[HN Gopher] Theory X and Theory Y management
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       Theory X and Theory Y management
        
       Author : bdg
       Score  : 69 points
       Date   : 2023-07-01 10:34 UTC (2 days ago)
        
 (HTM) web link (en.wikipedia.org)
 (TXT) w3m dump (en.wikipedia.org)
        
       | ethanbond wrote:
       | Theory Z: The prime motivation for every single employee in every
       | single organization is improving their own local working and
       | living conditions. Whether that materializes as X or Y behavior
       | is a question of how well management can align the employee's
       | self-interest with the organization's interest.
       | 
       | Aligning incentives is harder in some jobs/industries than
       | others, so for the hard ones, behavior would tend toward X, and
       | for easier ones, behavior would tend toward Y.
        
         | giraffe_lady wrote:
         | Was rereading some stuff about european manorialism (feudal
         | economic model) and a line really stuck out to me. Something
         | like "left to their own determination farmers will optimize for
         | resilience, not surplus production." But surplus production is
         | the resource extracted and used by landowning elites to support
         | their lifestyles. So a lot of the mechanics of that system
         | emerged out of the need to coerce farmers into producing
         | surplus against their own interests. And yes to some extent
         | surplus and resilience are interrelated; but not really if the
         | surplus is going to someone else.
         | 
         | Anyway the words and the details have changed but the
         | fundamental relationship is still the same, and I think fits
         | what you're describing as well. Left alone a worker would
         | optimize for a safer or less stressful environment, or a
         | shorter workday, over surplus production. But that surplus
         | remains the resource that supports the lifestyle of people
         | higher up in the hierarchy. You can only align these interests
         | so far and they will never perfectly match.
        
           | hahaha999 wrote:
           | Sounds to me you just described every overworked family. In
           | buying the lie that constant consumption/fashion is the path
           | to happiness. The landowning elites in your model are still
           | doing the same thing. Coercion is still happening, yeah it's
           | not by physically violent means but psychological and
           | societal peer pressure.
           | 
           | An non-brainwashed family would probably work less if they
           | realized that they can optimize for resilience and regain
           | their freedom.
           | 
           | Good luck turning off the media.
           | 
           | Then add the foundational component called
           | debt(financial,other types) to these relationships and you
           | really have a match for your model.
        
             | majormajor wrote:
             | The most expensive things for many, many, many individuals
             | and families is not consumption or fashion but _shelter_
             | and _healthcare_.
             | 
             | But if we're talking upper-middle-class-and-higher where we
             | can assume they have decent options for that into
             | retirement... I don't think there's nearly as much that
             | _really_ moves the needle enough to let them work a lot
             | less short of  "move to places in much lower demand"? Like
             | "retire 10 years earlier and then go somewhere dirt cheap"
             | seems about the only option, unless it's a larger societal
             | change so the jobs move with the people to the dirt-cheap
             | places, like what happened with the move to the Sun Belt in
             | the US in the latter half of the 20th century but which
             | isn't happening now in the US.
             | 
             | Maybe remote work will stick for enough people that that
             | can happen again, but I don't see great signs of
             | decentralization yet...
        
           | danielvf wrote:
           | Reminds me of in pre/early revolutionary France, the
           | common/poor fought so hard against allowing for free trade
           | and free pricing on bread, in favor of the existing price
           | controls that had them massively overpaying most of the time
           | and spending the majority of their earnings on bread alone,
           | even in years of plenty.
        
             | littlestymaar wrote:
             | Do you have any pointers to that story? (I'm French with
             | interest in history and have not heard of it before son I'd
             | like to know more about it!)
        
             | BeFlatXIII wrote:
             | Just-price economics and its consequences...
        
         | erichocean wrote:
         | > _Theory Z: The prime motivation for every single employee in
         | every single organization is improving their own local working
         | and living conditions._
         | 
         | That's the thesis of _Culture of Narcissism_ (1979) by
         | Christoper Lasch.
        
           | ethanbond wrote:
           | Interesting! By the title it seems a little more negative-
           | valence than what I intended, but I will have to check that
           | out. I appreciate the pointer!
        
