky calculus with the flight planning and fuel
             | required. There were extenuating factors including the
             | (small) plane's fuel gauges malfunctioning sporadically ..
             | having to 'stick the tank' on the ground (measure the fuel
             | in the plane's wings by using a ruler and chart for how
             | many inches equaled gallons).
             | 
             | .. excuses aside. I ran out of gas at 8000 feet above
             | Columbus Georgia ..
             | 
             | What I remember happening is the engine abruptly lurching,
             | then stopping, sending a massive amount of adrenaline
             | through me.
             | 
             | But almost immediately I started looking for a runway to
             | land at. I knew I had at least 1, maybe 2 airports in range
             | of a glide, and one was relatively in front of me, so I
             | decided on it, and called ATC in Atlanta who were following
             | my flight at that time & declared a 'pan-pan' (step below a
             | mayday .. meaning you have a serious situation on board &
             | require priority attention if available, but you are still
             | in control of the aircraft). They confirmed the vector to
             | the (abandoned, but still in decent condition) airport a
             | few miles in front of me.
             | 
             | Now.. Your original question is probably answered at this
             | point... Basically as long as you can continue to have
             | things to _do_ .. As long as you can envision and work
             | toward a goal (landing the f 'n plane safely) .. The stress
             | of the situation tends to just fuel the focus on getting to
             | that goal.
             | 
             | I can't say its going to be the same for every pilot, and
             | maybe it isn't . I did grow up obsessed with flying (after
             | being absolutely horrified by it as a child), and so I had
             | kind of gone over in my mind and in training over and over
             | again this potential type of situation occurring and I
             | wasn't about to let the moment get to big.
             | 
             | This kind of thing does worry me a little bit with our
             | recent explosive need for pilots as commercial aviation
             | expands rapidly. A lot of pilots are going through "0 to
             | ATP" courses to get a good paying job, rather than because
             | they're actually obsessed with flying itself.. Because in
             | those cases, I'm not sure what is going to happen
             | psychologically for those pilots. Again though, this is why
             | you are constantly drilled and trained on these situations,
             | so that you have almost muscle-memory of things _to be
             | doing_ in an emergency situation so that there is _no_ time
             | for you to sit passively and become a victim of
             | circumstance.
        
               | alistairSH wrote:
               | _A lot of pilots are going through "0 to ATP" courses to
               | get a good paying job..._
               | 
               | Are those "0 to ATP" graduates landing quality jobs? Has
               | pay at the smaller regionals actually moved up into "good
               | paying" ranges (used to be $20-$40k/year starting, and
               | that's usually after $50k+ in tuition/fees to get first
               | set of pilot credentials)?
               | 
               | Last time I checked (10+ years ago), landing a job at a
               | major airline still required years of experience at a
               | regional OR some special combination of
               | degree/networking/military service. And the regionals
               | didn't pay well and had pretty crap working conditions
               | (getting better post-Colgan Air crash, but still not
               | great).
               | 
               | I see United has an in-house "0 to ATP" program now, but
               | it's still more than $70k and a few years to graduate,
               | and then the pilot still spends time at a regional
               | United-affiliate before having the chance to move to
               | United itself.
               | 
               | Really just curious what conditions are like for new
               | pilots today (vs roughly the Colgan Air disaster era).
               | And what the pipeline looks like post-COVID.
        
         | pc86 wrote:
         | As they say, every regulation is written in blood. An
         | exaggeration for sure, but not by much. Many regs can point to
         | a specific, not always fatal crash or series of incidents as
         | the reason it exists.
        
           | JackFr wrote:
           | Another great expression I've heard is 'tombstone technology'
           | for pieces of hardware created in response to a particular
           | tragedy.
        
         | BrentOzar wrote:
         | > the calm demeanor shown by both ATC and pilots
         | 
         | My ex-wife was a US air traffic controller, and the training
         | they go through is stunning. They're tested continuously for
         | _years_ , with something like an 80% wash-out rate.
         | 
         | During testing, they get 1-2 tests per week, working a shift
         | just like a controller would, with fake pilots on the radio,
         | and real computer systems. If they let airplanes get even
         | _remotely_ close to each other, they fail. If it happens twice,
         | they 're out of the FAA, immediately, permanently. One of the
         | instructors told me, "It's my job to make sure your wife has
         | the worst week of her career, every week, during training - so
         | that when she's actually on the job, every week will seem easy
         | no matter what she's facing."
         | 
         | Even just in training, you could see the stress take its toll
         | on the candidates over the years.
        
