% A LaTeX file for a 54 page document. \documentclass[12pt]{article} \usepackage{xspace,amssymb,amsmath,epsfig} %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \setlength{\textwidth}{6.3in} \setlength{\textheight}{8.7in} \setlength{\topmargin}{0pt} \setlength{\headsep}{0pt} \setlength{\headheight}{0pt} \setlength{\oddsidemargin}{0pt} \setlength{\evensidemargin}{0pt} \makeatletter \newfont{\footsc}{cmcsc10 at 8truept} \newfont{\footbf}{cmbx10 at 8truept} \newfont{\footrm}{cmr10 at 10truept} \renewcommand{\ps@plain}{% \renewcommand{\@oddfoot}{\footsc the electronic journal of combinatorics {\footbf 12} (2005), \#R9\hfil\footrm\thepage}} \makeatother \pagestyle{plain} %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% \newcommand{\N}{\mathbb{N}} \newcommand{\Z}{\mathbb{Z}} \newcommand{\Q}{\mathbb{Q}} \newcommand{\R}{\mathbb{R}} \newcommand{\C}{\mathbb{C}} \newcommand{\area}{\mathrm{\mathop{area}}} \newcommand{\dinv}{\mathrm{\mathop{dinv}}} \newcommand{\bounce}{\mathrm{\mathop{bounce}}} \newcommand{\mysc}{\mathrm{\mathop{sc}}} \newcommand{\inv}{\mathrm{\mathop{inv}}} \newcommand{\coinv}{\mathrm{\mathop{coinv}}} \newcommand{\pow}{\mathrm{\mathop{pow}}} \newcommand{\mymat}[4]{\left(\begin{array}{cc} #1 & #2 \\ #3 & #4 \end{array}\right)} \newcommand{\tqbin}[2]{\textstyle\genfrac{[}{]}{0pt}{}{#1}{#2}_q} \newcommand{\tqrbin}[2]{\textstyle\genfrac{[}{]}{0pt}{}{#1}{#2}_{q,r}} \newcommand{\dqbin}[2]{\displaystyle\genfrac{[}{]}{0pt}{}{#1}{#2}_q} \newcommand{\dqrbin}[2]{\displaystyle\genfrac{[}{]}{0pt}{}{#1}{#2}_{q,r}} \title{Conjectured Statistics for the Higher $q,t$-Catalan Sequences} \author{Nicholas A. Loehr\thanks{Work supported by an NSF Graduate Research Fellowship and an NSF Postdoctoral Research Fellowship}\\ \small Department of Mathematics\\ \small University of Pennsylvania \\ \small Philadelphia, PA 19104 \\ \small \texttt{nloehr@math.upenn.edu}\\} \date{\small Submitted: Oct 22, 2002; Accepted: Jan 24, 2005; Published: Feb 14, 2005\\ \small Mathematics Subject Classifications: 05A10, 05E05, 05E10, 20C30, 11B65} \begin{document} \maketitle \begin{abstract} This article describes conjectured combinatorial interpretations for the higher $q,t$-Catalan sequences introduced by Garsia and Haiman, which arise in the theory of symmetric functions and Macdonald polynomials. We define new combinatorial statistics generalizing those proposed by Haglund and Haiman for the original $q,t$-Catalan sequence. We prove explicit summation formulas, bijections, and recursions involving the new statistics. We show that specializations of the combinatorial sequences obtained by setting $t=1$ or $q=1$ or $t=1/q$ agree with the corresponding specializations of the Garsia-Haiman sequences. A third statistic occurs naturally in the combinatorial setting, leading to the introduction of $q,t,r$-Catalan sequences. Similar combinatorial results are proved for these trivariate sequences. \end{abstract} \section{Introduction} \label{sec:intro} In \cite{origpaper}, Garsia and Haiman introduced a $q,t$-analogue of the Catalan numbers, which they called the $q,t$-Catalan sequence. In the same paper, they introduced a whole family of ``higher'' $q,t$-Catalan sequences, one for each positive integer $m$. We begin by describing several equivalent characterizations of the original $q,t$-Catalan sequence. We then discuss analogous characterizations of the higher $q,t$-Catalan sequences. In the rest of the paper, we present some conjectured combinatorial interpretations for the higher $q,t$-Catalan sequences. We prove some combinatorial formulas, recursions, and bijections and introduce a three-variable version of the Catalan sequences. We also show that certain specializations of our combinatorial sequences agree with the corresponding specializations of the higher $q,t$-Catalan sequences. \subsection{The Original $q,t$-Catalan Sequence} \label{subsec:origcat} To give Garsia and Haiman's original definition of the $q,t$-Catalan sequence, we first need to review some standard terminology associated with integer partitions. A \emph{partition} is a sequence $\lambda=(\lambda_1\geq\lambda_2\geq\cdots\geq\lambda_k)$ of weakly decreasing positive integers, called the \emph{parts} of $\lambda$. The integer $N=\lambda_1+\lambda_2+\cdots+\lambda_k$ is called the \emph{area of $\lambda$} and denoted $|\lambda|$. In this case, $\lambda$ is said to be a \emph{partition of $N$}, and we write $\lambda\vdash N$. The number of parts $k$ is called the \emph{length of $\lambda$} and denoted $\ell(\lambda)$. We often depict a partition $\lambda$ by its \emph{Ferrers diagram}. This diagram consists of $k$ left-justified rows of boxes (called \emph{cells}), where the $i$'th row from the top has exactly $\lambda_i$ boxes. Figure \ref{ptndef} shows the Ferrers diagram of $\lambda=(8,7,5,4,4,2,1,1)$, which is a partition of $32$ having eight parts. \begin{figure}[ht] \begin{center} \epsfig{file=ptndef.eps} \caption{Diagram of a partition.} \label{ptndef} \end{center} \end{figure} %Given a partition $\lambda$, the \emph{transpose} $\lambda'$ of %$\lambda$ is the partition obtained by interchanging the rows %and columns of $\lambda$. For example, the transpose %of the partition in Figure \ref{ptndef} is %$\lambda'=(8,6,5,5,3,2,2,1)$. Let $\lambda$ be a partition of $N$. Let $c$ be one of the $N$ cells in the diagram of $\lambda$. We make the following definitions. \begin{enumerate} \item The \emph{arm of $c$}, denoted $a(c)$, is the number of cells strictly right of $c$ in the diagram of $\lambda$. \item The \emph{coarm of $c$}, denoted $a'(c)$, is the number of cells strictly left of $c$ in the diagram of $\lambda$. \item The \emph{leg of $c$}, denoted $l(c)$, is the number of cells strictly below $c$ in the diagram of $\lambda$. \item The \emph{coleg of $c$}, denoted $l'(c)$, is the number of cells strictly above $c$ in the diagram of $\lambda$. \end{enumerate} For example, the cell labelled $c$ in Figure \ref{ptndef} has $a(c)=4$, $a'(c)=2$, $l(c)=3$, and $l'(c)=1$. We define the \emph{dominance partial ordering} on partitions of $N$ as follows. If $\lambda$ and $\mu$ are partitions of $N$, we write $\lambda\geq\mu$ to mean that \[ \lambda_1+\cdots+\lambda_i\geq \mu_1+\cdots+\mu_i \mbox{ for all $i\geq 1$. } \] Fix a positive integer $n$ and a partition $\mu$ of $n$. Let $\mu'$ denote the transpose of $\mu$, obtained by interchanging the rows and columns of $\mu$. Define the following abbreviations: \begin{eqnarray*} h_{\mu}(q,t) &=& \prod_{c\in\mu} (q^{a(c)}-t^{l(c)+1}) \\ h'_{\mu}(q,t) &=& \prod_{c\in\mu} (t^{l(c)}-q^{a(c)+1}) \\ n(\mu) &=& \sum_{c\in\mu} l(c) \\ n(\mu') &=& \sum_{c\in\mu'} l(c)=\sum_{c\in\mu} a(c) \\ B_{\mu}(q,t) &=& \sum_{c\in\mu} q^{a'(c)}t^{l'(c)} \\ \Pi_{\mu}(q,t) &=& \prod_{c\in\mu,c\neq(0,0)} (1-q^{a'(c)}t^{l'(c)}) \end{eqnarray*} In all but the last formula above, the sums and products range over all cells in the diagram of $\mu$. In the product defining $\Pi_{\mu}(q,t)$, the northwest corner cell of $\mu$ is omitted from the product. This is the cell $c$ with $a'(c)=l'(c)=0$; if we did not omit this cell, then $\Pi_{\mu}(q,t)$ would be zero. Finally, we define the \emph{original $q,t$-Catalan sequence} to be the following sequence of rational functions in the variables $q$ and $t$: \begin{equation}\label{origcat} OC_n(q,t) = \sum_{\mu\vdash n} \frac{t^{2n(\mu)}q^{2n(\mu')} (1-t)(1-q)\Pi_{\mu}(q,t) B_{\mu}(q,t)}{h_{\mu}(q,t) h'_{\mu}(q,t)} \ \ \mbox{($n=1,2,3,\ldots$).} \end{equation} It turns out that, for all $n$, $OC_n(q,t)$ is a polynomial in $q$ and $t$ with nonnegative integer coefficients. But this fact is very difficult to prove. See Theorem 1 below. \subsection{Symmetric Function Version of the $q,t$-Catalan Sequence} \label{subsec:sfcat} This section assumes familiarity with basic symmetric function theory, including Macdonald polynomials. We begin by briefly recalling the definition of the modified Macdonald polynomials and the nabla operator. Let $\Lambda$ denote the ring of symmetric functions in the variables $x_1,\ldots,x_n,\ldots$ with coefficients in the field $K=\Q(q,t)$. Let $\alpha$ denote the unique automorphism of the ring $\Lambda$ that interchanges $q$ and $t$. Let $\phi$ denote the unique $K$-algebra endomorphism of $\Lambda$ that sends the power-sum symmetric function $p_k$ to $(1-q^k)p_k$. Let $\geq$ denote the usual dominance partial ordering on partitions. Then the \emph{modified Macdonald basis} is the unique basis $\tilde{H}_{\mu}$ of $\Lambda$ (indexed by partitions $\mu$) such that: \begin{itemize} \item[(1)] $\phi(\tilde{H}_{\mu})= \sum_{\lambda\geq\mu} c_{\lambda,\mu} s_{\lambda}$ for certain scalars $c_{\lambda,\mu}\in K$. \item[(2)] $\alpha(\tilde{H}_{\mu})=\tilde{H}_{\mu'}$. \item[(3)] $\tilde{H}_{\mu}|_{s_{(n)}}=1$. \end{itemize} The \emph{nabla operator} is the unique linear operator on $\Lambda$ defined on the basis $\tilde{H}_{\mu}$ by the formula \[ \nabla(\tilde{H}_{\mu})=q^{n(\mu')}t^{n(\mu)}\tilde{H}_{\mu}. \] (The nabla operator was introduced by F. Bergeron and A. Garsia in \cite{nablaref1}. See also \cite{nablaref2} or \cite{nablaref3} for more information about nabla). Now, we define the \emph{symmetric function version of the $q,t$-Catalan sequence} by the formula \begin{equation}\label{symmcat} SC_n(q,t) = \left.