[HN Gopher] Attorney General orders unregistered crypto lending ...
       ___________________________________________________________________
        
       Attorney General orders unregistered crypto lending platforms to
       exit NY
        
       Author : graeme
       Score  : 141 points
       Date   : 2021-10-18 16:51 UTC (6 hours ago)
        
 (HTM) web link (ag.ny.gov)
 (TXT) w3m dump (ag.ny.gov)
        
       | joelbondurant wrote:
       | The terrorist industry is going for broke.
        
       | asah wrote:
       | sigh, falling further behind, even vs California... wall street
       | cronyism ?
        
       | debacle wrote:
       | Isn't this against the US Constitution, specifically the commerce
       | clause?
        
         | elliekelly wrote:
         | No. See, _Hall v. Geiger-Jones Co._ [1] (supposedly the origin
         | of the term "Blue Sky laws") finding the state law
         | constitutional under the state's power to police fraud and not
         | invalid as a burden on interstate commerce. There have also
         | been several federal laws (enacted after that case was decided)
         | prescribing _how_ states may go about regulating securities so
         | we can conclude that Congress intends for the states to have
         | the power to regulate their securities markets.
         | 
         | [1]https://supreme.justia.com/cases/federal/us/242/539/
        
       | impostervt wrote:
       | It'll be curious to see how these decentralized lending platforms
       | respond. They can put up disclaimers/walls on their websites, but
       | the platforms are on the blockchain and can't be censored.
        
         | JumpCrisscross wrote:
         | > _the platforms are on the blockchain and can 't be censored_
         | 
         | New York's Attorney General is powerful.
         | 
         | If someone were stupid enough to openly defy her, they'd be
         | facing down against an opponent who can, just off the top of my
         | head, freeze funds, seize domains, jail employees and announce
         | as tainted affiliated wallets.
         | 
         | Her office was empowered to take on the most powerful financial
         | institutions in the country. Apart from the pursuit of an
         | insanity defense, these firms have no reason to keep doing
         | business in New York.
        
           | impostervt wrote:
           | But my point is the firms CAN'T turn off their contracts on
           | the blockchain. Anyone can call the contracts.
        
             | [deleted]
        
             | JumpCrisscross wrote:
             | > _the firms CAN 'T turn off their contracts on the
             | blockchain. Anyone can call the contracts._
             | 
             | I don't think the issue is with the technology _per se_ as
             | much as with someone being paid to market it. Grandma isn
             | 't going to roll her own wallet. She might see a 4% yield
             | on what looks like a savings account and not realize the
             | added risk.
             | 
             | Agree that short of nation-state involvement, the contracts
             | are probably there to stay. (Though if a state wanted to
             | get particularly nasty, they could go after anyone
             | maintaining them.)
        
         | xxs wrote:
         | The banks will be ordered not to deal with the said firms, so
         | they will have no real money coming/going to them.
        
           | gunshai wrote:
           | Your statement does not really make any sense. Unless you are
           | talking about the centralized banking shutting the ramps to
           | coinbase or other large fiat/crypto custodians/exchanges.
           | 
           | That would piss off a lot of people.
           | 
           | With respect to defi, other than trying to shut down entities
           | that host the website which is really just a gui for
           | interaction I'm stumped at what action exists.
           | 
           | For instance, I go on coinbase buy ethereum and some wrapped
           | token. I can then transfer that wrapped token to just about
           | ANY smart chain I want paying for the tx, then use that money
           | get an over collateralized loan, then go buy some other
           | wrapped/native token collect what ever yield I want and use
           | that to service the loan fees.
           | 
           | I can then unwind the entire process when ever I want come
           | back to coinbase sell the wrapped token on their open market
           | and then turn it into fiat. That's not only it. I can unwind
           | my loan/yield strategy convert it into an ERC20 stable token
           | transfer that any fiat on/off ramp I want and voila. I'll use
           | tools to keep track of the transfers/txs pay taxes to the IRS
           | on the cost basis.
           | 
           | What can they actually do about that other than action that
           | WOULD cause mass panic and induce the very thing they are
           | afraid of.
        
           | betwixthewires wrote:
           | That's the thing though, the stated goal of all this is for
           | it to work without it being run by firms. Most of these
           | projects _are_ explicitly firms, or firms masquerading as not
           | firms, or firms that have a clear goal to dissolve
           | stewardship when these projects can run themselves, and there
           | are a couple that aren 't firms. As this process continues,
           | there will be lots of projects running without a company of
           | any kind. Once that happens, what are governments like that
           | of New York going to be able to do?
        
             | bee_rider wrote:
             | Regulators tend to not be super proactive and hypothetical,
             | right? I suspect they'll wait until people losing money in
             | truly community driven crypto markets becomes a significant
             | issue, and then chip away wherever they interact with the
             | real world, in New York.
        
           | impostervt wrote:
           | The ones that I'm familiar with only take and lend crypto.
        
         | graeme wrote:
         | What are you talking about? Nexo and Celsius are centralized.
         | 
         | There are no blockchain contracts. When you sign up with
         | Celsius, you transfer ownership of all your crypto to them. If
         | they went bust, it is their asset and their bond holders get
         | it.
         | 
         | In return you get a promise of interest, payable at moment you
         | ask to withdraw.
         | 
         | But there's no blockchain contract.
         | 
         | 1. They buy your crypto outright
         | 
         | 2. They gamble it in the markets (their secured debt issuance
         | documents lists greyscale, osprey and some stock warrants on a
         | failing biotech company as their assets. And one crypto tech
         | firm, forget the name)
         | 
         | 3. You hope they don't go bellyup and will give back the crypto
         | if you ask for it.
         | 
         | No blockchain contract, total centralization
        
