[HN Gopher] Deposit insurance maximization as a service
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       Deposit insurance maximization as a service
        
       Author : graeme
       Score  : 66 points
       Date   : 2023-04-05 17:14 UTC (5 hours ago)
        
 (HTM) web link (www.bitsaboutmoney.com)
 (TXT) w3m dump (www.bitsaboutmoney.com)
        
       | cwmma wrote:
       | Massachusetts has an optional Depositors Insurance Fund[1] that
       | banks can join which insures all their deposits above 250k, seems
       | like if you were really worried you could just open an account in
       | one of those banks.
       | 
       | 1. https://www.difxs.com/DIF/Home.aspx
        
       | gr1zzlybe4r wrote:
       | Still surprising to me how tech is trying to spin this as some
       | novel event.
       | 
       | Fractional reserve banking was a known quantity. Risk management
       | of your cash matters in a system like that. Full stop. Whether
       | you think fractional reserve banking is dumb idea is a different
       | discussion, but to willfully pretend that the depositors weren't
       | at least partially culpable for this collapse is something else.
       | 
       | Tech has no humility.
        
         | ClumsyPilot wrote:
         | > Tech has no humility.
         | 
         | or self-awareness
        
           | gr1zzlybe4r wrote:
           | Right. It is incredible to me that a lot of "thought leaders"
           | are acting like this situation hasn't been handled in a
           | structured way since the 30s by the FDIC.
           | 
           | It has really made me believe that a lot of tech is just
           | grifters reinventing wheels everywhere, but with great
           | marketing.
        
       | acover wrote:
       | Is there a bank or credit union that keeps 100% of the money in
       | reserve?
        
         | kasey_junk wrote:
         | Even if there were it wouldn't obviate the need for orderly
         | receiverships for banks. Operational risk is a common reason
         | for holes in a banks balance sheet (eg fraud by a bank
         | employee).
         | 
         | Deposit insurance is a useful tool to manage the orderly
         | unraveling of a bank independent of how it goes bust.
        
           | acover wrote:
           | That makes sense, but how many US banks have failed due to
           | fraud or error? Counting if deposits = money at the fed seems
           | vastly easier managing loans that differ from your deposits.
        
             | kasey_junk wrote:
             | When the fdic studied it they concluded 37% of failed banks
             | had evidence of insider abuse or fraud[0].
             | 
             | They don't state that the fraud caused the failure and
             | perhaps fraud would be harder in a fully reserved bank, but
             | the incidence level is high.
             | 
             | [0] https://www.fdic.gov/analysis/cfr/2017/wp2017/cfr-
             | wp2017-06....
        
         | haneefmubarak wrote:
         | This is called full reserve banking, which is a step further
         | than narrow banking (where you only invest in essentially zero
         | risk assets like short term government bonds or let money sit
         | in a federal reserve account).
         | 
         | AIUI regulators do not allow this due to systemic risk:
         | https://www.bloomberg.com/opinion/articles/2019-03-08/the-fe...
        
           | nonethewiser wrote:
           | That says narrow banking means you park it at the fed. In
           | theory, couldn't you keep the value of all deposits in cash
           | in a vault and not break any rules?
           | 
           | To be clear, I'm not suggesting this is a good idea. I'm just
           | trying to clarify if this is allowed. Because at face value
           | the idea that keeping all deposits liquid is a systemic risk
           | seems counter intuitive. It only begins to make sense with
           | the specific context of parking that money at the Fed.
        
             | acover wrote:
             | Depositors fleeing traditional banks to narrow banks during
             | a banking crisis can make the bank runs worse.
        