         | Msw242 wrote:
         | Yeah, absolutely
         | 
         | E.g. doordash drivers are clearly X, and engineering teams are
         | usually Y
        
       | golemotron wrote:
       | It's fun to think about how this relates to the I'm ok, you're ok
       | quadrants:
       | 
       | ( https://en.wikipedia.org/wiki/I%27m_OK_%E2%80%93_You%27re_OK )
       | 
       | The phrase I'm OK, You're OK is one of four "life positions" that
       | each of us may take. The four positions are:
       | 
       | I'm Not OK, You're OK
       | 
       | I'm Not OK, You're Not OK
       | 
       | I'm OK, You're Not OK
       | 
       | I'm OK, You're OK
        
       | chiph wrote:
       | I just finished reading Robert Townsend's book "Up the
       | Organization: How to Stop the Corporation from Stifling People
       | and Strangling Profits"
       | 
       | https://www.amazon.com/gp/product/B004IK9U1S
       | 
       | He falls into the Theory Y camp, which I know as Servant
       | Leadership. It's considered a classic management book, and I can
       | see why. He really was a radical. When you read it (and you
       | should), remember that it's a product of it's time and allow for
       | the language.
        
       | roenxi wrote:
       | Theory a-little-before-Y: Workers will do what they are familiar
       | with. They really want to be a Theory Y worker, but they don't
       | know how. They need close supervision and fast feedback (positive
       | and negative). However, these are not motivators for getting work
       | done, but guardrails against human frailty.
       | 
       | Something like software development transcends Theory X & Y
       | because nobody quite knows what the job is and therefore
       | motivation is not the main factor in whether something happens.
        
         | BaseballPhysics wrote:
         | > Something like software development transcends Theory X & Y
         | because nobody quite knows what the job is and therefore
         | motivation is not the main factor in whether something happens.
         | 
         | Wait, what?
         | 
         | I have the polar opposite conclusion: that in software the
         | outcomes are so difficult to measure that motivation is the
         | primary reason why something happens, as lack of visibility of
         | outcomes makes it very difficult for management to impose a
         | traditional rewards based system to manage behaviors.
        
           | gtramont wrote:
           | And yet, there they are... clueless... pushing down
           | traditional management practices that incentivize the exact
           | opposite of what they "say" they want: collaboration.
           | Unfortunately. * sigh *
        
             | btilly wrote:
             | For a lot of management, "collaboration" means, "You do
             | what I want and you get paid for it." And not, "We'll work
             | together to figure out how to make this work for both of
             | us."
             | 
             | https://www.amazon.com/First-Break-All-Rules-
             | Differently/dp/... is a great book on how effective
             | managers actually take their employee's strengths and
             | weaknesses into account, and lean on their employee's
             | strengths. (Trying to fix them is probably a lost cause.)
        
               | BaseballPhysics wrote:
               | Modern coaching and performance management have moved
               | heavily to strength-focused approaches for exactly that
               | reason. Hell, over 20 years ago I was introduced to
               | StrengthsFinder, which is built on exactly that model.
               | 
               | The real problem is most of the managers I've worked
               | along side either don't want to/like to/care to coach, or
               | were never taught how to do it well, having come out of
               | an IC background where they, too, probably never
               | experienced effect performance management. And,
               | ironically, they often get moved into management not
               | based on their natural strength as a
               | coach/manager/mentor, but rather based on their strength
               | as an IC (because, again, their own management likely
               | doesn't understand how to take a strengths based approach
               | to identifying and elevating potential leadership
               | candidates).
        
               | marcosdumay wrote:
               | Personally, every time I see somebody say "collaboration"
               | on the context of management, it means "you individual
               | contributors go and work with each other". I have never
               | seen it used in terms of collaboration with managers.
        