\nabla (e_n)\right|_{s_{1^n}}\ \ \mbox{($n=1,2,3,\ldots$)}, \end{equation} where $e_n$ is an elementary symmetric function, $s_{1^n}$ is a Schur function, and the vertical bar indicates extraction of a coefficient. In more detail, to calculate $SC_n(q,t)$, start with the elementary symmetric function $e_n$ (regarded as an element of the $K$-vector space $\Lambda$), and perform the following steps: \begin{enumerate} \item Find the unique expansion of the vector $e_n$ as a linear combination of the modified Macdonald basis elements $\tilde{H}_{\mu}$. % (see \cite{origpaper} or \cite{modmac2} for definitions of this basis). The scalars appearing in this expansion are elements of $K=\Q(q,t)$. \item Apply the nabla operator to this expansion by multiplying the coefficient of $\tilde{H}_{\mu}$ by $q^{n(\mu')} t^{n(\mu)}$, for every $\mu$. \item Express the resulting vector as a linear combination of the Schur function basis $s_{\mu}$. \item Extract the coefficient of $s_{1^n}$ in this new expansion. This coefficient (an element of $\Q(q,t)$) is $SC_n(q,t)$. \end{enumerate} \subsection{The Representation-Theoretical $q,t$-Catalan Sequence} \label{subsec:repcat} This section assumes familiarity with representation theory of the symmetric groups. Let $R_n=\C[x_1,\ldots,x_n,y_1,\ldots,y_n]$ be a polynomial ring over $\C$ in two independent sets of $n$ variables. Let the symmetric group $S_n$ act on the variables by \[ \sigma(x_i)=x_{\sigma(i)} \mbox{ and } \sigma(y_i)=y_{\sigma(i)} \mbox{ for $\sigma\in S_n$}. \] Extending this action by linearity and multiplicativity, we obtain an action of $S_n$ on $R_n$ which is called the \emph{diagonal action}. This action turns the vector space $R_n$ into an $S_n$-module. We define a submodule $DH_n$ of $R_n$, called the space of \emph{diagonal harmonics}, as follows. A polynomial $f\in R_n$ belongs to $DH_n$ iff $f$ simultaneously solves the partial differential equations \[ \sum_{i=1}^n \frac{\partial^h}{\partial x_i^h} \frac{\partial^k}{\partial y_i^k} f = 0, \] for all integers $h,k$ with $1\leq h+k\leq n$. Let $R_{h,k}$ consist of polynomials in $DH_n$ that are homogeneous of degree $h$ in the $x_i$'s, and homogeneous of degree $k$ in the $y_i$'s, together with the zero polynomial. Then each $R_{h,k}$ is a finite-dimensional submodule of $DH_n$, and we have \[ DH_n=\bigoplus_{h\geq 0} \bigoplus_{k\geq 0} R_{h,k}. \] Thus, $DH_n$ is a bigraded $S_n$-module. Suppose we decompose each $R_{h,k}$ into a direct sum of irreducible modules (which correspond to the irreducible characters of $S_n$). Let $a_{h,k}(n)$ be the number of occurrences of the module corresponding to the sign character $\chi_{1^n}$ in $R_{h,k}$. Then we define the \emph{representation-theoretical $q,t$-Catalan sequence} by \[ RC_n(q,t)=\sum_{h\geq 0}\sum_{k\geq 0} a_{h,k}(n) q^h t^k \ \ \mbox{($n=1,2,3,\ldots$)}. \] Thus, $RC_n(q,t)$ is the generating function for occurrences of the sign character in $DH_n$. By the symmetry of $x_i$ and $y_i$ in the definition, we see that $RC_n(q,t)=RC_n(t,q)$. \subsection{The Two Combinatorial $q,t$-Catalan Sequences} \label{subsec:combcat} We next present a combinatorial construction due to Haglund, and a related construction found later by Haiman, which interpret the $q,t$-Catalan sequence as a weighted sum of Dyck paths. A \emph{Dyck path of height $n$} is a path in the $xy$-plane from $(0,0)$ to $(n,n)$ consisting of $n$ north steps and $n$ east steps (each of length one), such that the path never goes strictly below the diagonal line $y=x$. See Figure \ref{dyck1} for an example. Let ${\cal D}_n$ denote the collection of Dyck paths of height $n$. For $D\in{\cal D}_n$, let $\area(D)$ be the number of complete lattice squares (or \emph{cells}) between the path $D$ and the main diagonal. For $0\leq i< n$, define $\gamma_i(D)$ to be the number of cells between the path and the main diagonal in the $i$'th row of the picture, where we let the bottom row be row zero. Thus, $\area(D)=\sum_{i=0}^{n-1} \gamma_i(D)$. Following Haiman, we set \begin{equation}\label{haiman} \dinv(D)=\sum_{i0$), the bounce path goes due west until it hits the Dyck path, then due south until it hits the main diagonal. The bounce path terminates when it reaches $(0,0)$. See Figure \ref{dyck2} for an example. Suppose the bounce path derived from $D$ hits the main diagonal at the points \[ (n,n),\ \ (i_1,i_1),\ \ (i_2,i_2),\ \ \ldots,\ \ (i_s,i_s),\ \ (0,0). \] Then Haglund's bounce statistic is defined by \[ \bounce(D)=\sum_{k=1}^s i_k. \] \begin{figure}[ht] \begin{center} \epsfig{file=dyck2.eps} \caption{A Dyck path with its derived bounce path.} \label{dyck2} \end{center} \end{figure} We define \emph{Haglund's combinatorial $q,t$-Catalan sequence} by \[ C_n(q,t)=\sum_{D\in{\cal D}_n} q^{\area(D)}t^{\bounce(D)} \ \ \mbox{($n=1,2,3,\ldots$)}. \] \subsection{Equivalence of the $q,t$-Catalan Sequences} \label{subsec:equivcat} The five $q,t$-Catalan sequences discussed in the preceding sections have quite different definitions. In spite of this, we have the following theorem. \noindent\textbf{Theorem 1.} For every positive integer $n$, \[ OC_n(q,t)=SC_n(q,t)=RC_n(q,t)=HC_n(q,t)=C_n(q,t). \] In particular, $OC_n(q,t)$ is a polynomial in $q$ and $t$ with nonnegative integer coefficients for all $n$. This theorem was proved in various papers of Garsia, Haiman, and Haglund. In \cite{origpaper}, Garsia and Haiman proved that $SC_n(q,t)=OC_n(q,t)$ using symmetric function identities. Haglund discovered the combinatorial sequence $C_n(q,t)$ (see \cite{haglundstat}), and Haiman proposed his version $HC_n(q,t)$ shortly thereafter. Haiman and Haglund easily proved that $HC_n(q,t)=C_n(q,t)$ by showing that both satisfy the same recursion. We discuss this recursion later (\S \ref{sec:recursions}). Similarly, Garsia and Haglund proved in \cite{nablaproof,PNAS-GH} that $C_n(q,t)=SC_n(q,t)$ by showing that both sequences satisfied the same recursion. This proof is much more difficult and requires substantial machinery from symmetric function theory. Finally, Haiman proved that $RC_n(q,t)=SC_n(q,t)$ using sophisticated algebraic geometric methods (see \cite{bighaimantheorem}). A consequence of Theorem 1 is that $C_n(q,t)=C_n(t,q)$ for all $n$, since this symmetry property holds for $RC_n$. (It is also easily deduced from the formula for $OC_n$, by replacing the summation index $\mu$ by the conjugate of $\mu$ and simplifying.) An open question is to give a combinatorial proof that $C_n(q,t)=C_n(t,q)$. Later, we give bijections proving the weaker result that $C_n(q,1)=C_n(1,q)= HC_n(q,1)=HC_n(1,q)$. This says that the new statistics of Haiman and Haglund have the same univariate distribution as the area statistic on Dyck paths. \subsection{The Higher $q,t$-Catalan Sequences} \label{subsec:highercat} We now discuss various descriptions of the higher $q,t$-Catalan sequences, also introduced by Garsia and Haiman in \cite{origpaper}. Fix a positive integer $m$. The \emph{original higher $q,t$-Catalan sequence of order $m$} is defined by \begin{equation}\label{origmcat} OC_n^{(m)}(q,t) = \sum_{\mu\vdash n} \frac{t^{(m+1)n(\mu)}q^{(m+1)n(\mu')} (1-t)(1-q)\Pi_{\mu}(q,t) B_{\mu}(q,t)}{h_{\mu}(q,t) h'_{\mu}(q,t)} \ \ \mbox{($n=1,2,3,\ldots$).} \end{equation} This formula is the same as (\ref{origcat}), except that the factors $t^{2n(\mu)}q^{2n(\mu')}$ in $OC_n(q,t)$ have been replaced by $t^{(m+1)n(\mu)}q^{(m+1)n(\mu')}$. Clearly, $OC_n^{(1)}(q,t)=OC_n(q,t)$. Next, the \emph{symmetric function version} of the higher $q,t$-Catalan sequence of order $m$ is defined by \begin{equation}\label{symmmcat} SC_n^{(m)}(q,t) = \left.