           | reddit_clone wrote:
           | Good to know. I am glad it is such a strenuous
           | training/testing. It has to be, given the price of failure.
           | 
           | Hmm.. Are there incidents that were caused by Controller's
           | error? (most common seem to be equipment failures, pilot
           | errors, bad weather and bad luck with bird strikes etc.)
        
             | krisoft wrote:
             | > Are there incidents that were caused by Controller's
             | error?
             | 
             | There is a nice wikipedia list here: https://en.wikipedia.o
             | rg/wiki/Category:Aviation_accidents_an...
             | 
             | Of course I don't think it is correct to say that an
             | incident were caused by controller error. It makes it sound
             | like a single controller error was the only thing which
             | went wrong. It is probably more correct to say that
             | controller error contributed to the outcome of some
             | incident.
        
             | throwaway34655 wrote:
             | Tell me you didn't read the article without telling me you
             | didn't read the article :)
        
               | reddit_clone wrote:
               | Guilty as charged :-)
               | 
               | Like many others (I am sure) I read the comments first
               | and read article later (if I read).
               | 
               | I was responding to the informative comment about the
               | rigorousness of Controller training. As a nervous flier
               | myself, that made me feel a bit better.
        
       | PetitPrince wrote:
       | As the article highlights with the Japan near-miss, "Regulations
       | are written in blood". What a tragic story for everyone involved.
        
         | jandrese wrote:
         | That anecdote about the Japanese 747 near miss that required a
         | dive so hard it sent a drink cart _through the ceiling_ and
         | injured nearly a quarter of the crew and passengers is also
         | shocking. That 's the reason you keep your seatbelt on even
         | when the captain turns off the sign.
        
       | pwesner wrote:
       | Did not expect this story on hackernews. I witnessed the crash.
       | It was such a surreal moment...
       | 
       | Its the first time I read an article about all the details.
       | Thanks for the writeup!
        
         | distortionfield wrote:
         | You witnessed the crash? Care to elaborate on that? Sounds very
         | interesting!
        
           | pwesner wrote:
           | I was in a boarding school close by (just 400m close to
           | location 7 from the map showing the impacts). I did not see
           | the crash in the sky (some did see an explosion). I heard a
           | noise like a thunder but it did not stop. It was burning
           | parts falling from the sky. The noise was from the flames. My
           | first guess was that it will hit us so I rushed and woke up
           | anybody I could grab. Back to my window I noticed that we are
           | save - not by much. After falling to the ground it exploded
           | with a gigantic fireball. We had our own firefighter devision
           | at the school. They where the first on site. The week
           | afterwards was very stressful. Constant helicopter and
           | fighter jet noises. Press calling us, etc...
           | 
           | At one point we realised that these where young students like
           | us... And all our firefighters where tasked to help find all
           | those bodies...
        
         | throwawaylinux wrote:
         | Sorry to hear that. Must be be a heavy thing to carry.
        
       | gok wrote:
       | If you'd like to feel extra uncomfortable next time you get on an
       | airplane, read a bit more about limitations of TCAS that still
       | exist today. For example, it doesn't actually model aircraft
       | performance, so TCAS occasionally issues resolution advisories
       | that are not physically possible. It also does not integrate with
       | terrain awareness, so sometimes to avoid a collision with an
       | aircraft it may suggest flying into a mountain (pilots are
       | instructed to ignore TCAS RAs in this situation).
        
         | Retric wrote:
         | Fixing either of those comes at significant risk because you
         | are making the TCAS system significantly more complicated and
         | it needs to work across multiple manufacturers and equipment
         | build decades apart.
        
         | pc86 wrote:
         | This is a real issue, especially for GA aircraft in hard IMC at
         | low altitudes, but airliners almost never receive RAs because
         | they're almost never close enough to, especially enroute.
        