             | haneefmubarak wrote:
             | Right, so you can think of it as a spectrum where full
             | reserve banking (all deposits held directly, you're most
             | likely going to have to pay for the privilege of secure
             | storage and transactions) is on one end, fractional reserve
             | banking (a small portion of deposits are held liquid, the
             | rest is loaned out to generate interest and pay for
             | operations) is on the other end, and narrow banking (park
             | money in short term treasury notes and at the fed) is in
             | the middle.
             | 
             | In our current system, every bank or bank-like institution
             | does fractional reserve banking. The systemic risk posed by
             | a narrow bank or a full reserve bank is that during any
             | potential banking crisis, there is a strong prisoner's
             | dilemma style incentive for depositors to "defect" by
             | withdrawing all of their money from normal banks and moving
             | it to narrow or full reserve banks all of a sudden. This is
             | broadly why regulators won't let you run one.
             | 
             | Now, to answer your core question AIUI: "what stops me from
             | running a full reserve bank [equiavalent]?"
             | 
             | In theory, you could offer a secure storage service like
             | safety deposit boxes etc and not be subject to finance
             | regulatory controls. In fact, most cities do have
             | businesses that offer secure storage facilities that you
             | can rent space in to store your property and retrieve it as
             | needed. This is perfectly legal and honestly such a
             | business doesn't usually know or even need to know the
             | contents of such storage lockers etc.
             | 
             | The problem comes when you want to integrate with the
             | larger financial system. Finance regs are far reaching in a
             | "viral" sort of way; they don't just restrict how you do
             | business, they also typically restrict whom you can do what
             | business with based on how and what kind of business they
             | do. The result of this is that you end up under the purview
             | and subject to the approval of regulators one way or
             | another, at which point they disallow your business.
             | 
             | As a simple example, if you want to make it so your
             | customers can easily send or receive money, you'll probably
             | want to be able to process ACH and wire transactions, at
             | which point you fall under extensive regulation
             | administered primarily by the Treasury and the Federal
             | Reserve. I imagine the same will be true for things like
             | debit cards on the standard networks since they're already
             | subject to regulation of a viral nature and so on and so
             | on.
        
           | acover wrote:
           | Interesting, thank you.
           | 
           | Tldr: narrow banks could break traditional banking and
           | monetary policy so the fed doesn't let it exist.
        
       | patmcc wrote:
       | Fun fact: credit unions in my province (BC, Canada) insure 100%
       | of deposits, with no limit. See https://www.bcfsa.ca/public-
       | resources/credit-union-deposit-i...
       | 
       | This, thankfully, has never been tested in a significant way, as
       | they are not backstopped by the federal government.
       | 
       | (It also suggests a rather lucrative arbitrage opportunity.)
        
         | rkagerer wrote:
         | In practice, are they perceived to be safer or riskier than
         | banks as a place to store deposits?
        
           | patmcc wrote:
           | About the same, in that the vast majority of Canadians
           | perceive both to be incredibly safe. Which they probably are,
           | the biggest risk would be a huge housing crash, which the
           | government has a lot of incentive to prevent.
        
         | advisedwang wrote:
         | Is it backstopped by the provincial government?
        
           | patmcc wrote:
           | No, not really (the law says they "may" provide support to
           | the deposit insurance fund), but even if it was, the province
           | can't mint money, so that could only get so far.
        
           | ceejayoz wrote:
           | > Section 271 of the Financial Institutions Act provides that
           | the Provincial Government may provide financial support to
           | the CUDIC Fund if the CUDIC Fund is impaired (see the CUDIC
           | Fund Target Policy for further details about the CUDIC Fund).
        
             | JumpCrisscross wrote:
             | > _the Provincial Government may provide financial support
             | to the CUDIC Fund_
             | 
             | Know nothing about Canadian law. But that doesn't sound
             | like an obligation.
        
               | acover wrote:
               | The federal deposit insurance in Canada is the same
               | (cdic). The relevant legislation explicitly says the
               | government has no obligation to bail out the insurance
               | fund.
               | 
               | Practically the fund doesn't have sufficient funds to
               | bail out a big bank failure - let alone multiple - and
               | everyone expects a government bailout.
        
               | rkagerer wrote:
               | The Federal government can rely on printed money to cover
               | Big Five bank failures.
               | 
               | In BC, how would the government fund a bailout if several
               | Credit Unions collapsed at the same time?
        
               | acover wrote:
               | Where there is a will, there's a way. The us federal
               | reserve bought corporate bonds during the covid crisis.
               | 
               | Can you imagine the fallout of a bank run on all credit
               | unions? The federal government would find a way to
               | prevent that.
        
         | chollida1 wrote:
         | > (It also suggests a rather lucrative arbitrage opportunity.)
         | 
         | What is this lucrative arbitrage opportunity we have to make
         | money with this setup?
        
           | maxbond wrote:
           | I don't think this actually monetizable but if they're giving
           | you unlimited free deposit insurance, while other banks
           | aren't, then you could keep a bunch of money there & resell
           | the deposit insurance.
           | 
           | Of course, if you actually pitched someone on this, their
           | first question would be, "who insures you?" At which point
           | you either didn't tell them (and lose their trust and they
           | don't give you their money), tell them and they don't trust
           | the coops (in which case you don't get their money), or tell
           | them and they do trust the coops (in which case, they'll cut
           | you out as a middle man and bank with these coops).
        