       | recursive4 wrote:
       | There are a few salient points to unpack here:
       | 
       | 1. Are these companies breaking the law?
       | 
       | 2. Are Nexo and others "tak[ing] advantage of unsuspecting
       | investors"?
       | 
       | 3. Does these companies think they're "above the law"?
       | 
       | 4. Is the Martin Act protecting the investing public in this
       | case?
       | 
       | Each of these is deserving of its own in-depth answer, but TLDRs
       | are sufficient:
       | 
       | 1. Yes, because securities law is written to be a catch all (both
       | the Martin Act and the 1933/34 Securities Acts) where exceptions
       | are drawn as to what is _not_ a security. While these accounts
       | may act more like traditional "bank accounts", bank accounts are
       | specifically excluded from securities law because they fall under
       | a (stricter) regulatory regime.
       | 
       | 2. No. The risk profiles on these products match that of
       | Robhinhood, Wealthfront, or a Chase checking account (Genesis'
       | custodial insurance policy beats the FDIC's $200k ceiling).
       | Biggest issue is that you don't own your private keys but that's
       | not unique here.
       | 
       | 3. I don't think so, but they do know they're not in full
       | compliance. This is a game of Natural Law (see point 4) and cat
       | and mouse, and staying ahead of regulators is different than
       | being "above" the law.
       | 
       | 4. Stablecoin yield-accounts are one of the few liquid, low-risk
       | options for beating inflation and likely the only one accessible
       | for every-day people. If anything, they should be more pervasive
       | in accordance with the principal that BlockFi, Nexo, etc. and
       | their ilk are offering a social good even if it is outside of
       | what they are _permitted_ to allow by law. It is US fiscal
       | policy, brittle supply chains, and lagging regulatory regimes
       | that are detrimental to the investing public here.
        
         | vineyardmike wrote:
         | > No. The risk profiles on these products match that of
         | Robhinhood, Wealthfront, or a Chase checking account (Genesis'
         | custodial insurance policy beats the FDIC's $200k ceiling).
         | Biggest issue is that you don't own your private keys but
         | that's not unique here.
         | 
         | How are these companies providing 8%+ return on stable coins?
         | They have loans at 4.x%, so they're not taking your coins,
         | lending it, then returning part of the interest to you (like
         | how traditional fiat banks work). With traditional banking the
         | interest rate is closely related to bond rates and the federal
         | reserve, but that's also not the case here.
         | 
         | Theres no clear reason BlockFi can offer such a high rate.
         | Thats a reason for me to be suspicious of the stability and
         | risk profile of these compared to a savings account. If I could
         | truly be confident in the stability of this, I would happily
         | use this as a savings account.
         | 
         | Also, they have insurance, but I'll believe its useful when its
         | tested.
        
         | graeme wrote:
         | > No. The risk profiles on these products match that of
         | Robhinhood, Wealthfront, or a Chase checking account (Genesis'
         | custodial insurance policy beats the FDIC's $200k ceiling).
         | Biggest issue is that you don't own your private keys but
         | that's not unique here.
         | 
         | Nexo, Celsius etc _own_ your crypto. Like the terms say you
         | sold it to them. Pretty sure a broker does not own your
         | portfolio.
        
           | MrStonedOne wrote:
           | >Pretty sure a broker does not own your portfolio.
           | 
           | They do. The shares in your account are registered in the
           | brokers name.
        
         | VHRanger wrote:
         | Stablecoin yield accounts don't just beat inflation
         | 
         | They guarantee ridiculous crap like 9% yields, beating
         | historical equities YoY returns
         | 
         | 9% yields are generally indicative of fraud - especially when
         | we've had news of Ponzi like behavior from celsius admitting to
         | taking on a $1B USDT loan collateralized by BTC from tether the
         | other week.
        
         | xur17 wrote:
         | > No. The risk profiles on these products match that of
         | Robhinhood, Wealthfront, or a Chase checking account (Genesis'
         | custodial insurance policy beats the FDIC's $200k ceiling).
         | Biggest issue is that you don't own your private keys but
         | that's not unique here.
         | 
         | The fact that it isn't clear to you what this insurance policy
         | covers is the concerning part (and the wording is likely not a
         | mistake on the part of Nexo, etc). Genesis insures the custody
         | of crypto assets. It does not insure against default of the
         | vendors it is loaning out to (which is likely the majority of
         | their assets).
         | 
         | My understanding is that most of the crypto lending platforms
         | deposit with Genesis trading in order to generate a return.
         | Genesis trading then loans this money out to different hedge
         | funds, trading firms, etc, which pay them interest. I assume
         | Genesis does a good job of choosing who to lend to, reducing
         | risk, etc, but I also imagine that one black swan event could
         | wipe it all out. Ex: USDT collapses HARD, and goes to 0. All of
         | the trading firms with excessive USDT exposure collapse,
         | Genesis is underwater, etc.
        
       | shimonabi wrote:
       | I'm tired of crypto news on HN, even when positive such as this.
        
         | xxs wrote:
         | I think only sqlite rivals the frequency to crypto-junk.
        
           | wmf wrote:
           | That's so mean; SQLite is a gift to humanity.
        
             | xxs wrote:
             | That was the idea with the parallel... still there are tons
             | of sqlite posts, of course.
        
         | graeme wrote:
         | This is....negative news
        
           | ceejayoz wrote:
           | It's negative _for crypto_.
           | 
           | You could argue it's positive _for consumers_.
        
       | graeme wrote:
       | Mods, Dang etc: I had to alter the title to fit the character
       | limit. Please modify as needed. Actual title was "cease
       | operations in New York"
        
         | Wowfunhappy wrote:
         | I might recommend "AG Directs Unregistered Crypto Lenders to
         | Cease Operations In New York", which seems to fit.
        
           | graeme wrote:
           | Oh yeah that's a good one. I can't edit now but always good
           | to know for next time
        
       | gargarplex wrote:
       | Let's say I'm a NY resident with a Nexo account. What happens to
       | my assets?
        
         | thehappypm wrote:
         | "Assets"? They're currencies, by law.
        
           | Gene_Parmesan wrote:
           | If liquid cash is considered an asset, so too can cryptos.
           | Most of them would rather not be recognized as such formally
           | due to regulations they desperately want to avoid, but call a
           | spade a spade, etc., etc.
        
       | DebtDeflation wrote:
       | We're witnessing a crypto repeat of the 2008 mortgage crisis.
       | Hoocoodanode v.2021
       | 
       | Where are the federal regulators in all this? As silly as it
       | sounds, at some point we're going to have "investors" crying for
       | restitution over money they lost in shitcoin ICOs, fart NFTs, and
       | the crypto shadow banks described in the article.
        