         | ilyt wrote:
         | In this case it appears it would've worked just fine
        
         | Sebb767 wrote:
         | > pilots are instructed to ignore TCAS RAs in this situation
         | 
         | I like that you explicitly pointed out that flying into a
         | mountain is not the recommended course of action for pilots.
         | 
         | Humor aside, this crash also includes a lot of broken down
         | communication, so in most cases, even if TCAS fails, a crash is
         | not inevitable. A pilot aware of the priority TCAS has will
         | definitely communicate a failure to abide by its orders.
        
         | FabHK wrote:
         | Have these limitations ever been a problem in practice? As long
         | as one plane climbs and the other doesn't, the conflict should
         | be resolved, no?
        
       | rossdavidh wrote:
       | Admiralcloudberg is, you know, never really a pick-me-up story
       | kind of place, but this one is particularly grim.
       | 
       | Among many other things, a reminder that software upgrades need
       | to be carefully planned, with an assumption that other stuff
       | might go wrong while the system is offline.
        
         | FabHK wrote:
         | What is somewhat encouraging while reading the (grim)
         | narratives of aviation accidents is this: how much has to go
         | wrong for things to go seriously wrong (compare James Reason's
         | Swiss Cheese model of accidents), and how most similar cases
         | end well.
         | 
         | In this case, things that went wrong - and any one of them not
         | going wrong might have averted the disaster:
         | 
         | 1. Kids missed the original plane and had to get on this
         | special charter flight instead. 2. Skyguide had just the
         | previous year reduced staff from 3 to 2 controllers at night,
         | and 2'. One of the controllers took an unofficial break. 3.
         | There was an unexpected delayed A320 coming in, distracting the
         | single controller. 4. The Tupolev was equipped with TCAS - if
         | it hadn't been, TCAS on the other plane would not have issued
         | an RA, and they might have stayed level or climbed instead of
         | descending, as instructed by TCAS. (Though without TCAS it
         | would not have been allowed to fly in Europe, probably.) 5. ATC
         | happened to tell the Tupolev to descend, and TCAS happened to
         | tell the 757 to descend. 6. That ATC instruction came exactly
         | at the same time as the TCAS instruction on the 757, so the 757
         | crew didn't hear the ATC instruction to the Tupolev. 7. The
         | Tupolev crew did not acknowledge that ATC instruction (which
         | the 757 crew might have heard). 8. A bit later ATC repeated the
         | instruction, and exactly at the same time TCAS on the 757 also
         | repeated the instruction, so again they didn't hear the ATC
         | instruction to the Tupolev. 9. Just then, the delayed A320
         | called ATC again, so the controller was distracted and did not
         | monitor that his instruction to descend resolved the conflict
         | successfully. 10. The copilot in the 757 had to go to the
         | toilet just 18 seconds before all this happened. 11. It was
         | night, making visual separation harder, possibly. 12. The 757
         | crew was trained to prioritise TCAS > ATC, the Tupolev crew was
         | more or less trained to prioritise ATC > TCAS. 13. The Tupolev
         | crew following ATC over TCAS received an ATC instruction that
         | was in line with their right-of-way rules (left plane climbs,
         | right plane descends), so it must have seemed more plausible.
         | 14. The Tupolev crew had a first officer that suggested
         | following TCAS instead, but he was not sitting in the RHS
         | because there happened to be an extra Instructor Captain on
         | that flight in the RHS who chose to follow ATC. 15. There
         | happened to be a software upgrade at Zuerich ATC that night
         | that disabled the Short-Term Conflict Alert light. 16. That
         | software upgrade also disabled the phone lines, forcing the
         | controller to waste time with the phone when trying to call
         | Friedrichshafen for the delayed A320, and also prevented
         | Karlsruhe ATC from warning Zuerich ATC of the problem. 17. ATC
         | made a small, per se inconsequential, mistake of confusing "at
         | your 2 o'clock" with "at your 10 o'clock". 18. The 757 crew
         | waited 23 seconds to tell ATC that they were in a TCAS RA
         | descent, by which time ATC was busy with the delayed A320. 19.
         | The Tupolev crew was too busy/distracted to hear and understand
         | that 757 TCAS RA descent call. 20. The ATC radar updated only
         | every 12 seconds and did not yet reflect the 757's descent when
         | ATC decided to instruct the Tupolev to descend. 21. The serious
         | incident earlier in Japan with ATC/TCAS mismatch had not yet
         | filtered through to all crews worldwide.
         | 
         | It's just so unlikely.
        