\nabla^m(e_n)\right|_{s_{1^n}}\ \ \mbox{($n=1,2,3,\ldots$)}, \end{equation} where $\nabla^m$ means apply the nabla operator $m$ times in succession. To calculate $SC_n^{(m)}(q,t)$ for a particular $m$ and $n$, one should express $e_n$ as a linear combination of the modified Macdonald basis elements $\tilde{H}_{\mu}$, multiply the coefficient of each $\tilde{H}_{\mu}$ by $t^{mn(\mu)}q^{mn(\mu')}$, express the result in terms of the Schur basis $\{s_{\mu}\}$, and extract the coefficient of $s_{1^n}$. Garsia and Haiman proved in \cite{origpaper} that $OC_n^{(m)}(q,t)=SC_n^{(m)}(q,t)$ using symmetric function identities. A possible representation-theoretical version of the higher $q,t$-Catalan sequences is given in \cite{origpaper}; we will not discuss it here. A problem mentioned but not solved in \cite{origpaper} is to give a combinatorial interpretation for the sequences $OC_n^{(m)}(q,t)$. That paper does give a simple interpretation for $OC_n^{(m)}(q,1)$, which we now describe. Given positive integers $m$ and $n$, let us define an \emph{$m$-Dyck path of height $n$} to be a path in the $xy$-plane from $(0,0)$ to $(mn,n)$ consisting of $n$ north steps and $mn$ east steps (each of length one), such that the path never goes strictly below the slanted line $x=my$. See Figure \ref{dyck3} for an example with $m=3$ and $n=8$. % Got this from NB3, p.158 Let ${\cal D}_{n}^{(m)}$ denote the collection of $m$-Dyck paths of height $n$. For $D\in {\cal D}_{n}^{(m)}$, let $\area(D)$ be the number of complete lattice squares strictly between the path $D$ and the line $x=my$. For instance, $\area(D)=23$ for the path $D$ shown in Figure \ref{dyck3}. We then have (see \cite{origpaper}) \[ OC_n^{(m)}(q,1)=OC_n^{(m)}(1,q)=\sum_{D\in {\cal D}_{n}^{(m)}} q^{\area(D)}. \] \begin{figure}[ht] \begin{center} \epsfig{file=dyck3.eps} \caption{A 3-Dyck path of height 8.} \label{dyck3} \end{center} \end{figure} \section{Conjectured Combinatorial Interpretations for the Higher $q,t$-Catalan Sequences} \label{sec:combconj} Fix a positive integer $m$. We next describe two statistics defined on $m$-Dyck paths that each have the same distribution as the area statistic. The first statistic generalizes Haiman's statistic for Dyck paths; the second statistic generalizes Haglund's bounce statistic. We conjecture that either statistic, when paired with area and summed over $m$-Dyck paths of height $n$, will give a generating function that equals $OC_n^{(m)}(q,t)$. \subsection{A Version of Haiman's Statistic for $m$-Dyck Paths} \label{subsec:mhmstat} The statistic discussed here was derived from a statistic communicated to the author by M. Haiman \cite{haiman-email}. Let $D\in{\cal D}_{n}^{(m)}$ be an $m$-Dyck path of height $n$. As in \S \ref{subsec:combcat}, we define $\gamma_i(D)$ to be the number of cells in the $i$'th row that are completely contained in the region between the path $D$ and the diagonal $x=my$, for $0\leq i < n$. Here, the lowest row is row zero. Note that $\area(D)=\sum_{i=0}^{n-1} \gamma_i(D)$. Next, define a statistic $h(D)$ by \begin{equation}\label{mhmdef} h(D) = \sum_{0\leq i1$, the bounce path does not necessarily return to the diagonal $x=my$ after each horizontal move. Consequently, it may occur that we cannot move north at all after making a particular horizontal move. This situation occurs for the bounce path shown in Figure \ref{bounce3}, which is derived from the $3$-path shown in Figure \ref{dyck3}. In this case, we define the next $v_i$ to be zero, and compute the next $h_i=v_i+v_{i-1}+\cdots+v_{i-(m-1)}$ just as before. In other words, vertical moves of length zero can occur, and are treated the same as nonzero vertical moves when computing the $h_i$'s and the $b$ statistic. \begin{figure}[ht] \begin{center} \epsfig{file=bounce3.eps} \caption{A bounce path with vertical moves of length zero.} \label{bounce3} \end{center} \end{figure} The possibility now arises that the bounce path could get ``stuck'' in the middle of the figure. To see why, suppose that $m$ consecutive vertical moves $v_i,\ldots,v_{i+m-1}$ in the bounce path had length zero. Then the next horizontal move $h_{i+m-1}$ would be zero also. As a result, our position in the figure at stage $i+m$ is exactly the same as the position at the beginning of stage $i+m-1$, since $v_{i+m-1}=h_{i+m-1}=0$. {}From the bouncing rules, it follows that $v_{i+m}=0$ also. But then $v_j=h_j=0$ for all $j\geq i+m$, so that the bouncing path is stuck at the current position forever. We now argue that the situation described in the last paragraph will never occur. Since the $m$-Dyck path must start with a north step, we have $v_0>0$, and so we do not get stuck at $(0,0)$. The evolving bounce path will continue to make progress eastward with each horizontal step, unless $h_i=0$ for some $i\geq 0$. Note that $h_i=0$ iff $v_i+v_{i-1}+\cdots+v_{i-(m-1)}=0$. Fix such an $i$, and consider the situation just after making the vertical move of length $v_{i-1}$ and the horizontal move of length $h_{i-1}$. Let $(x_0,y_0)$ denote the position of the bounce path at this instant. Then $y_0=v_0+v_1+\cdots+v_{i-1}$ is the total vertical distance moved so far. Since $v_{i-1}=\cdots=v_{i-(m-1)}=0$, we have $y_0=v_0+\cdots+v_{i-m}$. On the other hand, the total horizontal distance moved so far is $x_0=h_0+h_1+\cdots+h_{i-1}$. From the definition of the $h_j$'s and the fact that $v_{i-1}=\cdots=v_{i-(m-1)}=0$, it follows that $x_0=mv_0+mv_1+\cdots+mv_{i-m}$. In more detail, note that the last nonzero $v_j$, namely $v_{i-m}$, contributes to the $m$ horizontal moves $h_{i-m},\ldots,h_{i-1}$. Similarly, for $j0$ is forced; otherwise, the $m$-Dyck path must have gone east from $(my_0,y_0)$, violating the requirement of always staying weakly above the line $x=my$. This argument is illustrated by the path in Figure \ref{bounce3}. Thus, the bounce path does not get stuck. The argument at the end of the last paragraph can be modified to show that the bounce path (like the $m$-Dyck path itself) never goes below the line $x=my$. For, after moving $v_0+\cdots+v_{i-1}$ steps vertically at some time, we will have gone at most $mv_0+\cdots+mv_{i-1}$ steps horizontally. Therefore, our position is on or above the line $x=my$. Now that we know the bounce path is always well-defined, we can define the \emph{second conjectured combinatorial version} of the higher $q,t$-Catalan sequence of order $m$ by \[ C_n^{(m)}(q,t)=\sum_{D\in{\cal D}_{n}^{(m)}} q^{\area(D)}t^{b(D)} \ \ \mbox{($n=1,2,3,\ldots$)}. \] In \S \ref{subsec:bijections}, we will give a bijective proof that $HC_n^{(m)}(q,t)=C_n^{(m)}(q,t)$. Setting $t=1$ or $q=1$ here shows that both new statistics ($h$ and $b$) have the same distribution on $m$-Dyck paths of height $n$ as the area. \smallskip \noindent\textbf{Conjecture:} For all $m$ and $n$, we have \[ OC_n^{(m)}(q,t)=HC_n^{(m)}(q,t)=C_n^{(m)}(q,t). \] A possible approach to proving this conjecture will be indicated in \S \ref{sec:recursions}. \subsection{A Formula for $C_n^{(m)}(q,t)$} \label{subsec:sumformula} In this section, we give an explicit algebraic formula (\ref{sumformula}) for $C_n^{(m)}(q,t)$ by analyzing bounce paths. This formula, while messy, is obviously a polynomial in $q$ and $t$ with nonnegative integer coefficients, unlike the formula defining $OC_n^{(m)}(q,t)$. A disadvantage of the new formula is that the (conjectured) symmetry $C_n^{(m)}(q,t)=C_n^{(m)}(t,q)$ is not evident from inspection of the formula. Before stating the formula, we briefly review $q$-binomial coefficients. Let $q$ be an indeterminate. Set $[n]_q=1+q+q^2+\cdots+q^{n-1}$ for each positive integer $n$. Set $[0]_q!=1$ and $[n]_q!=\prod_{i=1}^n [i]_q$ for $n>0$. Finally, set $\tqbin{n}{k}=\frac{[n]_q!}{[k]_q! [n-k]_q!}$ for $0\leq k\leq n$, and set $\tqbin{n}{k}=0$ for other values of $k$. When we replace $q$ by $1$, the expressions $[n]_q$, $[n]_q!$, and $\tqbin{n}{k}$ evaluate to the numbers $n$, $n!$, and $\tbinom{n}{k}$, respectively. Note also that $\tqbin{n}{k}=\tqbin{n}{n-k}$. We will often write $\tqbin{a+b}{a,b}$ to denote $\tqbin{a+b}{a}=\tqbin{a+b}{b}$ (multinomial coefficient notation). We shall use the following well-known combinatorial interpretations of the $q$-binomial coefficient $\tqbin{n}{k}$. Let $R_{a,b}$ denote a rectangle of height $a$ and width $b$. We write $\lambda\subset R_{a,b}$ for a partition $\lambda$ if the Ferrers diagram of $\lambda$ fits inside this rectangle. Then \begin{equation}\label{qrect} \dqbin{a+b}{a,b}=\sum_{\lambda\subset R_{a,b}} q^{|\lambda|} =\sum_{\lambda\subset R_{a,b}} q^{ab-|\lambda|}. \end{equation} (The second equality follows from the first by rotating the rectangle $180^{\circ}$ and considering the area cells inside the rectangle but outside $\lambda$.) We prefer the notation $\tqbin{a+b}{a,b}$ because the bottom row displays both dimensions of the containing rectangle. Here are two useful ways to rephrase (\ref{qrect}). Let ${\cal P}_{a,b}$ denote the collection of all paths that proceed from the lower-left corner of $R_{a,b}$ to the upper-right corner by taking $a$ north steps and $b$ east steps of length one. (There is no other restriction on the paths.) If $P$ is such a path, let $\area(P)$ be the number of cells in the rectangle lying below the path $P$. Then \[ \dqbin{a+b}{a,b}=\sum_{P\in{\cal P}_{a,b}} q^{\area(P)} =\sum_{P\in{\cal P}_{a,b}} q^{ab-\area(P)}. \] Similarly, let $R(0^a 1^b)$ denote the collection of all rearrangements of $a$ zeroes and $b$ ones. If $w=(w_1 w_2\ldots w_{a+b})\in R(0^a 1^b)$, define the \emph{inversions of $w$} by $\inv(w)=\sum_{iw_j)$ and the \emph{coinversions of $w$} by $\coinv(w)=\sum_{i0$; $v_s>0$; $v_0+v_1+v_2+\cdots+v_s = n$; and there is never a string of $m$ or more consecutive zeroes in $v$. As usual, let $v_i=0$ for all negative $i$. \smallskip \noindent\textbf{Theorem.