Mill's logic of induction contains the same fault as that already present in Hume's psychological theory of cause. Hume makes merely the causal law itself responsible for our inductive inferences, and accordingly (as Mill likewise wrongly assumes) for our inferences in general. But we recognize how rightly Mill came to assert, in contradiction to his empiristic presuppositions, that the causal law offers "an undoubted assurance of an invariable, universal, and unconditional," that is, necessary, sequence of events, from which no seeming irregularity of occurrence and no gap in our experience can lead us astray, as long as experience offers uniformities of sequence.
Rationalism is thus in the right, when it regards the necessary connection as an essential characteristic of the relation between cause and effect, that is, recognizes in it a relation of real dependence. At this point Kant and Schopenhauer have had a profounder insight than Hume and Stuart Mill. Especially am I glad to be in agreement with Lotze on a point which he reached by a different route and from essentially different presuppositions. Lotze distinguishes in pure logic between postulates, hypotheses, and fictions. He does not refer the term "postulate" exclusively to the causal law which governs our entire empirical thought in its formation of hypotheses, but gives the term a wider meaning. "Postulates" are only corollaries from the inductive fundamental form of all hypothesis construction, and correspond essentially to what we have called general or heuristic hypotheses. His determination of the validity of these postulates, however, implies the position to be assigned to the causal law and therefore not to those heuristic hypotheses. "The postulate is not an assumption that we can make or refrain from making, or, again, in whose place we can substitute another. It is rather an (absolutely) necessary assumption without which the content of the view at issue would contradict the laws of our thought."[23]
Still the decision that we have reached is not on this account in favor of rationalism, as this is represented for instance by Kant and his successors down to our own time, and professed by Lotze in the passage quoted, when he speaks of an absolute necessity for thought. We found that the causal law requires a necessary connection between events given us in constant sequence. It is not, however, on that account a law of our thought or of a "pure understanding" which would be absolutely independent of all experience. When we take into consideration the evolution of the organic world of which we are members, then we must say that our intellect, that is, our ideation and with it our sense perception, has evolved in us in accordance with the influences to which we have been subjected. The common elements in the different contents of perception which have arisen out of other psychical elements, seemingly first in the brute world, are not only an occasion, but also an efficient cause, for the evolution of our processes of reproduction, in which our memory and imagination as well as our knowledge and thought, psychologically considered, come to pass. The causal law, which the critical analysis of the material scientific methods shows to be a fundamental condition of empirical thought, in its requirement that the events stand as causes and effects in necessary connection, or real dependence, comprehends these uniform contents of perception only in the way peculiar to our thought.
Doubtless our thought gives a connection to experience through this its requirement which experience of itself could not offer. The necessary connection of effect with cause, or the real dependence of the former upon the latter, is not a component of possible perception. This requirement of our thought does not, however, become thereby independent of the perceptive elements in the presuppositions involved in the uniformity of sequence. The a priori in the sense of "innate ideas," denoting either these themselves or an absolutely a priori conformity to law that underlies them, for instance, our "spontaneity," presupposes in principle that our "soul" is an independently existing substance in the traditional metaphysical sense down to the time of Locke. Kant's rationalistic successors, for the most part, lost sight of the fact that Kant had retained these old metaphysical assumptions in his interpretation of the transcendental conditions of empirical interaction and in his cosmological doctrine of freedom. The common root of the sensibility and of the understanding as the higher faculty of knowledge remains for Kant the substantial force of the soul, which expresses itself (just as in Leibnitz) as vis passiva and vis activa. The modern doctrine of evolution has entirely removed the foundation from this rationalism which had been undermined ever since Locke's criticism of the traditional concept of substance.
To refer again briefly to a second point in which the foregoing results differ from the Kantian rationalism as well as from empiricism since Hume: The postulate of a necessary connection between cause and effect, as we have seen, in no way implies the consequence that the several inductions lose the character of hypotheses. This does not follow merely from the fact that all inductions besides the causal law include the hypothetical thought that the same causes will be given in the reality not yet observed as appear in that already observed. The hypothetical character of all inductive inferences is rather revealed through the circumstance that in the causal postulate absolutely nothing is contained regarding what the efficacy in the causes is, and how this efficacy arises.