           | Maxion wrote:
           | You forgot the karlruhe controllers who saw it all, and tried
           | to call but the phone lines were down. They obeyed protocol
           | and didn't contact the planes that weren't in their
           | sector,even though they could have.
        
             | rossdavidh wrote:
             | It's a tough call. If they had contacted them, they also
             | could have talked over instructions from the other sector's
             | controller, for all they knew, which is presumably the
             | reason for the protocol? Tough decision.
        
       | laydn wrote:
       | Anyone know why the TCAS only instructs the two approaching
       | aircraft to change altitude only, but not heading?
        
         | lisper wrote:
         | Good answers in sibling comments, but for those who don't want
         | to grovel through a lot of stackexchange answers here is the
         | TLDR: There are two reasons:
         | 
         | 1. When TCAS was originally developed, the direction
         | information to the other aircraft was not very accurate, being
         | obtained only via the TCAS antenna. Nowadays GPS information is
         | transmitted via ADS-B and so it's much more accurate, but
         | taking advantage of this would require a major redesign. It may
         | happen eventually, but...
         | 
         | 2. Aircraft can change altitude faster than they can change
         | heading. Also, most aircraft can change pitch faster than they
         | can roll, and they are longer and wider than they are high. So
         | effecting enough altitude change to avoid a collision can be
         | done faster than effecting enough heading change to do so.
        
           | rootusrootus wrote:
           | I have to imagine that if there was a #3 on that list it
           | would be that introducing a random heading change adds
           | follow-on complexity that could be dangerous itself. Now the
           | planes are not just at different altitudes, but pointed who-
           | knows-where.
        
           | pdonis wrote:
           | I don't think the GP was asking about changing heading
           | _instead of_ altitude; I think they were asking about
           | changing heading _in addition to_ altitude. Sure, the
           | altitude change is going to achieve better separation faster,
           | but a heading change _in addition_ to the altitude change
           | will act as a backup in case for some reason something goes
           | wrong with the altitude change.
           | 
           | In this particular accident, it seems like commanding a
           | heading change (to the right for the Tupolev and to the left
           | for the DHL flight) in addition to an altitude change would
           | have avoided the collision.
        
             | lisper wrote:
             | This is fallacious reasoning. "X would have prevented Y,
             | and Y was a bad outcome, therefore we must do X." You can
             | plug in many things for X which reveal this to be an
             | unsound argument.
             | 
             | Yes, intuitively being able to change headings seems like a
             | good thing except that 1) it adds expense and complexity,
             | and thus produces new potential points of failure and 2)
             | it's not necessary. The problem was not that an altitude
             | change was insufficient, the problem was that two sources
             | of command authority (TCAS and ATC) contradicted each
             | other. The solution is simply to add a new rule: if TCAS
             | and ATC disagree, go with TCAS.
        