} With ${\cal V}_{n}^{(m)}$ defined as above, we have: \begin{equation}\label{sumformula} C_n^{(m)}(q,t) = \sum_{v\in {\cal V}_{n}^{(m)}} t^{\sum_{i\geq 0} i v_i} q^{m\sum_{i\geq 0} % \frac{1}{2} v_i(v_i-1)} \tbinom{v_i}{2}} \prod_{i\geq 1} q^{v_i\sum_{j=1}^m (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}. \end{equation} Equivalently, we may sum over all compositions $v$ of $n$ with zero parts allowed, if we identify compositions that differ only in trailing zeroes. The same formula holds for $HC_n^{(m)}(q,t)$, hence $C_n^{(m)}(q,t)=HC_n^{(m)}(q,t)$. \smallskip \noindent\textbf{Remark:} When $m=1$, this formula reduces to a formula for $C_n(q,t)$ given by Haglund in \cite{haglundstat}. \smallskip \noindent\textbf{Proof, Part 1:} Let $D\in{\cal D}_{n}^{(m)}$ be a typical object counted by $C_n^{(m)}(q,t)$. We can classify $D$ based on the sequence $v(D)=(v_0,v_1,\ldots,v_s)$ of vertical moves in the bounce path derived from $D$. Call this sequence the \emph{bounce composition} of $D$. By the discussion in the preceding section, the vector $v=v(D)$ belongs to ${\cal V}_{n}^{(m)}$. To prove the formula for $C_n^{(m)}(q,t)$, it suffices to show that \[ \begin{split}\lefteqn{\sum_{D:\ v(D)=v } \!\! q^{\area(D)}t^{b(D)} =} \\ & t^{\sum_{i\geq 0} i v_i} q^{m\sum_{i\geq 0} % \frac{1}{2} v_i(v_i-1)} \tbinom{v_i}{2}} \prod_{i=1}^s q^{v_i\sum_{j=1}^m (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1} \end{split} \] for each $v=(v_0,\ldots,v_s)\in {\cal V}_{n}^{(m)}$. By our conventions for $q$-binomial coefficients, the right side of this expression is zero if any $m$ consecutive $v_i$'s are zero (in particular, this occurs if $v_0=0$). Thus, it does no harm in (\ref{sumformula}) to sum over all compositions $v$ of $n$ with zero parts allowed, not just the compositions $v$ belonging to ${\cal V}_{n}^{(m)}$. Now, fix $v\in {\cal V}_{n}^{(m)}$ and consider only the $m$-Dyck paths of height $n$ having bounce composition $v$. By definition of the bounce statistic, every such path $D$ will have the same $t$-weight, namely \[ t^{b(D)}=t^{\sum_{i\geq 0} i v_i}. \] To analyze the $q$-weights, note that we can construct all $m$-Dyck paths of height $n$ having bounce composition $v$ as follows. \begin{enumerate} \item Starting with an empty diagram, draw the bounce path with vertical segments $v_0,\ldots,v_s$. There is exactly one way to do this, since the horizontal moves $h_i$ are completely determined by the vertical moves. \item Having drawn the bounce path, there are now $s$ empty rectangular areas just northwest of the ``left-turns'' in the bounce path. See Figure \ref{brectangles} for an example. Label these rectangles $R_1,\ldots, R_s$, as shown. By definition of the bounce path, rectangle $R_i$ has height $v_i$ and width $h_{i-1}=v_{i-1}+\cdots+v_{i-m}$ for each $i$. To complete the $m$-Dyck path, draw a path in each rectangle $R_i$ from the southwest corner to the northeast corner, \emph{where each path begins with at least one east step}. The first east step in $R_i$ must be present, by definition of $v_{i-1}$. \end{enumerate} \begin{figure}[ht] \begin{center} \epsfig{file=brectangles.eps} \caption{Rectangles above the bounce path.} \label{brectangles} \end{center} \end{figure} We can rephrase the second step as follows. Let $R_i'$ denote the rectangle of height $v_i$ and width $h_i=v_{i-1}+\cdots+v_{i-m}-1$ obtained by ignoring the leftmost column of $R_i$. Then we can uniquely construct the path $D$ by filling each shortened rectangle $R_i'$ with an \emph{arbitrary} path going from the southwest corner to the northeast corner. The generating function for the number of ways to perform this second step, where the exponent of $q$ records the total area above the bounce path, is \[ \prod_{i=1}^s \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1} \] by the preceding discussion of $q$-binomial coefficients. We still need to multiply by a power of $q$ that records the area under the bounce path, which is independent of the choices in the second step. We claim that this area is \[ {m\sum_{i=0}^s \frac{1}{2} v_i(v_i-1)} + \sum_{i=1}^s \left(v_i\sum_{j=1}^m (m-j)v_{i-j}\right), \] which will complete the proof. \begin{figure}[ht] \begin{center} \epsfig{file=dissect.eps} \caption{Dissecting the area below the bounce path.} \label{dissect} \end{center} \end{figure} To establish the claim, dissect the area below the bounce path as shown in Figure \ref{dissect}. There are $s+1$ triangular pieces $T_i$, where the $i$'th triangle contains $0+m+2m+\cdots+(v_i-1)m =m\frac{v_i(v_i-1)}{2}$ complete cells. In Figure \ref{dissect}, for instance, where $v_1=3$, we have shaded the $0+2+4=6$ cells in $T_1$ that contribute to the area statistic. The total area coming from the triangles is \[ m\sum_{i=0}^s \frac{1}{2} v_i(v_i-1). \] There are also $s$ rectangular slabs $S_i$ (for $1\leq i\leq s$). The height of slab $S_i$ is $v_i$. What is the width of $S_i$? To answer this question, fix $i$, let $(a,c)$ be the coordinates of the southeast corner of $S_i$, and let $(b,c)$ be the coordinates of the southwest corner of $S_i$. First note that $c=v_0+v_1+\cdots+v_{i-1}$, the sum of the vertical steps prior to step $i$. Therefore, \[ a=mc=m(v_0+\cdots+v_{i-1})=mv_{i-1}+mv_{i-2}+\cdots+mv_{i-m}+mv_{i-m-1} +\cdots \] since the southeast corner of $S_i$ lies on the line $x=my$. Next, $b=h_0+h_1+\cdots+h_{i-1}$, the sum of the horizontal steps prior to step $i$. Recall that each $h_j$ is the sum of the $m$ preceding $v_i$'s (starting with $i=j$). Substituting into the expression for $b$ gives $b=1v_{i-1}+2v_{i-2}+\cdots+mv_{i-m}+mv_{i-m-1}+mv_{i-m-2}+\cdots$. We conclude that the width of $S_i$ is \[ a-b= (m-1)v_{i-1}+(m-2)v_{i-2}+\cdots+(m-m)v_{i-m}+0+0+\cdots. \] Finally, the area of $S_i$ is the height times the width, which is \[ v_i(a-b)=v_i\sum_{j=1}^m (m-j)v_{i-j}. \] Adding over all $i$ gives the term \[ \sum_{i=1}^s \left(v_i\sum_{j=1}^m (m-j)v_{i-j}\right), \] completing the proof of the claim and the first part of the theorem. \subsection{Proving the Formula for $HC_n^{(m)}(q,t)$} \label{subsec:HCformula} To finish the proof of the theorem, we now give a counting argument to show that $HC_n^{(m)}(q,t)$ is also given by the formula (\ref{sumformula}). This will show that $HC_n^{(m)}(q,t)=C_n^{(m)}(q,t)$. In the next section, we combine the two different proofs of this formula to obtain a bijective proof of the identity $HC_n^{(m)}(q,t)=C_n^{(m)}(q,t)$. Recall that an $m$-Dyck path $D$ can be represented by a vector $$\gamma(D)=(\gamma_0(D),\ldots,\gamma_{n-1}(D)),$$ where $\gamma_i(D)$ is the number of area cells between the path and the diagonal in the $i$'th row from the bottom. Clearly, the path $D$ is uniquely recoverable from the vector $\gamma$. Also, a vector $\gamma=(\gamma_0,\ldots,\gamma_{n-1})$ represents an element $D\in{\cal D}_{n}^{(m)}$ iff the following three conditions hold: \begin{enumerate} \item $\gamma_0=0$. \item $\gamma_i\geq 0$ for all $i$. \item $\gamma_{i+1}\leq \gamma_i+m$ for all $i0$, $v_s>0$, $v_0+\cdots+v_s=n$, and there is never a string of $m$ consecutive zeroes in $v$ (lest $\gamma_{i+1}>\gamma_i+m$ for some $i$). In other words, $v$ belongs to ${\cal V}_{n}^{(m)}$. We now classify the objects $\gamma$ in ${\cal G}_n^{(m)}$ based on their composition. To prove the summation formula for $HC_n^{(m)}(q,t)$, it suffices to show that \begin{equation}\label{gammaclaim} \begin{split} \lefteqn{ \sum_{\gamma:\ v(\gamma)=v } q^{h(\gamma)}t^{\sum_{i\geq 0}\gamma_i} = } \\ & t^{\sum_{i\geq 0} i v_i} q^{m\sum_{i\geq 0} \frac{1}{2} v_i(v_i-1)} \prod_{i=1}^s q^{v_i\sum_{j=1}^m (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1} \end{split} \end{equation} for each $v=(v_0,\ldots,v_s)\in {\cal V}_{n}^{(m)}$. It is clear that the powers of $t$ on each side of this equation agree, since $v_i$ is the number of occurrences of the value $i$ in the summation $\sum_{i\geq 0} \gamma_i$. Before considering the powers of $q$, note that we can uniquely construct all vectors $\gamma\in {\cal G}_n^{(m)}$ having composition $v$ as follows. \begin{enumerate} \item Initially, let $\gamma$ be a string of $v_0$ zeroes. \item Next, insert $v_1$ ones in the gaps to the right of these zeroes. There can be any number of ones in each gap, but no $1$ may appear to the left of the leftmost zero. \item Continue by inserting $v_2$ twos into valid locations, then $v_3$ threes, etc. The general step is to insert $v_i$ copies of the symbol $i$ into valid locations in the current string. Here, a ``valid'' location is one such that inserting $i$ in that location will not cause a violation of the three conditions in the definition of ${\cal G}_n^{(m)}$. \end{enumerate} How many ways are there to perform the $i$'th step of this insertion process, for $i>0$? To answer this, note that a new symbol $i>0$ can only be placed in a gap immediately to the right of the existing symbols $i-1, i-2, \ldots, i-m$ in the current string. There are $v_{i-1}+v_{i-2}+\cdots+v_{i-m}$ such symbols, and hence the same number of gaps. Since multiple copies of $i$ can be placed in each gap, the number of ways to insert the $v_i$ new copies of the symbol $i$ is $\dbinom{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}$. (To see this, represent a particular way of inserting the new $i$'s by a string of $v_i$ ``stars'' representing the $i$'s and $v_{i-1}+\cdots+v_{i-m}-1$ ``bars'' that separate the $v_{i-1}+\cdots+v_{i-m}$ available gaps.) Multiplying these expressions as $i$ ranges from $1$ to $s$, we see that formula (\ref{gammaclaim}) is correct when $q=1$. It remains to see that the power of $q$ is correct as well. We prove this by induction on the largest symbol $s$ appearing in $\gamma$. If $s=0$, then $v=(n)$, and $\gamma$ must consist of a string of $n$ zeroes. From the definition, we see that $h(\gamma)=mn(n-1)/2$. This is the same as the power of $q$ on the right side of (\ref{gammaclaim}), since $v_0=n$ and $v_i=0$ for $i>0$. Now assume that $s>0$. Fix $v=(v_0,\ldots,v_s)\in {\cal V}_{n}^{(m)}$. Let $v'=(v_0,\ldots,v_{s-1})$, which is an element of ${\cal V}_{n-v_s}^{(m)}$ (ignore trailing zeroes in $v'$ if necessary). Our induction hypothesis says that \[ \sum_{\delta: v(\delta)=v'} q^{h(\delta)} = q^{m\sum_{i=0}^{s-1} v_i(v_i-1)/2} \prod_{i=1}^{s-1} q^{v_i\sum_{j=1}^m (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}; \] note that any trailing zeroes in $v'$ just contribute extra factors of $1$ to the right side, which are harmless. We want to establish the analogous formula for \[ \sum_{\gamma: v(\gamma)=v} q^{h(\gamma)}. \] For this purpose, recast the construction given in the $q=1$ case as follows. We can uniquely produce every $\gamma$ with $v(\gamma)=v$ by: first, choosing a $\delta$ with $v(\delta)=v'$; and second, choosing a way to insert $v_s$ copies of $s$ into $\delta$ in valid locations. The generating function for the number of ways to choose $\delta$, where the power of $q$ records $h(\delta)$, is by assumption \[ q^{m\sum_{i=0}^{s-1} v_i(v_i-1)/2} \prod_{i=1}^{s-1} q^{v_i\sum_{j=1}^m (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}. \] To complete the proof, we need to show that the increase in the $h$-statistic caused by the second choice (namely, $h(\gamma)-h(\delta)$) has generating function \begin{equation}\label{addings} q^{mv_s(v_s-1)/2}q^{v_s\sum_{k=1}^m (m-k)v_{s-k}} \dqbin{v_s+v_{s-1}+\cdots+v_{s-m}-1} {v_s,v_{s-1}+\cdots+v_{s-m}-1}; \end{equation} then the desired result will follow from the product rule for generating functions (\cite{benderbook}, Ch. 10). We encode the choice of how to insert the $v_s$ copies of $s$ into $\delta$ as a word $$w\in R(0^{v_s} 1^{v_{s-1}+\cdots +v_{s-m}-1}).$$ To find $w$, read the symbols in the completed vector $\gamma$ from left to right. Write down a zero in $w$ every time an $s$ occurs in $\gamma$; write down a one in $w$ every time one of the symbols $s-1,\ldots,s-m$ occurs in $\gamma$; ignore all other symbols in $\gamma$. By the conditions on $\gamma$, the first symbol in $w$ must be a one (since some symbol in $\{s-1,\ldots,s-m\}$ must appear just before the leftmost $s$ in $\gamma$). Erase this initial $1$ to obtain the word $w$. We will prove that \begin{equation}\label{hdiff} h(\gamma)-h(\delta)= mv_s(v_s-1)/2+v_s\sum_{k=1}^m (m-k)v_{s-k} + \coinv(w); \end{equation} if this equation holds, then (\ref{addings}) immediately follows from it because of (\ref{coinv}). The proof of (\ref{hdiff}) proceeds by induction on the value of $\coinv(w)$. Suppose $\coinv(w)=0$ first. This happens iff all $v_s$ copies of $s$ were inserted into $\delta$ immediately following the last occurrence of any symbol in the set $\{s-1,\ldots,s-m\}$. How do these $v_s$ newly inserted symbols affect the $h$-statistic? To answer this, we must compute the sum (see (\ref{scoredef})) \[ \sum_{ii$ implies that $\gamma_jm$. So these pairs contribute nothing to the $h$-statistic. Third, consider the pairs $(i,j)$ for which $i0$, and consider various subcases. Suppose $k\in\{1,2,\ldots,m\}$. Then $\mysc_m(\gamma_i-\gamma_j)=\mysc_m(-k)=m-k$. For how many pairs $(i,j)$ does it happen that $im$, then $\mysc_m(\gamma_i-\gamma_j)=\mysc_m(-k)=0$, so there is no contribution to the $h$-statistic. The three cases just considered are exhaustive, so we conclude that (\ref{hdiff}) is true when $\coinv(w)$ is zero. For the inductive step, consider what happens when we replace two consecutive symbols $10$ in $w$ by $01$, thus increasing $\coinv(w)$ by one. Let $w'$ be the new word after the replacement, and let $\gamma'$ be the associated vector obtained by inserting $s$'s into $\delta$ according to the encoding $w'$. We may assume, by induction, that (\ref{hdiff}) is correct for $\gamma$ and $w$. Passing from $w$ to $w'$ increases the right side of (\ref{hdiff}) by one. Hence, (\ref{hdiff}) will be correct for $\gamma'$ and $w'$, provided that $h(\gamma')=h(\gamma)+1$. To obtain $\gamma'$ from $\gamma$, look at the symbols in $\gamma$ corresponding to the replaced string $10$ in $w$. The symbol corresponding to the $0$ is an $s$. This $s$ is immediately preceded in $\gamma$ by a symbol in $\{s-1,\ldots,s-m\}$ which corresponds to the $1$, by the conditions on $\gamma$ and the fact that $s>0$. Say $s-k$ immediately precedes this $s$. The effect of replacing $10$ by $01$ in $w$ is to move the $s$ leftwards, past its predecessor $s-k$, and re-insert it in the next valid position in $\gamma$. This valid position occurs immediately to the right of the next occurrence of a symbol in $\{s,s-1,s-2,\ldots,s-m\}$ left of the symbol $s-k$. Pictorially, we have: \[ \mbox{original $\gamma$} = \ldots\ (s-j)\ z_1\ z_2\ \ldots\ z_{\ell}\ (s-k)\ s\ \ldots \] where $0\leq j\leq m$, $1\leq k\leq m$, $\ell\geq 0$, and every $z_i0$. Now, let us examine the effect of this motion on the $h$-statistic. When we move the $s$ left past its predecessor $s-k$ in $\gamma$, we get a net change in the $h$-statistic of \[ \mysc_m(s-[s-k]) - \mysc_m([s-k]-s) =\mysc_m(k)-\mysc_m(-k) = +1, \] since $1\leq k\leq m$ (see (\ref{scoredef})). As before, since $|s-z_i|>m$, moving the $s$ past each $z_i$ will not affect the $h$-statistic at all. Thus, the total change in the $h$-statistic is $+1$, as desired. We can obtain an arbitrary encoding word $w$ from the word $11\ldots 100\ldots 0$ with no coinversions by doing a finite sequence of interchanges of the type just described. Thus, the validity of (\ref{hdiff}) for all words $w$ follows by induction on the number of such interchanges required (this number is exactly $\coinv(w)$, of course). This completes the proof of the theorem. \subsection{A Bijection Proving that $HC_n^{(m)}(q,t)=C_n^{(m)}(q,t)$} \label{subsec:bijections} The two proofs just given to show that formula (\ref{sumformula}) holds for $C_n^{(m)}(q,t)$ and $HC_n^{(m)}(q,t)$ were completely combinatorial. Hence, we can combine these proofs to get a bijective proof that $HC_n^{(m)}(q,t)=C_n^{(m)}(q,t)$. Fix $m$ and $n$. We describe a bijection $\phi:{\cal D}_{n}^{(m)}\rightarrow{\cal D}_{n}^{(m)}$ such that \[ h(D) = \area(\phi(D)) \mbox{ and } \area(D) = b(\phi(D)) \mbox{ for $D\in{\cal D}_{n}^{(m)}$} \] and a bijection $\psi=\phi^{-1}:{\cal D}_{n}^{(m)}\rightarrow{\cal D}_{n}^{(m)}$ such that \[ b(D) = \area(\psi(D)) \mbox{ and } \area(D) = h(\psi(D)) \mbox{ for $D\in{\cal D}_{n}^{(m)}$.} \] These bijections will show that the three statistics $\area$, $h$, and $b$ all have the same univariate distribution on ${\cal D}_{n}^{(m)}$. \smallskip\noindent\textbf{Description of $\phi$.