         | baby wrote:
         | As long as they are classified as highly-risky assets, I don't
         | see the problem. The problem of 2008 was in mislabeling highly-
         | risky assets as OK assets.
        
           | xxs wrote:
           | Oh, if they classify them as any assets, they would be fully
           | regulated.
        
             | hackingforfun wrote:
             | It's likely that the upcoming Bitcoin ETF was approved
             | because it is based on Bitcoin futures [1], and since there
             | is already an established regulatory framework for those,
             | under the jurisdiction of the CFTC, it was allowed.
             | 
             | The CFTC also said, in 2019, "virtual currencies, such as
             | Bitcoin, have been determined to be commodities under the
             | Commodity Exchange Act (CEA)" [2]. They also fined Kraken
             | for offering margin to clients, but "failing to register as
             | a futures commission merchant" [3].
             | 
             | It appears the SEC also has jurisdiction over certain
             | cryptos that have been determined to be securities as well,
             | since they have raised several cases for those [4, 5, 6,
             | 7].
             | 
             | The IRS also considers virtual currencies to be property
             | [8].
             | 
             | Based on this, there is already regulation and asset
             | classification already going on, although I do think it
             | would be great to have more clarity and agreement between
             | the different regulating bodies, regarding crypto, in the
             | US. For now, maybe it's just that some cryptos aren't
             | considered securities until they are called out to be, and
             | the rest would be considered commodities, at least until we
             | hear more about this from regulators.
             | 
             | [1] https://www.cnbc.com/2021/10/15/bitcoin-etfs-may-
             | finally-mak...
             | 
             | [2] https://www.cftc.gov/sites/default/files/2019-12/oceo_b
             | itcoi...
             | 
             | [3] https://www.cftc.gov/PressRoom/PressReleases/8433-21
             | 
             | [4] https://www.sec.gov/enforce/33-10715-s
             | 
             | [5] https://www.sec.gov/news/press-release/2020-262
             | 
             | [6] https://www.sec.gov/news/press-release/2020-338
             | 
             | [7] https://www.sec.gov/news/press-release/2021-172
             | 
             | [8] https://www.irs.gov/businesses/small-businesses-self-
             | employe...
        
         | wayoutthere wrote:
         | Except this "crisis" won't take down the larger economy since
         | people can't live in crypto. There was always a reasonable
         | guarantee that the housing market would come back as the
         | underlying assets had real world value in their own right, but
         | the same is not true of a post-bubble crypto market.
        
         | JumpCrisscross wrote:
         | > _Where are the federal regulators in all this?_
         | 
         | We're still building consensus. This is a multidimensional
         | policy space; I doubt any single person knows even what all of
         | those dimensions are. It's a type of problem our federal system
         | of government excels at solving, albeit slowly. States will
         | experiment with policy. Down the road we can consolidate their
         | lessons. Only thing to keep an eye out for, in the interim, are
         | systemic risks.
        
         | joe_the_user wrote:
         | A bubble bursting has to penalize someone. 2008 saw Lehman Bros
         | destroyed and the larger players supported. Letting crypto
         | investors suck it and supporting the rest of the market seems
         | pretty politically defensible. Virtually all crypto investors
         | have been warned - but yes, they'll complain.
        
       | lkrubner wrote:
       | As a point of comparison, look at https://fundthatflip.com/ (real
       | estate lending) and then compare them to most of the crypto
       | platforms. It's not the crypto that is the problem, it is the
       | populist "robinhood" rhetoric that gets crypto into trouble.
       | https://fundthatflip.com/ only works with investors who meet the
       | SEC definition of an accredited investor (something like $2
       | million in assets not counting the value of one's primary
       | residence). In the whole of the USA, there are only 80,000
       | accredited investors. The SEC is fine with those people taking on
       | risky investments.
       | 
       | If the crypto companies focused their efforts on accredited
       | investors there would be less of a panic about crypto. But most
       | of them come in with a populist rhetoric that sounds like a
       | political movement: they want to bring high growth, high risk
       | investing to the masses, they want to offer something highly
       | speculative to the average person. In other words, they want to
       | try to make an end run around the thousands of laws that we have
       | in place to make sure that the average citizen doesn't get bilked
       | in some scam.
       | 
       | It's the pseudo-political element that is getting crypto into
       | trouble. If they simply said "This is highly speculative and only
       | accredited investors should look at this opportunity" then the
       | crypto companies would be on safer legal ground. But it would be
       | difficult to pump up the price of these cryptocurrencies if the
       | bulk of crypto enthusiasts were taking such a moderate line.
        
         | aqme28 wrote:
         | Everything you said is correct, but I would really like for the
         | SEC to move away from the "accredited investor" angle. I'm not
         | convinced there's any real benefit to the populace to restrict
         | a limited (not necessarily riskier) set of investments to rich
         | people.
        
           | joelbondurant wrote:
           | Point deduction for denying the superiority of communist
           | tyranny.
        
           | toss1 wrote:
           | The real benefit is that these investment vehicles can avoid
           | the regulatory burden required to sell to the general public
           | - which involves proving that you _ARE_ sufficiently low
           | risk.
           | 
           | Without providing that proof of lower risk (and a LOT more
           | information), the tradeoff is that you can raise from
           | accredited investors. It is one thing to take $500k from an
           | accredited investor who might wince but can still take the
           | hit if your investment opportunity fails, but quite another
           | to take the same amount from someone for whom it is their
           | entire life savings. Your failure then condemns them to a
           | life of poverty and living on govt programs.
           | 
           | Sure it seems nice and egalitarian for everyone to have the
           | 'opportunity' to invest in riskier schemes, but history shows
           | that the times it ends well do not offset the times that it
           | fails.
           | 
           | It seems every 3rd or 4th generation needs to learn for
           | themselves. Banking and finance go off on a bunch of new
           | ideas, there are systemic failures and boom/bust cycles,
           | enough people realize that this unregulated wild west is a
           | bad idea and put in regulatory fixes, it gets better, then
           | after a couple of generations everyone forgets and says "why
           | are all these damn regulations here keeping me from becoming
           | wealthy?", starts dismantling them, nothing happens for a
           | while, then the failures, boom/bust, etc start again, lather,
           | rinse, repeat...
           | 
           | See Chesterton's Fence [1]
           | 
           | [1] https://www.chesterton.org/taking-a-fence-down/
        
             | aqme28 wrote:
             | I don't think Chesterton's Fence is a good analogy here.
             | It's pretty obvious _why_ this restriction exists, it just
             | doesn 't seem like it's worth the downsides (to me at
             | least).
        