               | pdonis wrote:
               | _> This is fallacious reasoning.  "X would have prevented
               | Y, and Y was a bad outcome, therefore we must do X."_
               | 
               | I never said we _must_ do X. It 's a _suggestion_ which
               | might or might not be worth considering. From the article
               | it appears that the TCAS system was designed with the
               | assumption that pilots would always immediately do what
               | it said. This accident obviously violated that
               | assumption. The question is how best to respond to that
               | as far as the design of TCAS is concerned; the eventual
               | tradeoffs might lead to the answer  "do nothing to TCAS"
               | but that doesn't mean it isn't worth considering possible
               | changes.
               | 
               |  _> it adds expense and complexity_
               | 
               | Yes, this is always a tradeoff with safety systems. But
               | the heading change rule would be even simpler than the
               | altitude change rule (which requires negotiation of
               | possible conflicts between the TCAS systems in the two
               | aircraft): the heading rule is simply "turn away from the
               | other aircraft", i.e., if the other aircraft is to your
               | right, turn left, if it's to your left, turn right. That
               | seems like logic that could be implemented, checked, and
               | verified fairly easily, if it were decided to do so.
               | 
               |  _> it 's not necessary_
               | 
               | When it comes to safety systems, "necessary" is always a
               | judgment call. Yes, cases in which adding a heading
               | change to TCAS instructions would be helpful are rare
               | (like this crash was). But _all_ aircraft accidents are
               | rare. No rule gets followed exactly as it 's given 100%
               | of the time. Taking that into account when deciding on
               | what safety systems to implement is perfectly justified.
               | 
               |  _> The solution is simply to add a new rule: if TCAS and
               | ATC disagree, go with TCAS._
               | 
               | Or more precisely, to explicitly make that a rule
               | worldwide, instead of just in the US as it was before
               | this accident.
               | 
               | Yes, this is the response the system settled on, but
               | this, too, involves a tradeoff: this rule has to be
               | implemented by humans, and humans are less reliable than
               | automated systems. The international air safety system
               | evidently decided that humans were reliable enough in
               | this case for this rule to be sufficient; but that
               | doesn't mean they didn't make a tradeoff.
        
           | sokoloff wrote:
           | ADS-B is not guaranteed to be available from all aircraft in
           | most of the airspace below 10K feet MSL. (Basically, if a
           | transponder used to be optional before, ADS-B out is also
           | optional.) Mode-C (altitude encoded transponder replies) are
           | also not required, but the equipage rate is very high at this
           | point, which is less the case for ADS-B among GA aircraft.
           | 
           | https://www.aopa.org/go-fly/aircraft-and-
           | ownership/ads-b/whe...
        
             | lisper wrote:
             | > ADS-B is not guaranteed to be available from all aircraft
             | in most of the airspace below 10K feet MSL.
             | 
             | Sure, but so what? The lack of universality is not an
             | impediment to implementing a new TCAS system that uses
             | ADS-B data when it's available. (And BTW, the places where
             | ADS-B is not required are generally places where traffic is
             | sparse and so the risk of a collision is pretty low to
             | begin with.)
        
               | sokoloff wrote:
               | If the expense and lead time for the redesign now that
               | more reliable and precise position (and first derivative
               | thereof) are available from GPS via ADS-B are to be
               | considered, it's fair to ask "well, what are the
               | downsides as compared to using altitude for separation as
               | today?" and one of them is "a higher percentage of
               | aircraft are transmitting mode-C than will be
               | transmitting ADS-B out".
               | 
               | Given that the clear priority is now to follow a TCAS RA
               | (resolution advisory) over an ATC instruction, I think
               | that the current TCAS approach is good enough to cause
               | aircraft to miss each other and that a GPS-based redesign
               | is unlikely.
        
         | ceejayoz wrote:
         | https://aviation.stackexchange.com/questions/36451/why-does-...
        
         | MerelyMortal wrote:
         | I met someone who says he helped develop TCAS, and that it
         | decides which one to climb or descend based on the registration
         | number.
         | 
         | I'm guessing that it does not issue turn instructions because
         | it only gives a Resolution Advisory when a collision is
         | imminent (otherwise they would be giving RAs all the time). At
         | altitude, where the air is thinner, it is much easier for a
         | plane to immediately climb or descend, planes turn _very
         | slowly_ when the air is thin.
        
           | ceejayoz wrote:
           | That's only partially true, in the case of a tie.
           | 
           | https://aviation.stackexchange.com/questions/92495/how-
           | does-...
           | 
           | > But what if the other aircraft is "thinking" the same
           | thing? That's the heart of this question. The answer is,
           | whichever TCAS makes a decision first, and then in case of a
           | tie, the lower Mode S address "wins":
        
             | jll29 wrote:
             | Thanks for answering my question, namely how does the
             | collision resolution in TCAS work? (Different from, say,
             | TCP, which uses randomness)
             | 
             | EDIT: FAA PDF on TCAS 7.1 - https://www.faa.gov/documentlib
             | rary/media/advisory_circular/...
             | 
             | This story is a moving example of the self-improvement
             | going on in global air traffic industry; perhaps sometimes
             | slowly, but definitely self-improving. The following book
             | compares the transparency of the air traffic industry with
             | the lack of transparency that currently exists in the
             | medical sector, where errors are denied:
             | 
             | https://www.amazon.com/Black-Box-Thinking-Psychology-
             | Paperba...
        