             | chollida1 wrote:
             | How would you sell the insurance?
             | 
             | All the insurance does is make sure you get your money back
             | if the credit union ogoes under.
             | 
             | If I put $500,000 of my own money in the credit union I
             | can't see how I can sell my "insurance" to someone else as
             | I need it to protect my own money.
             | 
             | If someone else wants the insurance they have to put their
             | own money into the credit union. I can't sell my insurance
             | to someone else unless I hand them my money but I cant see
             | why i'd do that as it wouldn't make any sense and its
             | certainly not an arbitrage opportunity as the OP suggested.
        
               | maxbond wrote:
               | You'd either write an insurance contract and pray you
               | have enough money in your account when the redemptions
               | come or you'd accept their deposit and put it into your
               | account & basically be a bank with a negative interest
               | rate (that negative rate being your insurance premium).
               | 
               | The arbitrage is that in some places, universal deposit
               | insurance costs >$0 but these banks are giving it out
               | free. So there is a difference here that's exploitable on
               | paper, but presumably the reason it exists is that it
               | isn't in practice.
               | 
               | It fits the strict definition of an arbitrage opportunity
               | in that there's a difference in pricing that you could
               | exploit without taking on market risk, in a frictionless
               | vacuum where wires clear instantly and carry no
               | transaction fees and a bunch of other unrealistic
               | assumptions.
               | 
               | I don't view it as real, but it gave me a chuckle, like
               | when people turn DNS into an ersatz file system or
               | similar hackery. Like a pun in the financial system.
        
               | patmcc wrote:
               | >>>I can't sell my insurance to someone else unless I
               | hand them my money but I cant see why i'd do that as it
               | wouldn't make any sense and its certainly not an
               | arbitrage opportunity as the OP suggested.
               | 
               | It's not an opportunity for an individual, it's one for a
               | bank.
               | 
               | You start SVB2, and say "we charge significant fees and
               | insurance premiums, but also offer 100% deposit
               | insurance, no cap". And then your entire existence as a
               | bank is just as a front-end to those credit union
               | deposits.
               | 
               | edit: and yah, maxbond hit the nail on the head, it's not
               | a real suggestion, it's a joke.
        
         | idiotsecant wrote:
         | An assurance of 100% backing with no limit is only as valuable
         | as you think the aggregate institution is stable, which you
         | should read as 'not very' on a long enough timeline. The CUDIC
         | does not have a 1 to 1 backing for these assets and it can't
         | print more, so there's risk there.
        
           | patmcc wrote:
           | I agree completely.
           | 
           | I will say the Canadian banking system (as well as credit
           | unions, which are regulated differently) is generally quite
           | healthy and stable, I don't think it's imminent risk of
           | collapse. But I would certainly not count on this guarantee,
           | it's very silly.
        
             | prottog wrote:
             | I don't live in Canada but as your (very) southern
             | neighbor, it seems that banks could be in trouble with the
             | real estate market having been so out of control. As
             | interest rates rise, isn't there a real risk of forced
             | liquidations by leveraged property speculators resulting in
             | banks sitting on a lot of losses?
        
               | patmcc wrote:
               | It's possible; there really have to be two pieces for it
               | all to come crashing down. The first is rising interest
               | rates leaving people unable to pay, and the other is
               | prices falling enough that mortgages would be underwater.
               | 
               | I think the first is pretty likely, but not sure how many
               | people that will hit. There are decent stress test rules
               | so anyone who couldn't afford a 1 or 2 percent jump
               | shouldn't have qualified. The second is less likely, I
               | think. We've got an absolute minimum 5% down payment, and
               | almost always more like 10%, and anything under 20%
               | requires default insurance. So I think pretty low chances
               | unless the housing market craters ~30% or more. Which
               | might be what it actually should fall by, honestly, but
               | the government will probably intervene way before that
               | happens.
        
       | tiffanyh wrote:
       | Anyone else disappointed in patio11 blog posts on payments &
       | banking in general?
       | 
       | They either paint an inaccurate picture of the situation or try
       | to frame something old as new.
        