           | dataflow wrote:
           | Essentially you'd rather some people go broke at the expense
           | of others (you?) having more of a chance to get rich, and
           | others prefer nobody has a high chance of going broke _or_
           | rich. I suppose there 's no objective way to settle this, but
           | people have more of a human right to avoid poverty than to
           | get rich, so the former is harder to justify.
        
         | hackingforfun wrote:
         | I agree that consumers should be educated that crypto is highly
         | speculative.
         | 
         | However, an accredited investor might just be someone who got
         | rich through inheritance, i.e., not at all through their own
         | doing, so I don't think that accredited investors necessarily
         | know more about investing. They can, in theory, weather a loss
         | more, depending how much they bet, although AFAIK there are not
         | restrictions on them betting it all.
         | 
         | People are allowed to buy lottery tickets. They are also
         | allowed to bet it all at a casino. Why shouldn't someone be
         | able to put even a small amount of money in crypto? Maybe it
         | pays off for them, maybe it doesn't (just like lottery / casino
         | / etc., and I think they have a better chance in crypto).
         | 
         | That said I don't really like centralized crypto lenders like
         | Celsuis, Nexo, etc. If anything, I think people have a better
         | chance just buying crypto at spot price and not lending it out,
         | although if someone really was set on lending out their crypto,
         | they are better off with the decentralized lending
         | alternatives.
        
           | abecedarius wrote:
           | > They can, in theory, weather a loss more, depending how
           | much they bet, although AFAIK there are not restrictions on
           | them betting it all.
           | 
           | Exactly: being wealthier just means you can make bigger bets.
           | It's rather common for athletes to go bankrupt after
           | retirement.
        
           | somethoughts wrote:
           | The challenge is when enough uninformed investors get scammed
           | at the same time then some politician is going to want to
           | give them all a bail out. Think 2008 financial crisis and the
           | subprime mortgage bailouts - I bet a handful of them knew
           | that buying a house with their shaky credit was probably not
           | a great idea but decided to YOLO it.
           | 
           | Of course the corporation/vendor of the scammy investments
           | will fold at that time, but the management will have long
           | since pulled their money out and will be largely unpenalized,
           | leaving tax payers to fund the bail out.
           | 
           | That's not to say accredited investors don't get government
           | bailouts when they play it to close to the fire, they do. The
           | bailout is just done quietly in the background and nobody is
           | the wiser...
        
           | lacker wrote:
           | _People are allowed to buy lottery tickets. They are also
           | allowed to bet it all at a casino. Why shouldn 't someone be
           | able to put even a small amount of money in crypto?_
           | 
           | You can put money in crypto, though. Buy Bitcoin, buy
           | Ethereum, there are plenty of ways to put your money in
           | crypto.
           | 
           | Here New York is going after companies like Nexo that pretend
           | like their risky crypto product is just like a bank account
           | that happens to pay higher interest. Look how they advertise
           | it on https://nexo.io/ -
           | 
           |  _ISO 27001:2013 Compliant. Impeccable risk assessment, data
           | protection, and enhanced cybersecurity_
           | 
           |  _$375 million insurance on all custodial assets_
           | 
           |  _Earn daily interest on your crypto_
           | 
           |  _Add or withdraw funds at any time_
           | 
           | Personally, I find these to be misleading statements. You
           | can't necessarily add or withdraw funds at any time because
           | you depend on Nexo's solvency which is not guaranteed like it
           | is for a bank account, their risk assessment in my opinion is
           | not impeccable, et cetera.
           | 
           | If Nexo is going to pretend they are as risk-free as a bank
           | account, then it seems reasonable for New York to regulate
           | their statements like they regulate bank accounts.
        
             | manic85 wrote:
             | I agree, Nexo/Celsius/Blockfi should not be going around
             | saying they are "riskless". However, blocking out the
             | majority of the general public from high yield investments
             | is not the right move. Wealthy =/= sophisticated. If people
             | want to take risk and get paid high yields in return for
             | creating liquidity in emerging financial ecosystems, let
             | them do it! Don't apply a 1930s frame work to a 21st
             | century technology. I'm much more in favor of what Coinbase
             | is doing - push for a seperate regulatory regime
             | specifically designed to handle digital assets.
             | 
             | For all those who try to compare this to subprime, there's
             | two big differences here. First, decentralized lending is
             | enforced by smart contract -> the banking apps dont take
             | credit risk because they can auto liquidate defaulter's
             | assets and collect a 10-20% liquidation fee for doing so.
             | Second, decentralized lending apps max out at 60% LTV.
             | People are either going to be safe and do 30-40% leverage
             | which protects against 33-50% drops in the value of the
             | collateral, or they are going get liquidated at 60%.
             | There's no too big to fail here.
        
         | logicalmonster wrote:
         | > It's the pseudo-political element that is getting crypto into
         | trouble. If they simply said "This is highly speculative and
         | only accredited investors should look at this opportunity" then
         | the crypto companies would be on safer legal ground.
         | 
         | Why should some legal investments not even be theoretically
         | available to non-wealthy people? This smacks of the highest
         | sort of elitism to me.
        
           | HillRat wrote:
           | Because those legal investments are voluntarily deciding to
           | adhere to a lower level of regulatory scrutiny in exchange
           | for only being able to sell to wealthier and presumably more
           | risk-aware investors.
        
         | [deleted]
        
         | nradov wrote:
         | I know some people who became "accredited investors" through
         | the simple step of lying about their assets. Obviously that's
         | wrong, but many investment companies do little or no
         | verification.
        
         | cslarson wrote:
         | The only way to build wealth is by investing. The SEC gate-
         | keeping this is outrageous.
        
           | serverholic wrote:
           | It's sad you're getting downvoted. Right now our system is
           | setup such that the rich and powerful get special privileges
           | that the rest of us don't.
           | 
           | They also abuse these privileges all the time.
        