       | ogig wrote:
       | Ok, last week or so it was posted another long read blog post
       | from Admiralcloudberg. Somebody commented that the rest of her
       | posts were very nice. So true, I went into rabbit hole mode, been
       | reading the rest avidly, just a few to go. Be warned!
       | 
       | PS: Tonight I dreamt of a surreal MD-80 crash.
        
         | TravisLS wrote:
         | I came here to say the same thing. I've read about 20 of them
         | in the past few days and they're absolutely captivating. The
         | TWA 800 post got me started and is a must-read:
         | https://admiralcloudberg.medium.com/memories-of-flame-the-cr...
        
       | dav_Oz wrote:
       | While TCAS priority was the technical point of failure, I feel
       | that the transition phase from public to private of the Swiss air
       | traffic control services in 2001 seems to be the greatest
       | disruption of this finely coordinated ATC.
       | 
       | Under the new management of _Skyguide_ which led to the obvious
       | cut in labor cost like reducing the night shift from 3 to 2
       | controllers. The private company still tolerated the extended
       | break convention during night shift from before but leaving only
       | _one_ person responsible, now. And guess what? Maybe a software
       | update to make some efficiency steps when we are at it. The
       | single one controller was then informed during the update taking
       | place what was still functioning and not which was very little.
       | 
       | > _Part way through Nielsen's shift, a group of technicians
       | arrived to install the update, and he was informed that his work
       | station's main computer would have to be shut down, causing his
       | displays to operate in fallback mode -- a secondary condition in
       | which several features provided by the main computer became
       | unavailable. In fallback mode, the system which automatically
       | correlated an aircraft's radar return with its filed flight plan
       | would not work, forcing him to enter the information manually,
       | and the Short-Term Conflict Alert light, which illuminates when
       | the system predicts that two planes will pass too close, would be
       | rendered inoperative. But Nielsen had no idea what features would
       | be lost in fallback mode, nor did he have any obvious way of
       | finding out. And as if that wasn't enough, a few minutes later
       | the technicians informed him that they would also have to
       | disconnect the control center's direct telephone landline to
       | neighboring centers_
       | 
       | For me also surprisingly shocking that back in Karlsruhe multiple
       | (!) controllers had to literally watch the obvious horror unfold
       | while the one controller responsible was not available because of
       | ... _maintenance_ work.
       | 
       | > _Heartbreakingly, controllers in neighboring Karlsruhe saw the
       | collision coming, but they did not have the authority to speak to
       | planes in another sector without permission from the responsible
       | controller. The Karlsruhe controllers tried several times to call
       | Nielsen in the minute before the crash, but the landlines were
       | down and they couldn't get through. By the time they gave up on
       | this effort, it was too late to prevent the crash even by
       | breaking the rules. The controllers were forced to watch,
       | helpless, as the two planes collided and then disappeared from
       | radar, knowing that dozens of people were dying before their
       | eyes, and that there was nothing they could do to save them._
       | 
       | Edit: According to this article [0] and this verdict [1] the
       | controllers in Karlsruhe had the full authority but were
       | illegally instructed otherwise by DFS (German ATC) management
       | which had an informal agreement with Skyguide (Swiss ATC) over
       | this border region.
       | 
       | In the end the heavily traumatized and retired controller Nielsen
       | was brutally stabbed because the modern diffusion of
       | responsibility of companies only operates on the culture of
       | financial compensation and is blissfully ignorant of a desperate
       | man losing his whole family trying to restore his honor. So, no
       | apology before everything is _settled_ accordingly.
       | 
       | [0]https://www.dw.com/de/deutschland-haftet-f%C3%BCr-fehler-
       | der...
       | 
       | [1]https://research.wolterskluwer-
       | online.de/document/2ceee0e8-5...
        