       | feoren wrote:
       | Management Theory Null: All management is fundamentally parasitic
       | and only exists to perpetuate the organizational structure
       | designed to extract as much wealth as possible from both the
       | Actual Contributors (preferred over "Individual Contributors")
       | and the investors, into the pockets of management. Climbing the
       | org chart means having more opportunity to bleed the company dry
       | for one's own benefit. Understanding modern capitalism requires
       | realizing that corporations aren't really profit-seeking entities
       | trying to maximize revenue and minimize costs, but rather the
       | livestock upon which the Business Caste tries to sate their
       | insatiable hunger. Sometimes the parasites are so brazen as to
       | kill the company they're feasting on (at which point they all
       | call up their buddies and get jobs at their next host), and
       | sometimes they're conservative enough to keep the beast alive
       | while continually harvesting from it.
       | 
       | I don't believe that the next great leap in human rights will
       | come from more unions and worker's rights (although those are
       | important right-now steps too). I believe it will come from
       | democratizing ownership -- giving everyone their own piece of the
       | pie that they can cultivate. One way to do that is to use AI and
       | automation to replace not the low-level workers, but the towering
       | edifice of bullshit management jobs. Can we get automation and AI
       | to the point where everyone can use it to enjoy self-
       | proprietorship of whatever their labor is? Can we extend the "gig
       | economy" so far that every tradesman out there is running his own
       | company, with almost all the meta-work of running the company
       | outsourced to an AI? Not centralized like Uber, but
       | decentralized; democratized? That (plus a healthy dose of basic
       | income) feels like the only escape from this hellscape of
       | cancerous capitalism where the Business Caste who already own
       | everything just continue to feast upon the blood of workers and
       | investors alike in a global Tragedy of the Commons until nothing
       | is left but the fetid husks of once-productive corporations.
        
       | mercurialsolo wrote:
       | All behaviour (management or individuals) is determined by goals
       | and objectives.
       | 
       | I don't think anyone in management turns up thinking I want to
       | create the most toxic work environment and work only with folks
       | who are not good at anything or need the whip. Even the best
       | intrinsically motivated people need an environment and challenge
       | to rise to the occasion of doing their best work. Sometimes it's
       | peer competition, at other times it's unreasonable deadlines.
       | 
       | On an individual level our desires and goals are fairly mimetic.
       | Our motivation to do work is a function of our desires, goals and
       | the difficulty level of the problem. A bunch of the observations
       | around theory x/theory y doesn't account for what individual
       | motivation is and how is it derived.
       | 
       | A lot of this literature stems from older generational simpler
       | classification models around how to influence human motivation.
       | In classical Indian literature, a famous Indian philosopher
       | Chanakya talks about Saam, Daam, Dand, Bhed to get things done.
       | Translated it means - persuasion, price, penalty and coercion to
       | get things done.
       | 
       | While philosophically we can lean in on similar models applied to
       | management - the key here is a lot of these theoretical models
       | need evolution to really apply to individuals and situations.
        
         | kbenson wrote:
         | > the key here is a lot of these theoretical models need
         | evolution to really apply to individuals and situations.
         | 
         | Yes, I think the mistake some people make when seeing there are
         | multiple possible frameworks for something that has to do with
         | human behavior is that instead testing and seeing which model
         | fits and works best to explain the existing system, they apply
         | their own biases as to what they want to work or how they
         | assume people work and then try to alter the existing system to
         | match the model rather than alter the model to match how the
         | system is actually working.
         | 
         | We use models because they're easier to reason about and use as
         | approximations, not because they're necessarily 100% correct.
         | _When they fit well_ they allow us to come close to the correct
         | answer quickly most the time. Theory X and theory Y are never
         | going to match a work environment perfectly, and even if it
         | appears one matches well at one point based on the people and
         | type of work being done, there 's not guarantee is can't shift
         | to the other over time either through concerted effort or
         | through myriad small changes in the work done or the workforce
         | doing it.
         | 
         | Anyone in management should not only try to determine how the
         | people the manage function and respond both individually and as
         | a group, but continually check their knowledge against reality
         | for change. I've seen workplaces change from fairly happy to
         | extremely unhappy and toxic over time, and while sometimes it
         | seemed like outside factors had an effect (budget and how well
         | the company was doing), other times it felt quite a bit like
         | the management was just completely oblivious to how people felt
         | and how their decisions affected people. I find that people are
         | fairly understanding of the former, and can forgive some or all
         | of it when the problem is gone, but they're much less forgiving
         | of the latter since it destroys trust.
        