} Let $D$ be an $m$-Dyck path of height $n$. To find the path $\phi(D)$: \begin{itemize} \item Represent $D$ by the vector of row lengths $\gamma(D)=(\gamma_0(D),\ldots, \gamma_{n-1}(D))$, where $\gamma_i(D)$ is the number of area cells in the $i$'th row from the bottom. \item Define $v=(v_0,\ldots,v_s)$ by letting $v_j$ be the number of occurrences of the value $j$ in the vector $\gamma(D)$. \item Starting with an empty triangle, draw a bounce path from $(0,0)$ with successive vertical segments $v_0,\ldots,v_s$ and horizontal segments $h_0,h_1,\ldots$, where $h_i=v_i+v_{i-1}+\cdots+ v_{i-(m-1)}$ for each $i$. \item For $1\leq i\leq s$, form a word $w_i$ from $\gamma(D)$ as follows. Initially, $w_i$ is empty. Read $\gamma$ from left to right. Write down a zero every time the symbol $i$ is seen in $\gamma$. Write down a one every time a symbol in $\{i-1,\ldots,i-m\}$ is seen in $\gamma$. Ignore all other symbols in $\gamma$. At the end, erase the first symbol in $w_i$ (which is necessarily a $1$). \item Let $R_1,\ldots,R_s$ be the empty rectangles above the bounce path. Let $R_1',\ldots,R_s'$ be these rectangles with the leftmost columns deleted (as in \S \ref{subsec:sumformula}). For $1\leq i\leq s$, use the word $w_i$ to fill in the part of the path lying in $R_i'$, from the southwest corner to the northeast corner, by taking a north step for each zero in $w_i$, and an east step for each one in $w_i$. Call the completed path $\phi(D)$. \end{itemize} The two preceding proofs have already shown that $\phi$ has the desired effect on the various statistics. \smallskip\noindent\textbf{Example.} Let $D$ be the $2$-Dyck path of height 12 depicted in Figure \ref{mhmfig}. We have \[ \gamma(D)=(0,0,1,3,5,1,2,3,5,5,4,1);\ \ \area(D)=30;\ \ h(D)=41. \] Doing frequency counts on the entries of $\gamma$, we compute \[ v=(v_0,v_1,v_2,v_3,v_4,v_5)=(2,3,1,2,1,3). \] Given $v$, we can draw the bounce path shown in Figure \ref{brectangles} with $5$ empty rectangles above it. Now, we compute the words $w_i$: \[ w_1=1000;\ \ w_2=11101;\ \ w_3=01101;\ \ w_4=110;\ \ w_5=01001. \] Using these words to fill in the partial paths, we obtain the path $D'$ in Figure \ref{mbouncefig}, which has $b(D)=30$ and $\area(D)=41$. Here is a mild simplification of the bijection. Leave the first $1$ at the beginning of each $w_i$ instead of erasing it. Then the $w_i$ tell us how to construct the partial paths in the full rectangles $R_i$ (rather than the shortened rectangles $R_i'$). Every such partial path begins with an east step, as required by the bouncing rules. \smallskip\noindent\textbf{Description of $\psi$.} Let $D$ be an $m$-Dyck path of height $n$. To find the path $\psi(D)$: \begin{itemize} \item Draw the bounce path derived from $D$ according to the bouncing rules (see \S \ref{subsec:mbouncestat}). Let $v=(v_0,\ldots,v_s)$ be the lengths of the vertical moves in this bounce path. \item Let $R_1,\ldots,R_s$ be the rectangular regions above the bounce path. These regions contain partial paths going from the southwest corner to the northeast corner. For $1\leq i\leq s$, find the word $w_i$ by traversing the partial path in $R_i$ and writing a one for each east step and a zero for each north step. Note that every $w_i$ has first symbol one. \item Build up $\gamma$ as follows. Start with a string of $v_0$ zeroes. For $i=1,2,\ldots,s$, insert $v_i$ copies of $i$ into the current string $\gamma$ according to $w_i$. More explicitly, read $w_i$ left to right. When a $1$ is encountered, scan $\gamma$ from left to right for the next occurrence of a symbol in $\{i-1,\ldots,i-m\}$. When a $0$ is encountered, place an $i$ in the gap immediately to the right of the current symbol in $\gamma$. Continue until all symbols $i$ have been inserted. \item Use $\gamma$ to draw the picture of a new $m$-Dyck path $D'$ of height $n$, by placing $\gamma_i$ area cells in the $i$'th row of the figure. Since $\gamma\in {\cal G}_n^{(m)}$, the resulting picture will be a valid path. \end{itemize} \smallskip\noindent\textbf{Example.} Let $D$ be the $3$-Dyck path of height $8$ shown in Figure \ref{bounce3}. {}From the bounce path drawn in that figure, we find that \[ v=(v_0,\ldots,v_9)=(1,1,1,1,2,0,0,1,1). \] Examining the rectangles above the bounce path (several of which happen to be empty or have height zero), we get the words $w_i$: \[ w_1=10;\ w_2=110;\ w_3=1110;\ w_4=10011;\ w_5=1111;\ w_6=111;\ w_7=110;\ w_8=10. \] Now, build up the vector $\gamma$ as follows: \begin{itemize} \item Initially, $\gamma=0$ (since $v_0=1$). \item Use $w_1=10$ to insert one $1$ into $\gamma$ to get $\gamma=01$. \item Use $w_2=110$ to insert one $2$ into $\gamma$ to get $\gamma=012$. \item Use $w_3=1110$ to insert one $3$ into $\gamma$ to get $\gamma=0123$. \item Use $w_4=10011$ to insert two $4$'s into $\gamma$ to get $\gamma=014423$. \item Use $w_5=1111$ to insert zero $5$'s into $\gamma$ to get $\gamma=014423$. \item Use $w_6=111$ to insert zero $6$'s into $\gamma$ to get $\gamma=014423$. \item Use $w_7=110$ to insert one $7$ into $\gamma$ to get $\gamma=0144723$. \item Use $w_8=10$ to insert one $8$ into $\gamma$ to get $\gamma=01447823$. \end{itemize} Thus, the image path $D'$ is the unique $3$-Dyck path of height 8 such that $\gamma(D')=(0,1,4,4,7,8,2,3)$. $D'$ is pictured in Figure \ref{psiimage}. \begin{figure}[ht] \begin{center} \epsfig{file=psiimage.eps} \caption{The image $\psi(D)$ for the path $D$ from Figure 7.} \label{psiimage} \end{center} \end{figure} As this example indicates, the presence of vertical moves of length zero does not alter the validity of the preceding proofs and bijections. \smallskip\noindent\textbf{Remark.} The main difficulty involved in the combinatorial investigation of the original $q,t$-Catalan sequence $OC_n(q,t)$ was discovering the two statistics \emph{dinv} and \emph{bounce} defined in \S \ref{subsec:combcat}. The area statistic, on the other hand, is quite natural to consider once one notices that $OC_n(1,1)$ counts the number of Dyck paths of height $n$. Similar comments apply to the higher $q,t$-Catalan sequences. Having introduced the bijections $\phi$ and $\psi=\phi^{-1}$, we can consider the problem of finding these statistics in a new light. It is natural to count Dyck paths (or $m$-Dyck paths) by constructing the associated $\gamma$-sequences through successive insertion of zeroes, ones, twos, etc., as done in \S \ref{subsec:HCformula}. The map $\phi$ arises by representing the insertion choices geometrically as paths inside rectangles and positioning these rectangles in a nice way (as in Figure \ref{brectangles}). The remarkable coincidence is that the resulting picture is another $m$-Dyck path. We may thus regard the area statistic and the map $\phi$ as the ``most fundamental'' concepts. Then the two new statistics $h$ and $b$ can be ``guessed'' by simply looking at what happens to the area statistic when we apply $\phi$ (or $\phi^{-1}$)! We find that $\phi$ sends area to the bounce statistic $b$, and $\phi^{-1}$ sends area to the generalized Haiman statistic $h$. %We get two different statistics that can be paired with area %because $\phi$ is \emph{not} an involution. This suggests a possible approach to other problems in which there are two variables with the same univariate distribution, but a combinatorial interpretation is only known for one of the variables. Finding a combinatorial interpretation for the Kostka-Macdonald coefficients (see \cite{macbook}) provides an example of such a problem. There, the $q$-statistic is known (the so-called ``cocharge statistic'' on tableaux), but the $t$-statistic has not been discovered. For other examples of this technique of ``guessing'' new statistics, consult \cite{mythesis}. \section{Recursions for $C_n^{(m)}(q,t)$} \label{sec:recursions} In this section, we prove several recursions for $C_n^{(m)}(q,t)$ and related sequences (see (\ref{messyErec}) and (\ref{nicerec})). Of course, the same recursions hold for $HC_n^{(m)}(q,t)$. These recursions are more convenient for some purposes than the summation formula given in \S \ref{subsec:sumformula}. As an example, we use the recursion to prove a formula for $C_n^{(m)}(q,1/q)$ which shows that $C_n^{(m)}(q,1/q)=OC_n^{(m)}(q,1/q)$ (see (\ref{monster1}) and (\ref{eq:OCmn-specz})). We begin by describing Haglund's recursion for $C_n(q,t)$ (see \cite{haglundstat}). This recursion is a key ingredient in the long proof that $SC_n(q,t)=C_n(q,t)$. We will just give the idea of the proof here; full details may be found in \cite{nablaproof,PNAS-GH}. \subsection{Haglund's Recursion for $C_n(q,t)$} \label{subsec:haglundrec} Fix $n$. Let ${\cal F}_{n,s}$ denote the set of Dyck paths of height $n$ that terminate in exactly $s$ east steps. For such a path, the length of the first bounce step will be $s$ (see Figure \ref{haglundpic} below). Define \[ F_{n,s}(q,t)=\sum_{D\in{\cal F}_{n,s}} q^{\area(D)} t^{\bounce(D)}. \] These generating functions are related to $C_n(q,t)$ by the identities \[ C_n(q,t)=\sum_{s=1}^n F_{n,s}(q,t) \] \[ t^n C_n(q,t)= F_{n+1,1}(q,t). \] The first identity follows by classifying Dyck paths of height $n$ by the number $s$ of east steps in the topmost row. To prove the second identity, augment the diagram of a Dyck path of height $n$ by adding a new top row with no area cells. The result is a Dyck path of height $n+1$ terminating in one east step preceded by one north step. All elements of ${\cal F}_{n+1,1}$ arise uniquely in this way. The bounce path derived from this augmented Dyck path starts with a bounce of size $1$ contributing $n$ to the bounce statistic, and afterwards bounces in the same way that the original bounce path did. See Figure \ref{haglundtoprow}, and compare to Figure \ref{dyck2}. \begin{figure}[ht] \begin{center} \epsfig{file=haglundtoprow.eps} \caption{Adding an empty top row to a Dyck path.