         | kergonath wrote:
         | > In the end the heavily traumatized and retired controller
         | Nielsen was brutally stabbed because the modern diffusion of
         | responsibility of companies only operates on the culture of
         | financial compensation and is blissfully ignorant of a
         | desperate man losing his whole family trying to restore his
         | honor.
         | 
         | Well yeah. I'd still take innocent until proven guilty over any
         | of the blood debt and honour killing cultures. Particularly
         | when the victim sacrificed to restore someone's "honour" is not
         | responsible. Desperation is no excuse, and of course we should
         | not base our judicial systems on it.
         | 
         | As usual, the real culprits got nothing. As usual, this is
         | unacceptable and, as usual, nothing has been or will be done to
         | change this.
        
         | stavros wrote:
         | Why was TCAS priority the point of failure? As I understood it,
         | the TCAS said the correct thing to both aircraft, but the ATC
         | overrode it in one, resulting in the accident.
        
           | dav_Oz wrote:
           | > _Official guidance from the International Civil Aviation
           | Organization, or ICAO, which signatory nations use to create
           | their own regulations, did not say what to do if TCAS and ATC
           | issued conflicting avoidance instructions. Similarly,
           | European regulations failed to cover this scenario._
           | 
           | Technical in the sense of giving priority one over the other;
           | the priority was clear in the US but at the time not strictly
           | set in Europe or Japan (a near miss happened one year before
           | because of conflicting instructions) and in Russia the
           | opposite (highest priority ATC) was true with TCAS being a
           | new thing obligatory for flights to Europe, of the five crew
           | members only one pilot seemed to be aware that the two TCAS
           | are tightly coordinated (CLIMB/DESCEND) for a last resort,
           | but nobody listened to him.
        
         | Sebb767 wrote:
         | Minor nitpick, but
         | 
         | > The single one controller was then informed during the update
         | taking place what was still functioning and not which was very
         | little.
         | 
         | According to the text you quoted, it's worse:
         | 
         | > But Nielsen had no idea what features would be lost in
         | fallback mode, nor did he have any obvious way of finding out.
         | 
         | Nielsen never knew which systems were out of order. Given the
         | apparent workload he was under, knowing that the collision
         | warning was out of order probably would not have helped, but it
         | seems that he didn't even know for sure that the system was
         | down.
        
         | antihero wrote:
         | Is there not a point where ignoring what you're allowed to do
         | and doing what's best if it prevents massive human catastrophe
         | is the correct option regardless of personal consequences?
         | Nobody is going to jail for saving hundreds of lives. The media
         | outcry would likely prevent any job loss...or was it that their
         | systems wouldn't allow them?
        
           | Chris2048 wrote:
           | > Nobody is going to jail for saving hundreds of lives
           | 
           | Given that Edward Snowden isn't a free man, I doubt this..
           | where is the "media outcry" there?
        
             | rootusrootus wrote:
             | He is a free man, he is a citizen of Russia living in
             | Russia. We can speculate on whether he would have been
             | successfully prosecuted and would still be in prison today
             | had he not left the US, but he is definitely not in jail.
        
           | dav_Oz wrote:
           | > _By the time they gave up on this effort, it was too late
           | to prevent the crash even by breaking the rules._
           | 
           | There was too little time. And I imagine it is hard to be
           | that quick and lucid in breaking the rules of ATC.
           | 
           | Edit: I've looked it up and according to this article [0]
           | there was only an informal agreement between Skyguide and the
           | German counterpart DFS regarding this border region. Since
           | ultimately only Germany is solely responsible for their
           | airspace no such an agreement can exist and therefore the
           | federal government (Bund) is partly to blame for the
           | accident.
           | 
           | Indeed the controllers in Karlsruhe had the obligation to
           | intervene asap even without informing the Swiss counterpart
           | but they were instructed otherwise although _there had been
           | no legally binding transfer of the sovereign task_ ( "weil es
           | keine rechtlich verbindliche Ubertragung der hoheitlichen
           | Aufgabe gegeben habe"); so this was illegal. In both cases a
           | management issue.
           | 
           | [0]https://www.dw.com/de/deutschland-haftet-f%C3%BCr-fehler-
           | der...
        
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