* * * * *
Only such consequences of the foregoing interpretation of the causal law and of its position as one of the bases of all scientific construction of hypotheses may be pointed out, in conclusion, as will help to make easier the understanding of the interpretation itself.
The requirement of a necessary connection, or dependence, is added by our thought to the reproductive and recognitive presuppositions that are contained in the uniformity of the sequence of events. If this necessary connection be taken objectively, then it reveals as its correlate the requirement of a real dependence of effect upon cause. We come not only upon often and variously used rationalistic thoughts, but also upon old and unchangeable components of all empirical scientific thought, when we give the name "force" to the efficacy that underlies causes. The old postulate of a dynamic intermediary between the events that follow one another constantly retains for us, therefore, its proper meaning. We admit without hesitation that the word "force" suggests fetishism more than do the words "cause" and "effect;" but we do not see how this can to any degree be used as a counter-argument. All words that were coined in the olden time to express thoughts of the practical Weltanschauung have an archaic tang. Likewise all of our science and the greater part of our nomenclature have arisen out of the sphere of thought contained in the practical Weltanschauung, which centred early in fetishism and related thoughts. If, then, we try to free our scientific terminology from such words, we must seek refuge in the Utopia of a lingua universalis, in short, we must endeavor to speak a language which would make science a secret of the few. Or will any one seriously maintain that a thought which belongs to an ancient sphere of mental life must be false for the very reason that it is ancient?
In any case, it is fitting that we define more closely the sense in which we are to regard forces as the dynamic intermediaries of uniform occurrence. Force cannot be given as a content of perception either through our senses or through our consciousness of self; in the case of the former, not in our kinesthetic sensations, in the case of the latter, not in our consciousness of volition. Volition would not include a consciousness of force, even though we were justified in regarding it as a simple primitive psychosis, and were not compelled rather to regard it as an intricate collection of feelings and sensations as far as these elementary forms of consciousness are connected in thought with the phenomena of reaction. Again, forces cannot be taken as objects that are derived as possible perceptions or after the analogy of possible perceptions. The postulate of our thought through which these forces are derived from the facts of the uniform sequence of events, reveals them as limiting notions (Grenzbegriffe), as specializations of the necessary connection between cause and effect, or of the real dependence of the former upon the latter; for the manner of their causal intermediation is in no way given, rather they can be thought of only as underlying our perceptions. They are then in fact qualitates occultae; but they are such only because the concept of quality is taken from the contents of our sense and self perception, which of course do not contain the necessary connection required by our thought. Whoever, therefore, requires from the introduction of forces new contents of perception, for instance, new and fuller mechanical pictures, expects the impossible.
The contempt with which the assumption of forces meets, on the part of those who make this demand, is accordingly easily understood, and still more easily is it understood, if one takes into consideration what confusion of concepts has arisen through the use of the term "force" and what obstacles the assumption of forces has put in the way of the material sciences. It must be frankly admitted that this concept delayed for centuries both in the natural and moral sciences the necessary analysis of the complicated phenomena forming our data. Under the influence of the "concept philosophy" it caused, over and over again, the setting aside of the problems of this analytical empirical thought as soon as their solution had been begun. This misuse cannot but make suspicious from the very start every new form of maintaining that forces underlie causation.