         | hayd wrote:
         | 80,000 sounds way too low (since it's not $2m, it's $1m assets
         | OR $200k (single) $300k (joint) income).
         | 
         | "We estimate in 2020 there were 13,665,475 accredited investor
         | households in America." https://dqydj.com/accredited-investors-
         | in-america/
         | 
         | I'd argue SEC _pushes_ people who aren 't accredited investors
         | into riskier investments.
        
         | bushbaba wrote:
         | More than 80k people meet the accredited investor definition.
         | 
         | " To be an accredited investor, a person must have an annual
         | income exceeding $200,000 ($300,000 for joint income) for the
         | last two years"
        
         | BayAreaEscapee wrote:
         | I don't disagree with your argument, but I think your statement
         | "In the whole of the USA, there are only 80,000 accredited
         | investors" is not quite right. According to this MSN article,
         | "To be considered in the top 1% of net worth, a household needs
         | combined assets totaling over $11 million." [1] That means
         | there are about 3M households that have at least $11M.
         | 
         | [1] https://www.msn.com/en-us/money/markets/what-net-worth-is-
         | co...
        
           | dataflow wrote:
           | There are 120M households in the US, so you meant like 1M I
           | think. I imagine not all of them are accredited investors,
           | though maybe they could be if they tried to?
        
             | dragonwriter wrote:
             | > There are 120K households in the US,
             | 
             | 122 _million_ , you mean. (The rest of your piece is
             | consistent with that.)
        
         | piker wrote:
         | > In the whole of the USA, there are only 80,000 accredited
         | investors.
         | 
         | Incorrect. Maybe you're basing that number off the
         | (alternative) 2 million in liquid assets, but the income
         | threshold is something like 200k/year for 2 years. A quick
         | google shows estimates ranging from 8%[1] to 13 million[2]
         | 
         | [1] https://www.archerinvestors.com/accredited-investors/ [2]
         | https://dqydj.com/accredited-investors-in-america/
        
           | dataflow wrote:
           | There's more to accreditation than just checking a box that
           | you have the net worth. (And even then, not every household
           | would have checked said box.)
        
           | gfodor wrote:
           | Is it really true only 80k citizens have 2m in liquid assets?
        
             | pb7 wrote:
             | Absolutely not. There are estimated ~100K people with $50M
             | or more.[0]
             | 
             | [0] https://www.statista.com/topics/3467/millionaires-in-
             | the-uni...
        
       | wly_cdgr wrote:
       | Same bullshit as online poker. Just local warlords protecting
       | their pile of coins
        
         | ramesh31 wrote:
         | >Just local warlords protecting their pile of coins
         | 
         | Except the system we have has been put in place explicitly to
         | avoid having _actual_ warlords protecting their pile of coins.
         | Legal taxation based on rule of law enacted by democratically
         | elected officials is the very basis of our society.
        
       | graeme wrote:
       | Due to poor redaction, possible to know names of companies.
       | 
       | * Nexo and one other are banned.
       | 
       | * Celsius and four others have been hit with extensive
       | information requests due November 1st. Likely they will be unable
       | to comply
        
         | cheschire wrote:
         | I'm interested what process you used. When I open
         | cease_letter_redacted.pdf or informational_letter_redacted.pdf
         | in Adobe Acrobat DC, and I begin typing letters to force the
         | content out from behind a black box, the content is simply
         | whitespace. Copy/paste into notepad reveals no content where
         | the black boxes were.
         | 
         | You're not just guessing, right?
        
           | dogman144 wrote:
           | It was fixed a few hours ago. The doc title was in the
           | metadata. "Microsoft Word - <Celsius/Nexo> Letter..." showed
           | up when you opened it from the link or download in a browser.
        
             | graeme wrote:
             | Yup, exactly this. The error has been fixed, but there are
             | copies out there
        
         | X6S1x6Okd1st wrote:
         | What was the redaction failure?
        
           | dogman144 wrote:
           | Doc title was in the metadata until a few hours ago.
           | "Microsoft Word - <Celsius/Nexo> Letter..." Showed up when
           | you opened it from the link or download in a browser.
        
       | epa wrote:
       | A nice win for Gemini
        
         | recursive4 wrote:
         | And GUSD.
        
       | dylan604 wrote:
       | Is this like the Old West Sheriffs running people out of town?
       | We're not really going to do anything except make you not our
       | problem and leave it for the next guy/town/state/etc.
       | 
       | Is that really a punishment? Is that really a deterrent for the
       | next group to start something to run for as long as they can
       | before they get noticed?
        
         | knownjorbist wrote:
         | You make it sound like they're doing something illegal or
         | punishable. The state is just protecting the incumbent lending
         | industry.
        
           | JumpCrisscross wrote:
           | > _make it sound like they 're doing something illegal or
           | punishable_
           | 
           | They are. Offering deposit-like products is highly regulated.
           | Offering money market like products is highly regulated. It's
           | illegal to circumvent those regulations while claiming some
           | back-end magic makes you exempt.
        
           | kabdib wrote:
           | Er, no. NY shut down coinseed, which was definitely ripping
           | people off.
           | 
           | Why do we continue to pretend that the "crypto" industry is
           | not absolutely chock full of scammers?
        
             | fullstop wrote:
             | Crypto is absolutely full of scammers, but head to a poor
             | area and look at all of the payday loan fronts. Let's not
             | pretend that the USD and existing banking industry are
             | shining bastions of righteousness.
        
               | elliekelly wrote:
               | > Let's not pretend that the USD and existing banking
               | industry are shining bastions of righteousness.
               | 
               | They aren't. Far from it. Now imagine how badly they'd
               | behave without any oversight...
        
               | astura wrote:
               | Payday loans are illegal in New York
        
               | bigbillheck wrote:
               | I think those payday lenders should be banned as well.
        
               | fullstop wrote:
               | Absolutely, but desperate people are desperate and will
               | find even more unscrupulous people who would do more than
               | charge them interest if the loan is not repaid.
               | 
               | Understanding why they exist in the first place may be
               | more important than banning them outright.
        