} \label{haglundtoprow} \end{center} \end{figure} \smallskip\noindent\textbf{Theorem (Haglund, \cite{haglundstat}).} The generating functions $F_{n,s}$ satisfy the recursion \begin{equation}\label{haglundrecursion} F_{n,s}(q,t)=t^{n-s}q^{s(s-1)/2}\sum_{r=1}^{n-s} \dqbin{r+s-1}{r,s-1} F_{n-s,r}(q,t) \mbox{ for $1\leq s1$, so that we cannot simply remove the first bounce and restart ``from scratch.'' Consequently, we must add more subscripts that keep track of the lengths of the first $m$ vertical moves in the bounce path. Fix $m>1$. Define ${\cal F}_{n;v_0,v_1,\ldots,v_{m-1}}$ to be the collection of $m$-Dyck paths of height $n$ whose derived bounce paths start with vertical moves of lengths $v_0,v_1,\ldots,v_{m-1}$, in that order. Define $F_{n;v_0,\ldots,v_{m-1}}(q,t)$ to be the sum of $q^{\area(D)}t^{b(D)}$ over all paths $D\in{\cal F}_{n;v_0,\ldots,v_{m-1}}$. (An empty sum is defined to be zero.) We make the following observations about these definitions. \begin{itemize} \item If ${\cal F}_{n;v_0,v_1,\ldots,v_{m-1}}$ is a nonempty collection of paths, then we must have $v_0>0$, $v_i\geq 0$ for $i>0$, and $v_0+\cdots+v_{m-1}\leq n$. \item If $v_0=n$ and $v_i=0$ for $i>0$, then ${\cal F}_{n;n,0,\ldots,0}$ consists of the single path $D$ that goes north $n$ steps and then east $mn$ steps. Hence, $F_{n;n,0,\ldots,0}(q,t)=q^{mn(n-1)/2}t^0$. \item Consider the collection ${\cal F}_{n+1;1,0,\ldots,0}$. A path $D$ in this collection starts by going north one unit and then east $m$ units (since $v_1=\cdots=v_{m-1}=0$). At this point, $D$ has returned to the diagonal $x=my$. If we look at the rest of the path beyond this point, we get an arbitrary $m$-Dyck path $D'$ of height $n$. Also, the bounce path for $D'$ is the same as the latter part of the bounce path for $D$ (starting with $v_m$). Note that the prior history in $D$ is immaterial, since $v_{m-1}=\cdots=v_1=0$. See Figure \ref{extrabottomrow}. We conclude that \[ t^{mn}C_n^{(m)}(q,t)=F_{n+1;1,0,\ldots,0}(q,t). \] The extra factor of $t^{mn}$ accounts for the contribution of the first $m$ bounces to $b(D)$, which is not present in $b(D')$. \begin{figure}[ht] \begin{center} \epsfig{file=extrabottomrow.eps} \caption{Removing a trivial bottom row of an $m$-Dyck path.} \label{extrabottomrow} \end{center} \end{figure} \item There is a version of the formula (\ref{sumformula}) for $F_{n;v_0,\ldots,v_{m-1}}(q,t)$. Specifically, \begin{eqnarray*} \lefteqn{F_{n;v_0,\ldots,v_{m-1}}(q,t)=} \\ & & \sum_{(v_m,v_{m+1},\ldots)} t^{\sum_{i\geq 0} i v_i} q^{m\sum_{i\geq 0} % \frac{1}{2} v_i(v_i-1)} \tbinom{v_i}{2}} \prod_{i\geq 1} q^{v_i\sum_{j=1}^{m} (m-j)v_{i-j}} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}. \end{eqnarray*} This equation follows immediately from the combinatorial interpretation of the summation index $v=(v_0,v_1\ldots)$ appearing in (\ref{sumformula}) as the lengths of the vertical segments in the bounce path. Since $v_0,\ldots,v_{m-1}$ are fixed in advance, we need only sum over the remaining segments $v_m,v_{m+1},\ldots$. \end{itemize} To state the new recursion, it is convenient to introduce a modified version of the generating functions $F_{n;v_0,\ldots,v_{m-1}}(q,t)$. Intuitively, we need to remove the influence of $v_0$ on the future bouncing history to obtain a recursion. Assume that $v_0>0$ first. Define ${\cal E}_{n;v_0,\ldots,v_{m-1}}$ to be the collection of all $m$-Dyck paths $D$ of height $n$ with the following properties. First, the bounce path derived from $D$ starts with vertical moves of lengths $v_0,\ldots,v_{m-1}$. Second, the first $m-1$ rectangles $R_1,\ldots,R_{m-1}$ above the bounce path of $D$ (see Figure \ref{brectangles}) are all empty. This means that the subpath in each rectangle goes all the way east before turning north, so that there are no area cells in the rectangle. Then define \[ E_{n;v_0,\ldots,v_{m-1}}(q,t)= \sum_{D\in{\cal E}_{n;v_0,\ldots,v_{m-1}}} q^{\area(D)}t^{b(D)}. \] By filling the empty rectangles $R_1,\ldots,R_{m-1}$ in an object $D\in {\cal E}_{n;v_0,\ldots,v_{m-1}}$ according to the bouncing rules, we deduce that \begin{equation}\label{EvsF} F_{n;v_0,\ldots,v_{m-1}}(q,t)= E_{n;v_0,\ldots,v_{m-1}}(q,t)\prod_{i=1}^{m-1} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1} \mbox{ when $v_0>0$.} \end{equation} This relation gives an exact formula for $E_{n;v_0,\ldots,v_{m-1}}(q,t)$ when $v_0>0$: \begin{equation}\label{messyE1} \begin{split} \lefteqn{E_{n;v_0,\ldots,v_{m-1}}(q,t)=} \\ & \sum_{(v_m,v_{m+1},\ldots)} t^{\sum_{i\geq 0} i v_i} q^{m\sum_{i\geq 0} \frac{1}{2} v_i(v_i-1)} \prod_{i\geq 1} q^{v_i\sum_{j=1}^{m\wedge i} (m-j)v_{i-j}} \prod_{i\geq m} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}. \end{split} \end{equation} Here, we have written $m\wedge i$ to denote the minimum of $m$ and $i$. Note that the validity of equation (\ref{messyE1}) does not depend on the earlier convention that $v_i=0$ for all negative $i$. Now, if $v_0=0$, we simply \emph{define} $E_{n;v_0,\ldots,v_{m-1}}(q,t)$ by formula (\ref{messyE1}). It follows from (\ref{EvsF}) that $E^{(m)}_{n+1;1,0,\ldots,0}(q,t)=F^{(m)}_{n+1;1,0,\ldots,0}(q,t)$. Therefore, \begin{equation}\label{CfromE} C^{(m)}_n(q,t)=t^{-mn}E^{(m)}_{n+1;1,0,\ldots,0}(q,t). \end{equation} We can obtain a recursion for $E_{n;v_0,\ldots,v_{m-1}}$ by breaking up the summation in (\ref{messyE1}) based on the value of $v_m$. Consider a fixed choice of $v_m$ in the range $\{0,1,\ldots,n-v_0-\cdots-v_{m-1}\}$. Write down (\ref{messyE1}) with $n$ replaced by $n-v_0$ and $v_k$ replaced by $v_{k+1}$ for all $k\geq 0$: \begin{equation} E_{n-v_0;v_1,\ldots,v_m}(q,t) = \sum_{(v_{m+1},v_{m+2},\ldots)} \!\!\!\! t^{\sum_{i\geq 0} i v_{i+1}} q^{\pow_1} \prod_{i\geq m} \dqbin{v_{i+1}+v_{i}+\cdots+v_{i+1-m}-1} {v_{i+1},v_i+\cdots+v_{i+1-m}-1}, \end{equation} \[ \pow_1= {m\sum_{i\geq 0} \binom{v_{i+1}}{2}}+ \sum_{i\geq 1} {v_{i+1}\sum_{j=1}^{m\wedge i} (m-j)v_{i+1-j}}. \] Replace $i$ by $i-1$ in this formula to get \begin{equation} \label{messyE2} E_{n-v_0;v_1,\ldots,v_m}(q,t) = \sum_{(v_{m+1},v_{m+2},\ldots)} \!\!\!\! t^{\sum_{i\geq 1} (i-1) v_i} q^{\pow_2} \prod_{i>m} \dqbin{v_{i}+v_{i-1}+\cdots+v_{i-m}-1} {v_{i},v_{i-1}+\cdots+v_{i-m}-1}, \end{equation} \[ \pow_2={m\sum_{i\geq 1} \binom{v_{i}}{2}}+ \sum_{i\geq 2} {v_i\sum_{j=1}^{m\wedge (i-1)} (m-j)v_{i-j}}. \] In the original formula for $E_{n;v_0,\ldots,v_{m-1}}$, we can sum over $v_m$ first and then sum over the remaining $v_j$'s. The resulting formula is: \begin{equation}\label{messyE3} \begin{split} \lefteqn{E_{n;v_0,\ldots,v_{m-1}}(q,t)=} \\ & \sum_{v_m=0}^{n-v_0-\cdots-v_{m-1}} \!\!\!\! % negative space! \sum_{(v_{m+1},v_{m+2},\ldots)} t^{\sum_{i\geq 0} i v_i} q^{\pow_3} \prod_{i\geq m} \dqbin{v_i+v_{i-1}+\cdots+v_{i-m}-1} {v_i,v_{i-1}+\cdots+v_{i-m}-1}, \end{split} \end{equation} \[ \pow_3= {m\sum_{i\geq 0} \binom{v_i}{2}} +\sum_{i\geq 1} {v_i\sum_{j=1}^{m\wedge i} (m-j)v_{i-j}}. \] To go from the formula in (\ref{messyE2}) to the corresponding summand in (\ref{messyE3}), we need to multiply the former by the expression \[ t^{0v_0+v_1+v_2+v_3+\cdots} q^{m\binom{v_0}{2}} q^{v_1v_0(m-1)}\prod_{i=2}^m q^{v_i(m-i)v_0} \dqbin{v_{m}+\cdots+v_0-1}{v_{m},v_{m-1}+\cdots+v_0-1}. \] Doing this multiplication and adding over all choices of $v_m$, we obtain the recursion \begin{equation}\label{messyErec} \begin{split} \lefteqn{ E_{n;v_0,\ldots,v_{m-1}}(q,t)= } \\& t^{n-v_0}q^{m\binom{v_0}{2}} \prod_{i=1}^{m-1} q^{v_0v_i(m-i)} \sum_{v_m=0}^{n-v_0-\cdots-v_{m-1}} \dqbin{v_m+\cdots+v_0-1}{v_m,v_{m-1}+\cdots+v_0-1} E_{n-v_0;v_1,\ldots,v_{m-1},v_m}(q,t). \end{split}\end{equation} The initial conditions are \[ E_{n;n,0,\ldots,0}(q,t)=q^{mn(n-1)/2}t^0 \] \[ E_{n;0,0,\ldots,0}(q,t)=0. \] Observe that we recover Haglund's original recursion when $m=1$. It is hoped that (\ref{messyErec}) could be used to prove the conjecture $C_n^{(m)}(q,t)=SC_n^{(m)}(q,t)$. One difficulty is finding the analogues of $E_{n;v_0,\ldots,v_{m-1}}$ in the symmetric function setting. Computer experiments suggest that \[ E_{n;v_0,0,\ldots,0}(q,t)=q^{mv_0(v_0-1)/2} t^{(m-1)(n-v_0)} \left.