However, misuse proves as little here against a proper use as it does in other cases. Moreover, the scruples that we found arising from the standpoint of empiricism against the assumption of forces are not to the point. In assuming a dynamic intermediary between cause and effect, we are not doubling the problems whose solution is incumbent upon the sciences of facts, and still less is it true that our assumption must lead to a logical circle. That is, a comparison with the ideas of the old concept philosophy, which even in the Aristotelian doctrine contain such a duplication, is not to the point. Those ideas are hypostasized abstractions which are taken from the uniformly coexisting characteristics of objects. Forces, on the other hand, are the imperceivable relations of dependence which we must presuppose between events that follow one another uniformly, if the uniformity of this sequence is to become for us either thinkable or conceivable. The problems of material scientific research are not doubled by this presupposition of a real dynamic dependence, because it introduces an element not contained in the data of perception which give these problems their point of departure. This presupposition does not renew the thought of an analytic rational connection between cause and effect which the concept philosophy involves; on the contrary, it remains true to the principle made practical by Hume and Kant, that the real connection between causes and their effects is determinable only through experience, that is, empirically and synthetically through the actual indication of the events of uniform sequence. How these forces are constituted and work, we cannot know, since our knowledge is confined to the material of perception from which as a basis presentation has developed into thought. The insight that we have won from the limiting notion of force helps us rather to avoid the misuse which has been made of the concept of force. A fatal circle first arises, when we use the unknowable forces and not the knowable events for the purpose of explanation, that is, when we cut off short the empirical analysis which leads ad infinitum. To explain does not mean to deduce the known from the unknown, but the particular from the general. It was therefore no arbitrary judgment, but an impulse conditioned by the very nature of our experience and of our thought, that made man early regard the causal connection as a dynamic one, even though his conception was of course indistinct and mixed with confusing additions.
The concept of force remains indispensable also for natural scientific thought. It is involved with the causal law in every attempt to form an hypothesis, and accordingly it is already present in every description of facts which goes by means of memory or abstraction beyond the immediately given content of present perception. In introducing it we have in mind, moreover, that the foundations of every possible interpretation of nature possess a dynamic character, just because all empirical thought, in this field as well, is subordinate to the causal law. This must be admitted by any one who assumes as indispensable aids of natural science the mechanical figures through which we reduce the events of sense perception to the motion of mass particles, that is, through which we associate these events with the elements of our visual and tactual perception. All formulations of the concept of mass, even when they are made so formal as in the definition given by Heinrich Hertz, indicate dynamic interpretations. Whether the impelling forces are to be thought of in particular as forces acting at a distance or as forces acting through collision depends upon the answer to the question whether we have to assume the dynamic mass particles as filling space discontinuously or continuously. The dynamic basis of our interpretation of nature will be seen at once by any one who is of the opinion that we can make the connection of events intelligible without the aid of mechanical figures, for instance, in terms of energy.
Thus it results that we interpret the events following one another immediately and uniformly as causes and effects, by presupposing as fundamental to them forces that are the necessary means of their uniformity of connection. What we call "laws" are the judgments in which we formulate these causal connections.
A second and a third consequence need only be mentioned here. The hypothesis that interprets the mutual connection of psychical and physical vital phenomena as causal one is as old as it is natural. It is natural, because even simple observations assure us that the mental content of perception follows uniformly the instigating physical stimulus and the muscular movement the instigating mental content which we apprehend as will. We know, however, that the physical events which, in raising the biological problem, we have to set beside the psychical, do not take place in the periphery of our nervous system and in our muscles, but in the central nervous system. But we must assume, in accordance with all the psycho-physiological data which at the present time are at our disposal, that these events in our central nervous system do not follow the corresponding psychical events, but that both series have their course simultaneously. We have here, therefore, instead of the real relation of dependence involved in constant sequence, a real dependence of the simultaneity or correlative series of events. This would not, of course, as should be at once remarked, tell as such against a causal connection between the two separate causal series. But the contested parallelistic interpretation of this dependence is made far more probable through other grounds. These are in part corollaries of the law of the conservation of energy, rightly interpreted, and in part epistemological considerations. Still it is not advisable to burden methodological study, for instance, the theory of induction, with these remote problems; and on that account it is better for our present investigation to subordinate the psychological interdependences, to the causal ones in the narrower sense.
The final consequence, too, that forces itself upon our attention is close at hand in the preceding discussion. The tradition prevailing since Hume, together with its inherent opposition to the interpretation of causal connection given by the concept philosophy, permitted us to make the uniform sequences of events the basis of our discussion. In so doing, however, our attention had to be called repeatedly to one reservation. In fact, only a moment ago, in alluding to the psychological interdependences, we had to emphasize the uniform sequence. Elsewhere the arguments depended upon the uniformity that characterizes this sequence; and rightly, for the reduction of the causal relation to the fundamental relation of the sequence of events is merely a convenient one and not the only possible one. As soon as we regard the causal connection, along with the opposed and equal reaction, as an interconnection, then cause and effect become, is a matter of principle, simultaneous. The separation of interaction from causation is not justifiable.