               | toomuchtodo wrote:
               | Where do people go if they can't get a payday loan and
               | need those funds to make ends meet [1]? You have to
               | understand why a fence exists before deciding how and why
               | to tear it down. Payday loans are a symptom, not a root
               | cause and not necessarily evil considering the risk they
               | take on by issuing loans to exceptionally marginal
               | borrowers.
               | 
               | [1] https://www.journals.uchicago.edu/doi/10.1086/686033
        
               | Hjfrf wrote:
               | The borrower can tell their creditors that they will be
               | unable to pay this month's electricity
               | bill/rent/whatever.
               | 
               | The creditor will take a loss (writeoff/reschedule) or
               | seize collateral.
               | 
               | It's better than having the same issue next month for a
               | larger amount.
        
               | toomuchtodo wrote:
               | So is the argument it's better to have your utilities
               | shut off and be evicted?
        
               | munk-a wrote:
               | To a lender that offers reasonable effective interest
               | rates - the kind of lender that can't currently survive
               | in the business space because such insanely exploitative
               | arrangements are currently legal and muscle out more
               | reasonable lenders.
        
               | labcomputer wrote:
               | Interest rates are mostly determined by two things: 1) in
               | what other activity could I invest this money; and 2)
               | what is the probability that I won't be repaid. Well,
               | also a third thing: overhead to run the business.
               | 
               | Payday loans are fundamentally unprofitable if they
               | charge less than usurious rates of interest.
               | 
               | First, the default rate is sky-high: News articles
               | suggest that over _half_ of payday borrowers default
               | within a given year.
               | 
               | Second, the loan amounts are relatively small, but
               | require a retail storefront and staff.
               | 
               | Think about other types of lending: A mortgage is
               | underwritten once per decade and involves 100's of
               | thousands of dollars at once with a three decade term.
               | The band will earn hundreds of thousands of dollars in
               | interest over the course of the loan, so having a banker
               | in a tailored suit spend a couple hours with you is a
               | trivial cost. It's also secured by real property which
               | can be repossessed in the event of a default.
               | 
               | A credit card is underwritten once a decade. The small
               | transactions are mostly automated and much of the risk is
               | pushed onto the merchant. So, again, tens of thousands of
               | dollars can be earned per account. Retail space is not
               | required to scale the business. The default rate is
               | higher and the loan is unsecured, so it carries a higher
               | interest rate.
               | 
               | Now look at a payday loan. Half of borrowers will default
               | each year, and collection rates will be low (the
               | borrowers mostly don't have assets to recover). The term
               | is usually a few weeks, so it requires human interaction
               | 12-26 times per year. The loan amounts are also small, so
               | 1/26th of whatever a reasonable interest rate is isn't
               | enough to cover defaults and all the manual processes.
               | 
               | If you don't believe me, the above statements are
               | trivially falsifiable: Just start your own payday loan
               | company with "reasonable" interest rates and see how long
               | you last.
               | 
               | If the news articles reporting 50%+ default rates are
               | true, your non-profit payday loan company need to charge
               | at least 100% APR just to break even before overhead and
               | cost of capital.
        
               | yellow_postit wrote:
               | In the US excited to see USPS head towards once again
               | providing banking services to the underbanked [1] this
               | was something very convenient in the UK [2]
               | 
               | [1]
               | https://www.washingtonpost.com/business/2021/10/04/usps-
               | bank... [2] https://www.postoffice.co.uk/banking
        
             | yxwvut wrote:
             | I've enjoyed watching crypto acolytes gradually learning
             | why the consumer protections of traditional banking and
             | investment exist. Until regulation catches up there's bound
             | to be a stream of unscrupulous scammers taking notes from
             | the financial crises of the past.
        
           | fennecfoxen wrote:
           | > You make it sound like they're doing something illegal or
           | punishable.
           | 
           | You make it sound like New York General Business Law SS352
           | doesn't exist.
        
         | [deleted]
        
         | colechristensen wrote:
         | It's not a punishment. People not licensed to do business in a
         | place are being told to stop. Maybe laws were broken that could
         | be punishable but it would take a lot of money and effort and
         | wouldn't necessarily serve the interests of the state or its
         | people.
        
         | vineyardmike wrote:
         | > leave it for the next guy/town/state/etc
         | 
         | To be fair, we're talking about New York State. Which is the
         | center of finance in the US. The regulators in NY-State have an
         | outsized influence on this sort of thing.
        
           | syshum wrote:
           | It is my hope that the regulators of NY-State continue to
           | over-step their bounds, continue to believe their own
           | rhetoric, and I will sit back and watch as NY-State ceased
           | being the center of Finance in the US.
           | 
           | It will be a good day indeed, to see NY Fall from that
           | status.
        
             | jimmaswell wrote:
             | As someone from NY I'd love to see some of the overreaching
             | government knocked down a peg. On that note, I'm excited
             | for New York State Rifle & Pistol Association, Inc. v.
             | Bruen coming up in a few weeks.
        
             | klyrs wrote:
             | Seems obvious that regulating finance within the state is
             | precisely in-bounds. What has been overstepped, besides the
             | sense of entitlement by unregistered crypto lenders to
             | ignore the law?
             | 
             | > New York's Martin Act sets forth a broad list of
             | instruments that are declared to be securities and thus
             | subject to its provisions: "any stocks, bonds, notes,
             | evidences of interest or indebtedness or other
             | securities...or negotiable documents of title, or foreign
             | currency orders, calls or options therefor hereinafter
             | called security or securities." As courts have stated for
             | almost a century, the Martin Act is a remedial statute,
             | intended to protect the investing public, which means that
             | its provisions -- including those setting forth the
             | definition of a "security" -- are to be given a broad
             | reading. Indeed, those defined categories of instruments
             | are not exhaustive; other instruments or arrangements can,
             | and have been, deemed securities under the law
             | 
             | Note that this doesn't just impact lenders based in NY, it
             | impacts anybody lending to New Yorkers.
        
             | ROARosen wrote:
             | You can downvote all you want, but the fact is that New
             | York is the most restrictive area in the US when it comes
             | to cryptochoice[1][2].
             | 
             | The US in turn, is up there as one of the worst countries
             | for cryptochoice up there with Cuba, Crimea and Sevastopol,
             | Iran, Afghanistan, Syria, North Korea, or Antigua. (Granted
             | the US is there because of 'legitimate' SEC regulations,
             | but ther is no reason NY should be more restrictive than
             | the feds).
             | 
             | [1] The ability of the indiviual to choose which crypto
             | they want to buy and availability of them
             | 
             | [2] https://help.ftx.com/hc/en-
             | us/articles/360042412652-Location...
        