       | sdfghswe wrote:
       | I like reading patio11 just because the alternative writers on
       | the subject are by comparison so bad. But even patio11 could be
       | better.
       | 
       | For example
       | 
       | > Many financial service providers have so-called treasury
       | management solutions which they sell against these needs.
       | 
       | What does "sell against" mean?
        
         | sib wrote:
         | "sell to customers who have these needs"
        
       | empathy_m wrote:
       | What were SVB customers getting in exchange for encouraging every
       | company to keep their $ in uninsured deposits earning low
       | interest?
       | 
       | Was it 2.5% 30yr mortgages for founders? Was it liquidity, in the
       | form of loans against illiquid pre-IPO stock?
       | 
       | Were the interests of the companies aligned with those of the
       | people who were getting the perks? (At 4-5% for parking excess
       | cash in simple T bill it seems like a pricey perk)
        
         | indymike wrote:
         | > What were SVB customers getting in exchange for encouraging
         | every company to keep their $ in uninsured deposits earning low
         | interest?
         | 
         | Sometimes the issue is that there is _nothing better, that is
         | known to be available_.
         | 
         | I can't recall being in a treasury management meeting where the
         | CFO or VP of finance raised a concern about maxing coverage by
         | FDIC insurance. In fact, many transactions that even a $2-3M
         | per year company does require pooling more than FDIC covered
         | amounts in a bank account just to cover receiving payments or
         | making payments.
         | 
         | Incidentally SVB did have very comparable treasury management
         | feature to other banks.
         | 
         | Finally, to address the perk part of the post, at no time did I
         | see SVB offer anything other than market rates for mortgages -
         | the difference is that they would not reject founders
         | immediately because they were a business owner with no W-2
         | income.
        
           | JumpCrisscross wrote:
           | > _can 't recall being in a treasury management meeting where
           | the CFO or VP of finance raised a concern about maxing
           | coverage by FDIC insurance_
           | 
           | This is standard issue for corporate America. People who cut
           | their teeth in the last decade's tech boom didn't learn it.
           | But managing counterparty risk is one of the core jobs of
           | corporate treasurers.
        
           | whodidntante wrote:
           | I am very curious about this:
           | 
           | "Sometimes the issue is that there is nothing better, that is
           | known to be available."
           | 
           | Where SVB customers money in a money market fund that failed,
           | or was it simply a "bank deposit" ?
           | 
           | There are plenty of money market funds that are ungated and
           | that are based on very short term treasuries that can be used
           | as cash: write checks,ue credit cards, wire money, schedule
           | payments, use autopay, etc, etc.
           | 
           | This is what I do - I keep $0 in the "bank", have almost all
           | the services a bank can provide, and all my "cash" is
           | guaranteed by the federal government.
           | 
           | Maybe I am misunderstanding something here. I am not, and
           | never have been, a CFO.
        
           | empathy_m wrote:
           | Frankly I don't think the deposit insurance thing is a big
           | deal -- It's really really hard to imagine a world where a
           | big enough bank fails and people don't get $1.
           | 
           | But the interest rate spread ... Seems like a lot now?
           | Wasn't, for a long time?
        
         | [deleted]
        
       | fundad wrote:
       | How could they ever enforce a limit on deposit insurance after
       | SVB? Any shred of legitimacy around that limit has faded.
        
         | nonethewiser wrote:
         | I'm still confused by this. Aren't they making depositors
         | mostly whole by selling all the banks assets? I believe they
         | are at least doing that. But are they also injecting money to
         | make up the difference?
        
           | kasey_junk wrote:
           | The fdic estimates it will cost the fund ~20B
           | https://www.fdic.gov/news/press-releases/2023/pr23023.html
        
       | Animats wrote:
       | It's important to make sure that at no point in the process does
       | any uninsured entity have custody of the money. That's the
       | trouble with some "fintech" firms trying to do this. Remember,
       | none of this matters unless the financial system is in severe
       | trouble. Then it really matters.
       | 
       | From the article: _"We represent 1,728 insured depositors at the
       | now-failed bank who will really need their money Monday morning.
       | Most had precisely $250,000 on deposit. We live to serve your
       | mission of getting these insured depositors their statutorily
       | mandated money back and after you cut one wire to us you're done
       | with them; we'll take it from here. "_.
       | 
       | What could possibly go wrong with that?
        