In other ways also we can so transform every causal relation that cause and effect must be regarded as simultaneous. Every stage, for instance, of the warming of a stone by the heat of the sun, or of the treaty conferences of two states, presents an effect that is simultaneous with the totality of the acting causes. The analysis of a cause that was at first grasped as a whole into the multiplicity of its constituent causes and the comprehension of the constituent causes into a whole, which then presents itself as the effect, is a necessary condition of such a type of investigation. This conception, which is present already in Hobbes, but especially in Herbart's "method of relations," deserves preference always where the purpose in view is not the shortest possible argumentation but the most exact analysis.
If we turn our attention to this way of viewing the problem,—not, however, in the form of Herbart's speculative method,—we shall find that the results which we have gained will in no respect be altered. We do, however, get a view beyond. From it we can find the way to subordinate not only the uniform sequence of events, but also the persistent characteristics and states with their mutual relations, under the extended causal law. In so doing, we do not fall back again into the intellectual world of the concept philosophy. We come only to regard the persisting coexistences—in the physical field, the bodies, in the psychical, the subjects of consciousness—as systems or modes of activity. The thoughts to which such a doctrine leads are accordingly not new or unheard of. The substances have always been regarded as sources of modes of activity. We have here merely new modifications of thoughts that have been variously developed, not only from the side of empiricism, but also from that of rationalism. They carry with them methodologically the implication that it is possible to grasp the totality of reality, as far as it reveals uniformities, as a causally connected whole, as a cosmos. They give the research of the special sciences the conceptual bases for the wider prospects that the sciences of facts have through hard labor won for themselves. The subject of consciousness is unitary as far as the processes of memory extend, but it is not simple. On the contrary, it is most intricately put together out of psychical complexes, themselves intricate and out of their relations; all of which impress upon us, psychologically and, in their mechanical correlates, physiologically, an ever-recurring need for further empirical analysis. Among the mechanical images of physical reality that form the foundation of our interpretation of nature, there can finally be but one that meets all the requirements of a general hypothesis of the continuity of kinetic connections. With this must be universally coördinated the persistent properties or sensible modes of action belonging to bodies. The mechanical constitution of the compound bodies, no matter at what stage of combination and formation, must be derivable from the mechanical constitution of the elements of this combination. Thus our causal thought compels us to trace back the persistent coexistences of the so-called elements to combinations whose analysis, as yet hardly begun, leads us on likewise to indefinitely manifold problems. Epistemologically we come finally to a universal phenomenological dynamism as the fundamental basis of all theoretical interpretation of the world, at least fundamental for our scientific thought, and we are here concerned with no other.
[4] Cf. the author's "Theorie der Typeneinteilungen," Philosophische Monatshefte, vol. xxx, Berlin, 1894.
[5] Kant, Kr. d. r. V., 2d ed., p. 862.
[6] According to Plato, it is true, the ideas are separated from the sensible things; they must be thought in a conceptual place, for the space of sense perception is to be understood as non-being, matter. The things revealed to sense, however, occupy a middle position between being and non-being, so that they partake of the ideas. In this sense, the statement made above holds also of the older view of the concept philosophy.
[7] Cf. the articles on Francis Bacon by Chr. Sigwart in the Preussische Jahrbücher, xii, 1863, and xiii, 1864.
[8] Kant, Kr. d. r. V., 1st ed., pp. 100 f.
[9] It is not our present concern to ascertain how this actually happens. The psychological presuppositions of the present paper are contained in the theory of reproduction that I have worked out in connection with the psychology of speech in the articles on "Die psychologischen Grundlagen der Beziehungen zwischen Sprechen und Denken," Archiv für systematische Philosophie, II, III, und VII; cf. note 1, page 151.