               | woodruffw wrote:
               | We're calling rampant securities fraud "cryptochoice"
               | now?
        
               | klyrs wrote:
               | Like so many moths, angry at the glass, for keeping them
               | away from the lantern's flame...
        
         | breakingcups wrote:
         | What else could he do? He knows they'll move anyway. Why call
         | it anything else?
        
           | JumpCrisscross wrote:
           | > _What else could he do?_
           | 
           | This is irrelevant. But she* [1].
           | 
           | [1] https://en.wikipedia.org/wiki/Letitia_James
        
         | JumpCrisscross wrote:
         | > _We 're not really going to do anything except make you not
         | our problem and leave it for the next guy/town/state/etc_
         | 
         | That's fine. I was recently discussing the American financial
         | system's exposure to Tether [1]. It appears there isn't much.
         | _Ceteris paribus_ , when that blows over, it shouldn't hit us.
         | It will hit the next guy, in the next town or state or country.
         | 
         | [1] https://news.ycombinator.com/item?id=28882319
        
           | EGreg wrote:
           | Can someone explain why USDC or Tether is held to such a high
           | standard ... 100% reserves, and they all have to be in cash
           | -- while banks have fractional requirements that hover around
           | 10% and since the pandemic have been essentially zero?
           | 
           | Why the huge disparity? From an economic point of view, the
           | bank is just as required to redeem its obligations as Tether.
        
             | wmf wrote:
             | Mostly people are just responding to Tether's own claims
             | about being fully backed.
        
             | graeme wrote:
             | Banks have very specific regulations to comply with that
             | are much much much stricter than anything Tether or USDC
             | face.
             | 
             | The better comparison for stablecoins are money market
             | funds. The lockup of those caused the worst of the 2008
             | financial crisis. _They_ also have much stricter
             | regulations than stablecoins.
             | 
             | Fitch today released an opinion that stablecoin
             | liquidations could cause a similar sort of systemic risk.
             | They need some kind of regulation. No stablecoin has even
             | done an audit! (Attestations are not the same)
        
               | thebean11 wrote:
               | USDC certainly claims to be audited, by a big US
               | accounting firm no less. Is there some nuance I'm
               | missing?
        
               | graeme wrote:
               | > Is there some nuance I'm missing?
               | 
               | Yup. They've had _attestations_. In those, an auditor
               | just looks at an account at a moment in time. So you
               | could, for example:
               | 
               | 1. Get a loan
               | 
               | 2. Put it in the reserve account
               | 
               | 3. Ask accountant to verify the amount
               | 
               | 4. Accountant attests to seeing money in the reserve
               | account
               | 
               | 5. Afterwards, move money out to pay off the loans
               | 
               | Sound crazy? Tether actually _did_ this, it only came out
               | in the NYAG settlement.
               | 
               | USDC uses a US accountant, but nothing in the procedures
               | they use would prevent such a scenario. The auditor
               | merely relies on management assertions in an attestation.
        
               | dmitriid wrote:
               | The nuance is "claims". It's never been properly audited.
        
               | airstrike wrote:
               | You may be equating "audited financials" with the
               | mountain of regulations banks need to comply with that go
               | way beyond their financial performance.
        
               | ac29 wrote:
               | If they've been audited, they've never released those
               | audits.
        
             | bluecalm wrote:
             | Main reason is that banks are more responsible with giving
             | out loans. Those loans are assets. Of course once you start
             | giving out loans like candy to people who should never get
             | them who then use them to buy highly speculative assets
             | then the whole idea goes to hell.
             | 
             | With Tether they print it and give it out to their buddies
             | for who knows what, maybe a pinky promise to repay some
             | day.
        
             | wpietri wrote:
             | Because banks don't create their own currencies.
             | 
             | The US dollar is backed the US. All banks are supervised
             | and insured by that same government. If a bank takes on too
             | much risk, a) there are people watching that, and b) the US
             | can wind it up and pay everybody back. So a single bank
             | failure causes approximately zero currency risk. As long as
             | you stay under the FDIC limits, you'll get back every
             | dollar you put in.
             | 
             | Tether, on the other hand, is backed a bunch of shady
             | characters who have been caught lying about what backs
             | their currency. They claim it's 1:1 with US dollars,
             | meaning that people buying Tether have no risk. But the
             | more we learn about what they're doing, the clearer it is
             | that it's not the case.
        
             | floor2 wrote:
             | Because banks are heavily regulated, professionally managed
             | and back-stopped by the most powerful entities in the world
             | (the governments of the countries of their operations).
             | 
             | Tether by contrast is a pretty much an obvious ponzi scheme
             | that everyone is just playing along with because they're
             | making money and hoping they get out with profits before it
             | implodes.
        
               | przeor wrote:
               | btw. isnt this story about USD I hear for last 25 years?
               | Before it "implodes"? just thinking
        
               | przeor wrote:
               | How about DAI?
        
               | legutierr wrote:
               | DAI is mostly collateralized by USDC so there is a lot of
               | overlap in the risk exposure of the two assets.
        
               | przeor wrote:
               | why someone would colletarize a stablecoin like USDC to
               | generate less stablecoins like DAI? Where id the gain
               | while on a dollar to dollar its close to 1:1 ratio all
               | the time?
        
               | legutierr wrote:
               | It's not that DAI is over-collateralized with USDC, it's
               | that among all the different collateral types, USDC is
               | over represented. This Reddit thread provides a pretty
               | good explanation as to what is going on:
               | 
               | https://www.google.com/amp/s/amp.reddit.com/r/MakerDAO/co
               | mme...
        
               | [deleted]
        
             | bmm6o wrote:
             | Isn't Tether just being held to their own claims? They only
             | need to be 100% backed because they say they are 100%
             | backed.
        
               | EGreg wrote:
               | Seems there is a wider thing at play here
               | 
               | https://www.prnewswire.com/news-releases/usd-coin-
               | reserves-e...
        