         | sclarisse wrote:
         | This is why real businesses with real money have their bank use
         | ICS or CDARS to get insured deposits, or liquid, short-term
         | CDs, at N different partner banks. No leaving FDIC-insured-
         | land, and it gives you easy withdrawals, too. It's just a
         | service offered as part of the banking network.
         | 
         | https://www.intrafinetworkdeposits.com/
        
           | prottog wrote:
           | Even small businesses that exceed FDIC-insured balances can
           | also roll short-term T-bills, through various brokerages
           | (most of which don't charge fees on Treasuries) or
           | TreasuryDirect (which is free). That combined with a line of
           | credit should make for decent cash management.
        
         | cypherpunks01 wrote:
         | I'd think logically, in this hypothetical scenario, that money
         | from the FDIC receivership would be deposited into a new bank
         | such that there is continuous coverage of deposit insurance on
         | all the customers. But yes, reality is that fintech firms don't
         | do everything perfectly, and there are complex constraints that
         | I'm sure we're not aware of.
        
           | lbwtaylor wrote:
           | One key problem is bankruptcy. If the fintech ever touches
           | the money and then goes BK, the court can and will pull back
           | that money and likely pay some to folks who are not the
           | customers, like employees who have senior BK claims.
           | 
           | In the linked hypothetical, fintech never touches the money,
           | but the devil is in the implementation details and shortcuts
           | happen.
        
             | Asparagirl wrote:
             | This is important: FDIC insurance protects you if the
             | _bank_ goes bust, but it doesn't protect you if the company
             | /fintech/exchange you're using goes bust, even if they use
             | an FDIC-insured bank.
             | 
             | This exact issue came up repeatedly in the past few years
             | with crypto companies whose FAQs and even executives
             | falsely told people their deposited money was FDIC-insured
             | simply because the company itself banked with an FDIC bank.
             | That's not how it works.
             | 
             | One of many recent sad examples: https://mobile.twitter.com
             | /Frances_Coppola/status/1543279013...
             | 
             | Another one: https://mobile.twitter.com/Frances_Coppola/sta
             | tus/1640909892...
             | 
             | (Frances Coppola is a great person to follow on Twitter.)
        
           | Animats wrote:
           | Consolidating FDIC payouts into one big wire transfer
           | introduces a single point of failure.
        
         | Spooky23 wrote:
         | I don't understand what the fintech is adding to the equation.
         | Brokered CDs have been a thing forever.
         | 
         | If you're holding millions in cash shouldn't you be using
         | T-Bills and lines of credit for treasury management? DIY
         | finance at scale is dumb.
        
         | [deleted]
        
         | rkagerer wrote:
         | The author says you pick a "Too Big To Fail" Custodian, and my
         | take is their tone is intended as serious advice (beyond just
         | tongue-in-cheek) while also being an observation about
         | groupthink in the industry:
         | 
         |  _What happens if Custodian fails? Well, ahem, plausibly the
         | world ends in fire and blood. This is why Custodian was
         | specifically chosen from the ranks of a count-on-your-hands
         | number of the largest financial institutions in the world. This
         | isn't even the thousandth most important thing that breaks if
         | Custodian breaks. Custodian cannot be allowed to break.
         | Custodian is Too Big To Fail._
         | 
         | Realistically, Sweep customers are counting on the Custodian to
         | properly maintain all the contracts, diligence, etc. that keep
         | their deposits correctly segregated and protected.
         | 
         | Genuinely curious: How else could you mitigate risk here aside
         | from obliging them to maintain diversified insurance, or using
         | multiple Custodians (which puts you back at having to deal with
         | multiple institutions)?
        
           | [deleted]
        
       | hartator wrote:
       | What's the point of doing this anymore? It seems FDIC will insure
       | anything too big to fail. You might incurs more risks by
       | spreading your money like this.
        
       | Scalene2 wrote:
       | If I was a billionaire I would readily pay 1-5 million dollars a
       | year to a bank that would guarantee an entire 100 million dollar
       | account by not lending out any of the money. This would of course
       | have to be a bank that didn't lend out any money at all and
       | existed entirely to server individuals that didn't want their
       | money held in a bank that used fractional reserve banking.
        
         | drinkzima wrote:
         | I don't understand why you would do this when short term
         | Treasuries or money market funds exist. There are far better
         | solutions than what you suggest.
        
         | prottog wrote:
         | Who keeps $100mm in cash? This is a solution to an imaginary
         | problem.
        
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       (page generated 2023-04-05 23:01 UTC)