[10] Cf. the author's "Umrisse zur Psychologie des Denkens," in Philosophische Abhandlungen Chr. Sigwart ... gewidmet, Tübingen, 1900.
[11] The difference between the two points of view can be made clearer by an illustration. The case that we shall analyze is the dread of coming into contact with fire. The psychological analysis of this case has to make clear the mental content of the dread and its causes. Such dread becomes possible only when we are aware of the burning that results from contact with fire. We could have learned to be aware of this either immediately through our own experience, or mediately through the communication of others' experience. In both cases it is a matter of one or repeated experiences. In all cases the effects of earlier experiences equal association and recall, which, in turn, result in recognition. The recognition explaining the case under discussion arises thus. The present stimuli of visual perception arouse the retained impressions of previous visual perceptions of fire and give rise to the present perception (apperception) by fusing with them. By a process of interweaving, associations are joined to this perception. The apperceptively revived elements which lie at the basis of the content of the perception are interwoven by association with memory elements that retain the additional contents of previous perceptions of fire, viz., the burning, or, again, are interwoven with the memory elements of the communications regarding such burning. By means of this interweaving, the stimulation of the apperceptive element transmits itself to the remaining elements of the association complex. The character of the association is different under different conditions. If it be founded only upon one experience, then there can arise a memory or a recall, in the wider sense, of the foregoing content of the perception and feeling at the time of the burning, or, again, there can arise a revival wherein the stimulated elements of retention remain unconscious. Again, the words of the mother tongue that denote the previous mental content, and which likewise belong to the association complex (the apperceiving mass, in the wider sense), can be excited in one of these three forms and in addition as abstract verbal ideas. Each one of these forms of verbal discharge can lead to the innervations of the muscles involved in speech, which bring about some sort of oral expression of judgment. Each of these verbal reproductions can be connected with each of the foregoing sensory (sachlichen) revivals. Secondly, if the association be founded upon repeated perceptions on the part of the person himself, then all the afore-mentioned possibilities of reproduction become more complicated, and, in addition, the mental revivals contain, more or less, only the common elements of the previous perceptions, i. e., reappear in the form of abstract ideas or their corresponding unconscious modifications. In the third case the association is founded upon a communication of others' experience. For the sake of simplicity, let this case be confined to the following instance. The communication consisted in the assertion: "All fire will burn upon contact." Moreover, this judgment was expressed upon occasion of imminent danger of burning. There can then arise, as is perhaps evident, all the possibilities mentioned in the second case, only that here there will be a stronger tendency toward verbal reproduction and the sensory reproduction will be less fixed.
In the first two cases there was connected with the perception of the burning an intense feeling of pain. In the third the idea of such pain added itself to the visual perception of the moment. The associated elements of the earlier mental contents belong likewise to the apperceiving mass excited at the moment, in fact to that part of it excited by means of association processes, or, as we can again say, depending upon the point from which we take our view, the associative or apperceptive completion of the content of present perception. If these pain elements are revived as memories, i. e., as elements in consciousness, they give rise to a new disagreeable feeling, which is referred to the possible coming sensation of burning. If the mental modifications corresponding to these pain elements remain unconscious, as is often possible, there arises none the less the same result as regards our feeling, only with less intensity. This feeling tone we call the dread.
As a result of the sum total of the revivals actual and possible, there is finally produced, according to the particular circumstances, either a motor reaction or an inhibitant of such reaction. Both innervations can take place involuntarily or voluntarily.
The critical analysis of the fact that we dread contact with fire, even has another purpose and accordingly proceeds on other lines. It must make clear under what presuppositions the foresight that lies at the basis of such dread is valid for future experience. It must then formulate the actual process of revival that constitutes the foundation of this feeling as a series of judgments, from which the meaning and interconnection of the several judgments will become clear. Thus the critical analysis must give a logical presentation of the apperceptive and associative processes of revival.
For this purpose the three cases of the psychological analysis reduce themselves to two: viz., first, to the case in which an immediate experience forms the basis, and secondly, to that in which a variety of similar mediately or immediately communicated experiences form such basis.