           | bingohbangoh wrote:
           | But you forget about DeFi (decentralized finance).
           | 
           | People are using DeFi to make degenerate bets on various
           | crypto projects. That typically involves
           | 
           | (1) buying tether, (2) using it in an overly collateralized
           | loan to borrow tether, (3) then using that tether to buy
           | another crypto, (4) watching/hoping the price of that go up
           | (5) selling that corresponding crypto, locking in gains, and
           | repaying the loan
           | 
           | If tether drops dramatically in price due to a lack of
           | confidence, these loans will be affected. Such crypto tokens
           | may be bubbling up only because these DeFi loans are
           | possible.
        
             | arrosenberg wrote:
             | It doesn't sound like the USD has a ton of exposure here,
             | so how would it bubble up? Does a major bank (Citi, Chase,
             | BofA, etc.) have a large position in Tether?
        
               | JumpCrisscross wrote:
               | > _how would it bubble up?_
               | 
               | A recent fear was Tether holding dollar-denominated
               | commercial paper. If they went under, they'd dump that
               | paper. This happened in '08 with money market funds, and
               | we passed a lot of regulation to ensure that failure mode
               | can't happen again.
               | 
               | Fortunately, to the extent Tether holds anything, it
               | isn't cash or U.S. dollar commercial paper. So contagion
               | vector contained.
        
             | JumpCrisscross wrote:
             | > _these loans will be affected_
             | 
             | Which will wipe out those investors. Not anyone else.
             | People are free to lose their own money. It becomes a
             | regulatory issue when those losses cascade, or if someone
             | who didn't realize they were taking those risks is forced
             | to bear them.
        
               | elliekelly wrote:
               | I don't disagree with anything you've said but I do
               | wonder whether the typical crypto "investor" does realize
               | the risk. In many cases (like Tether, for example) I'm
               | not sure the risk has been adequately disclosed prior to
               | purchase.
        
               | vkou wrote:
               | Who is the typical crypto "investor", though, that is
               | getting into these schemes?
               | 
               | I personally know people who have gotten into the GME
               | craze, I know people who are stupid enough to day-trade
               | options, and I know people who spent a paycheck on buying
               | dogecoin. They are all relatively normal people, and
               | while some of them should _not_ have gotten into these
               | transactions, given what I understand of their personal
               | finances, I understand why this happens. They live in
               | America, where nobody 's stopping you from spending your
               | rent money on buying dumb meme stocks, and RobinHood has
               | a cool mobile app for trading options, and maybe you win,
               | or maybe you get burnt, it is what is, yolo, etc.
               | 
               | But of all those people, I don't know of anyone who
               | dipping their feet into borrowing tethers to trade crypto
               | on margin, or investing into crypto ponzi schemes. Who,
               | exactly, _is_ getting roped into that sort of thing?
               | Posters on the crypto equivalent of r /wsb? Day-traders?
               | Or is it Joe Average?
        
               | rjbwork wrote:
               | >I know people who are stupid enough to day-trade options
               | 
               | Meaning buying and selling the same options contract in
               | intra-day transactions?
               | 
               | Or just retail trading options?
               | 
               | They're two very different things and I think only the
               | former is actually stupid.
        
               | vkou wrote:
               | There's so many ways to screw up buying or selling
               | options, that I believe retail investors should stay away
               | from them, period. There are a lot fewer ways to screw up
               | buying stocks.
        
               | bingohbangoh wrote:
               | But that will affect the price of other crypto assets.
               | How that manifests itself is complicated in a ~$1.5
               | trillion market.
        
             | zzleeper wrote:
             | Is DeFi _SO_ large??? Stablecoins have a mkt cap of ~130bn.
             | And it 's not like bitcoin (or the stock market), where you
             | can start with 1000 tokens valued at $1 each, and then when
             | the price increases suddenly the nominal wealth increases
             | as well. These are stablecoins after all!
        
               | osense wrote:
               | DeFi isn't limited to stablecoins though. I think the
               | current TVL (total value locked) across all DeFi has to
               | be in tens of billions of dollars ATM, judging from the
               | values I've seen on some of the more popular services.
        
         | IncRnd wrote:
         | > We're not really going to do anything except make you not our
         | problem and leave it for the next guy/town/state/etc.
         | 
         | No, it's not the Wild West, rather the opposite. These
         | businesses need to be registered when operating in NY. Two that
         | were not registered were directed to stop unregistered
         | operation. Three others were told to "immediately provide
         | information about their activities and products".
        
         | purple_ferret wrote:
         | Serious question: What's so onerous about the NY bitlicense? I
         | find it hard to believe that a company like FTX, which is
         | shelling out cash to name stadiums and make endorsement deals,
         | can't pony up the money to get the license.
        
           | buckie wrote:
           | I looked into it. It is next to impossible to get. It doesn't
           | take a crazy amount of money to get it, but from what I've
           | experienced it looks like it takes a ton of wealth + the
           | right connections + _Albany_ politics. And that was years
           | ago, I assume it 's worse now. Moreover, there's no SLA for
           | responding to the applications... so there are likely
           | 500-1000 applications sitting in a box some where in Albany.
           | 
           | Bitlicense isn't a disaster, but it's a huge problem if
           | you're in the space that you really do need to be careful of
           | crossing. Crypto has a meme factory but not a lobbying
           | strategy, and even if it did it's up against two near
           | immovable objects: old school finance lobbying and being an
           | easy target/distraction in the press.
           | 
           | We should just be thankful that Bitlicense wasn't adopted
           | elsewhere and give up on NYC as a hub for this stuff. Until
           | crypto grows beyond finance AND legal combined (legal will
           | lobby with finance if asked) in terms of _who makes money in
           | NYC_ -or- crypto allies itself with another major mover
           | (maybe real estate), don 't expect things to ever change for
           | the better.
           | 
           | It's a shame really. NYC would be leading crypto if not for
           | this law. But then again, NYC doesn't care because tech is
           | probably the 5th or 6th largest revenue generator in the city
           | and has few/no generation spanning connections to Albany.
        
             | jjtheblunt wrote:
             | what would "leading crypto" look like?
             | 
             | (genuine question that i've thought about)
        
               | wmf wrote:
               | It looks like 100x leverage YOLO "trading".
        
           | rafale wrote:
           | A bitlicense won't allow 100x leverage. That's where they
           | make a lot of money, liquidating newbies.
        
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