       | rig666 wrote:
       | For me its a mix. I've worked at startup that are built apon the
       | core idea of they Y because the CEO did t like there stiff
       | working environment of there last job. Reality is though your
       | hardest workers do great under theory Y. However, most people
       | need theory X or they will just squat and take advantage of the
       | lax atmosphere.
        
         | BaseballPhysics wrote:
         | The Wikipedia article actually touches on this:
         | 
         | > For McGregor, Theory X and Theory Y are not opposite ends of
         | the same continuum, but rather two different continua in
         | themselves. In order to achieve the most efficient production,
         | a combination of both theories may be appropriate.
         | 
         | This matches my own experiences in that I tend to default to
         | Theory Y but will flex into Theory X depending on the
         | circumstances.
        
       | fddhjjj wrote:
       | Douglas McGregor, the creator of these theories, had an
       | interesting biography.
       | 
       | > He chose instead to pursue a psychology degree at what is now
       | Wayne State University in Detroit. After two years, he married,
       | dropped out of college, and worked as a gas station attendant in
       | Buffalo, New York. By 1930 he had risen to the rank of regional
       | gas station manager.
       | 
       | > McGregor decided to resume his studies while also working part-
       | time. He completed a B.A. in 1932 from Wayne State University.
       | 
       | > Soon after graduation, he entered Harvard University where he
       | studied for three years, earning an M.A. and Ph.D. in psychology.
        
       | BaseballPhysics wrote:
       | Man, Baader-Meinhof is real--this topic keeps popping up for me
       | lately.
       | 
       | In the modern day you might see these styles described as
       | command-and-control versus servant leadership:
       | 
       | https://www.mckinsey.com/featured-insights/mckinsey-explaine...
       | 
       | (don't be put off by the source, it's actually a decent piece)
        
         | ctxc wrote:
         | Indeed it is. I just looked "Baader-Meinhof" up a week
         | ago...and here it is in your comment again!
         | 
         | https://twitter.com/dvsj_in/status/1674481301880213504?t=4t3...
        
         | HardlyCognizant wrote:
         | As I understand it C2 (command and control) is technically
         | separate, and traditionally resembles Theory X , though current
         | thinking seems to have aspirations towards Theory Y for various
         | roles and scenarios in Mission Command.
        
       | btilly wrote:
       | Random thoughts.
       | 
       | Theory X is very convenient for those in charge. No need to think
       | hard - just pull out the whip.
       | 
       | In my experience it takes very little application of Theory X to
       | create enough resentment (even if hidden) to make highly creative
       | work impossible. If you want people to do creative work, Theory Y
       | is your best approach.
       | 
       | Those with executive function challenges like ADHD gain increased
       | executive function if doing what they should is also pleasurable.
       | It takes a long time to recondition such people to this, but
       | Theory Y does so. That said, in the short term Theory X may work
       | better. But the long term matters more.
       | 
       | Some of the best advice that I know for moving an organization
       | towards Theory Y is in _Tribal Leadership_ ,
       | https://www.amazon.com/Tribal-Leadership-Leveraging-Thriving....
        
       | xp84 wrote:
       | Minor observation here (sort of non-tech-related): any of these
       | strategies is doomed to failure (if success means "producing a
       | product or service that's excellent) if your workers can plainly
       | see that there's no future where they could support a family
       | working at this company. Retail is the prime example of this:
       | Retail sales used to be a decent career choice and someone good
       | at selling and customer service could expect to be able to enjoy
       | a middle class lifestyle with things like vacations and a good
       | home and car. And stores featured helpful salespeople who knew
       | their merchandise and could genuinely help you make your
       | decisions. Now in90% off chains, it's obvious that there are
       | maybe a tiny handful of positions at corporate that fit this
       | description, but the chances are about 99% that this won't be
       | available to you. So retail employees are incentivized to do the
       | absolute minimum until they get fed up, quit and repeat - because
       | why would they work harder to be excellent? To earn a pin on
       | their name tag or something? Maybe a 50C/ raise?
       | 
       | You can apply this to tech workers too but probably on the next
       | income ladder step: if I know I'll never stand a chance of
       | serious wealth creation because I have zero equity, remind me why
       | I'm supposed to ignore my family all evening to meet some "KPI"?
        
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