In the first of these logically differentiated cases, the transformation into the speech of formulated thought leads to the following inference from analogy:
Fire A burned.
Fire B is similar to fire A.
Fire B will burn.
In the second case there arises a syllogism of some such form as:
All fire causes burning upon contact.
This present phenomenon is fire.
This present phenomenon will cause burning upon
contact.
Both premises of this syllogism are inductive inferences, whose implicit meaning becomes clear when we formulate as follows:
All heretofore investigated instances of fire have
burned, therefore all fire burns.
The present phenomenon manifests some properties of
fire, will consequently have all the properties thereof.
The present phenomenon will, in case of contact,
cause burning.
The first syllogism goes from the particular to the particular. The second proves itself to be (contrary to the analysis of Stuart Mill) an inference that leads from the general to the particular. For the conclusion is the particular of the second parts of the major and minor premises; and these second parts of the premises are inferred from their first parts in the two possible ways of inductive inference. The latter do not contain the case referred to in the conclusion, but set forth the conditions of carrying a result of previous experience over to a new case with inductive probability, in other words, the conditions of making past experience a means of foreseeing future experience. It would be superfluous to give here the symbols of the two forms of inductive inference.
We remain within the bounds of logical analysis, if we state under what conditions conclusions follow necessarily from their premises, viz., the conclusions of arguments from analogy and of syllogisms in the narrower sense, as well as those of the foregoing inductive arguments. For the inference from analogy and the two forms of inductive inference, these conditions are the presuppositions already set forth in the text of the present paper, that in the as yet unobserved portion of reality the like causes will be found and they will give rise to like effects. For the syllogism they are the thought that the predicate of a predicate is the (mediate) predicate of the subject. Only the further analysis of these presuppositions, which is undertaken in the text, leads to critical considerations in the narrower sense.
[12] A System of Logic, Ratiocinative and Inductive, bk. III, ch. v, § 6.
[13] This doctrine began in the theological evolution of the Christian concept of God. It was first fundamentally formulated by Leibnitz. It is retained in Kant's doctrine of the harmonia generaliter stabilita and the latter's consequences for the critical doctrine of the mundus intelligibilis. Hence it permeates the metaphysical doctrines of the systems of the nineteenth century in various ways.
[14] Cf. the author's Logik, bd. i, § 61.
[15] "Rationem vero harum gravitatis proprietatum ex phaenomenis nondum potui deducere, et hypotheses non fingo. Quicquid enim ex phaenomenis non deducitur, hypothesis vocanda est; et hypotheses seu metaphysicae, seu physicae, seu qualitatum occultarum, seu mechanicae, in philosophia experimentali locum non habent. In hac philosophia propositiones deducuntur ex phaenomenis, et redduntur generales per inductionem." Newton, at the end of his chief work.
[16] Logik, bk. iii, ch. v, § 2.
[17] Logic, bk. iii, ch. v, § 6, and end of § 2. Hume says in a note to section vi of his Enquiry Concerning Human Understanding: "We ought to divide arguments into demonstrations, proofs, and probabilities. By proofs Meaning such arguments from experience as leave no room for doubt or opposition." The note stands in evident contrast to the well-known remarks at the beginning of section iv, pt. i.
[18] Logic, bk. iii, ch. xxi, § 1.
[19] Alongside of these dynamic theories, there are to be found mechanical ones that arose just as early and from the same source, viz., the practical Weltanschauung. It is not part of our purpose to discuss them. Their first scientific expression is to be found in the doctrine of effluences and pores in Empedokles and in Atomism.
[20] Logic, bk. iii, ch. v, § 6.
[21] Vorträge und Reden, bd. ii, "Über den Ursprung und die Bedeutung der geometrischen Axiome."
[22] The only empiricism which can maintain that the same causes would, in conformity with the causal law, be given in the unobserved reality, is one which puts all events that can be regarded as causes in the immediately given content of perception as its members. Such a view is not to be found in Mill; and it stands so completely in the way of all further analysis required of us by every perception of events that no attention has been paid in the text to this extreme of extremes.
[23] Logic, 1874, buch i, kap. viii.
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