\nabla^m(e_{n-v_0}[X(1+q+q^2+\cdots +q^{v_0-1})])\right|_{s_{1^{n-v_0}}}, \] However, we have not found a conjectured formula for the general $E_{n;v_0,\ldots,v_{m-1}}$ in terms of the nabla operator. It is clear that we could perform a similar manipulation of (\ref{sumformula}) to obtain a recursion based on removing the last nontrivial vertical bounce $v_s$. The inductive proof in \S \ref{subsec:HCformula} that (\ref{sumformula}) equals $HC_n^{(m)}(q,t)$ was based on this idea. There is a slight added complication because one must know $s$, not just $v_s$, to determine the effect of removing the last bounce on $b(D)$. On the other hand, $v_s$ only affects the dimensions of one nontrivial rectangle in Figure \ref{brectangles}. \subsection{Application: A Formula for the Specialization $C^{(m)}_n(q,1/q)$} \label{subsec:specz} We now use the recursion of the preceding subsection to derive an exact formula for the specialization \[ E^{(m)}_{n;v_0,\ldots,v_{m-1}}(q,1/q). \] In particular, using this formula together with (\ref{CfromE}), we prove that \[ q^{mn(n-1)/2}C^{(m)}_n(q,1/q)=\frac{1}{[mn+1]_q}\dqbin{mn+n}{mn,n}. \] Garsia and Haiman proved the same formula for $OC^{(m)}_n(q,1/q)$ in \cite{origpaper}. It follows that \[ C^{(m)}_n(q,1/q)=OC^{(m)}_n(q,1/q). \] \medskip\noindent\textbf{The Formula for the $E$'s.} Fix $m$, $N$, and $v=(v_0,\ldots,v_{m-1})$. Our formula for $E^{(m)}_{N;v}(q,1/q)$ will involve various intermediate quantities $A$, $B$, etc., depending on $N$, $m$, and $v$. If the dependence on the variables needs to be made explicit, we will write $A(N,m,v)$, $B(N,m,v)$, etc. The basic formula is \begin{equation}\label{monster1} E^{(m)}_{N;v}(q,1/q)=A_0-B_1-B_2-\cdots-B_m, \end{equation} where $A_0$ and each $B_j$ is a certain $q$-binomial coefficient multiplied by a certain power of $q$. Specifically, define \begin{eqnarray*} A = A(N,m,v_0,\ldots,v_{m-1}) &=& \dqbin{ (m+1)N-1-\sum_{k=0}^{m-1} (m-k)v_k}{N-\sum_{k=0}^{m-1}v_k} \\ B = B(N,m,v_0,\ldots,v_{m-1}) &=& \dqbin{ (m+1)N-1-\sum_{k=0}^{m-1} (m-k)v_k}{N-1-\sum_{k=0}^{m-1}v_k} \\ P_0=P_0(N,m,v_0,\ldots,v_{m-1}) &=& -\frac{m}{2}(N^2+N) +\left[m\left(\sum_{k=0}^{m-1} v_k\right)-(m-1)\right]N \\ && +\sum_{k=0}^{m-2} (m-1-k)v_k + \sum_{0\leq j1$; it will be $-B'q^{P_0'-(N-v_0-\cdots-v_{m-1})}$ for $j=1$. The calculation is similar to the one in Step 5. Using the definition of $B_j''$ and and the identity (\ref{P0-relation}), we can rewrite (\ref{step6-expr}) as \begin{equation}\label{step6-2} -q^{P_0'-(N-v_0-\cdots-v_{m-1})}\sum_{i=0}^{D-E+1} \dqbin{C+i}{C,i}\dqbin{D-i}{E,D-E-i} q^{iE}q^{P_j''}, \end{equation} where we now set \begin{eqnarray*} D &=& (m+1)N-1-\sum_{k=0}^{m-1} (m+1-k)v_k \\ E &=& mN-\sum_{k=0}^{m-1} (m-k)v_k \\ D-E &=& N-v_0-v_1-\cdots-v_{m-1}-1. \end{eqnarray*} The summand where $i=D-E+1$ is zero, so we may adjust the upper limit of the sum to be $i=D-E$ instead. To continue simplifying, one must first verify the identity \begin{eqnarray*} %P_1'' &=& i \\ %P_m' &=& v_{m-1}+(m-1)N-\sum_{k=0}^{m-2} (m-2-k)v_k \\ P_{j-1}' &=& P_j''-i-(N-v_0-\cdots-v_{m-1}) \ \ \ \ (j>1). \end{eqnarray*} Assume $j>1$ first. Using the last identity to eliminate $P_j''$, the expression (\ref{step6-2}) becomes \[ -q^{P_0'+P_{j-1}'}\sum_{i=0}^{D-E} \dqbin{C+i}{C,i}\dqbin{D-i}{E,D-E-i} q^{i(E+1)}. \] Using the identity from Step 1, the sum (without the outside power of $q$) evaluates to $B'$. Thus, when $j>1$, the expression (\ref{step6-expr}) evaluates to $-B_{j-1}'$ as claimed. Now assume $j=1$. Since $P_1''=i$, the expression (\ref{step6-2}) becomes \[ -q^{P_0'-(N-v_0-\cdots-v_{m-1})}\sum_{i=0}^{D-E} \dqbin{C+i}{C,i}\dqbin{D-i}{E,D-E-i} q^{i(E+1)}. \] Using the identity from Step 1, this becomes \[ -q^{P_0'-(N-v_0-\cdots-v_{m-1})}B' \] as claimed. \medskip\noindent\emph{Step 7.} Let us recap the preceding calculations. We have evaluated the expression (\ref{right-spec}), hoping to obtain the answer \[ (A_0'-B_m')-B_1'-B_2'-\cdots-B_{m-1}' \] from (\ref{left-spec}). Instead, we obtained the answer \[ q^{-(N-v_0-\cdots-v_{m-1})}(A'q^{P_0'}-B'q^{P_0'}) -B_1'-B_2'-\cdots-B_{m-1}'. \] Now, use the identity from Step 2, setting \begin{eqnarray*} C &=& N-v_0-\cdots-v_{m-1} \\ D &=& mN-1-\sum_{k=0}^{m-1} (m-1-k)v_k. \end{eqnarray*} The result is \[ q^{-(N-v_0-\cdots-v_{m-1})}(A'-B')=A'-q^{P_m'}B', \] since one can check that $P_m'=D-C+1$ here. Multiplying by $q^{P_0'}$, we see that \[ q^{-(N-v_0-\cdots-v_{m-1})}(A'q^{P_0'}-B'q^{P_0'})=(A_0'-B_m'), \] so that (\ref{right-spec}) does indeed evaluate to the desired answer (\ref{left-spec}). This completes the proof. \bigskip \noindent\textbf{Proving the Formula for $C^{(m)}_n(q,1/q)$.} We are now ready to verify that \begin{equation}\label{eq:OCmn-specz} q^{mn(n-1)/2}C^{(m)}_n(q,1/q)=\frac{1}{[mn+1]_q}\dqbin{mn+n}{mn,n}. \end{equation} {}From (\ref{CfromE}) with $t=1/q$, we have \[ C^{(m)}_n(q,1/q)=q^{mn} E^{(m)}_{n+1;1,0,\ldots,0}(q,1/q). \] Now, we use the formula just proved for the $E$'s with $N=n+1$, $v_0=1$, and $v_i=0$ for $i>0$. The reader may verify that, with these substitutions, we obtain \[ q^{mn(n-1)/2}C^{(m)}_n(q,1/q)=q^{n-nm}\left\{ \dqbin{mn+n}{mn,n}-\dqbin{mn+n}{n-1,mn+1}\cdot\left( \sum_{j=0}^{m-1} q^{nj+\chi(j=m-1)}\right)\right\}. \] The expression in the curly braces can be written \[ \dqbin{mn+n}{mn,n}\cdot\left(1-\frac{[n]_q\sum_{j=0}^{m-1} q^{nj+\chi(j=m-1)}}{[mn+1]_q}\right), \] which in turn simplifies to \[ \dqbin{mn+n}{mn,n}\cdot\left(\frac{\sum_{k=0}^{mn} q^k -\sum_{k=0}^{mn} q^k\chi(k\neq mn-n)}{[mn+1]_q}\right) =\frac{1}{[mn+1]_q}\dqbin{mn+n}{mn,n}q^{mn-n}. \] The leftover power of $q$ is exactly what is needed to cancel the outside power $q^{n-nm}$. Thus, we obtain the desired result \[ q^{mn(n-1)/2}C^{(m)}_n(q,1/q)=\frac{1}{[mn+1]_q}\dqbin{mn+n}{mn,n}. \] \subsection{Recursions for $C_n^{(m)}(q,t)$ based on removing the last row} \label{subsec:lastrow} We now present one more recursion (\ref{nicerec}) that is not based directly on formula (\ref{sumformula}). This recursion is simpler in form than (\ref{messyErec}) because it has only four terms. However, one must keep track of several new statistics in this recursion. We need to introduce some temporary notation. Let $D$ be an $m$-Dyck path of height $n$. Let the bounce path of $D$ have successive vertical moves $(v_0,v_1,\ldots,v_s)$ and horizontal moves $(h_0,h_1,\ldots)$ as usual. Here, $v_s$ is the last nonzero vertical move. Define \begin{eqnarray*} Q(D) &=& \area(D); \\ T(D) &=& b(D); \\ Y(D) &=& s; \\ Z_i(D) &=& v_{s-i} \mbox{ for $i\geq 0$}; \\ K(D) &=& \mbox{the total number of area cells in the top row of $D$;} \\ W(D) &=& \mbox{the number of area cells in the top row of $D$} \\ & & \mbox{left of the last vertical move of the bounce path.} \end{eqnarray*} Thus, $Y(D)$ is one less than the total number of bounces needed to reach the top rim; the statistics $Z_i(D)$ record the history of vertical moves near the end of the bounce path; and $W(D)$ counts the number of ``extra'' cells in the top row left of the bounce path. Define ${\cal D}_{n,k}^{(m)}$ to be the collection of paths $D\in{\cal D}_{n}^{(m)}$ with $K(D)=k$, for $0\leq k\leq m(n-1)$. For example, the $2$-Dyck path $E$ in Figure \ref{mbouncefig} has $Q(E)=41$, $T(E)=30$, $Y(E)=5$, $Z_0(E)=3$, $Z_1(E)=1$, $W(E)=1$, and $K(E)=8$. The $3$-Dyck path $D$ in Figure \ref{bounce3} has $Q(D)=23$, $T(D)=29$, $Y(D)=8$, $Z_0(D)=1$, $Z_1(D)=1$, $Z_2(D)=0$, $W(D)=0$, and $K(D)=5$. Now, define \begin{equation}\label{sixvardef} C_{n,k}(q,t,y,z_0,\ldots,z_{m-1},w) = \sum_{D\in{\cal D}_{n,k}^{(m)}} q^{Q(D)}t^{T(D)}y^{Y(D)}w^{W(D)} \prod_{i=0}^{m-1} z_i^{Z_i(D)}. \end{equation} (We suppress the dependence on $m$ from the notation.) If $k=m(n-1)$, there is only one path $D_0\in{\cal D}_{n,m(n-1)}^{(m)}$, which goes north $n$ steps and then east $mn$ steps. Thus, we obtain the initial condition \[ C_{n,m(n-1)}(q,t,y,z_0,\ldots,z_{m-1},w) = q^{mn(n-1)/2}z_0^n, \] since, by inspection, $D_0$ has area $mn(n-1)/2$ and a single nontrivial bounce of height $n$. Write $\vec{z}$ to denote $(z_0,\ldots,z_{m-1})$. We will show combinatorially that, for $0\leq k0$ must be $C_{n,k+1}(q,t,y,\vec{z},w)-C_{n,k+1}(q,t,y, \vec{z},0)$. In case 2, we start with a path $D'$ counted by the latter generating function. For example, $D'$ could be the path $D$ shown in Figure \ref{case2pic} with the cell $c$ adjoined. To go from $D'$ to $D$, we remove the cell in position $c$. This clearly decreases $Q(D')$ and $W(D')$ by $1$, but does not affect the other statistics that are determined by the bounce path. It immediately follows that the generating function for the paths $D$ in case 2 is \[q^{-1}w^{-1}\left(C_{n,k+1}(q,t,y,\vec{z},w) -C_{n,k+1}(q,t,y,\vec{z},0)\right) \] To get a path $D$ belonging to case 3, on the other hand, we must have started with a path $D'$ such that $w(D')=0$. For example, the path $D'$ in Figure \ref{buildcase3} is used to construct the path $D$ in Figure \ref{bounce3}. \begin{figure}[ht] \begin{center} \epsfig{file=buildcase3.eps} \caption{Constructing a path in Case 3 by deleting one cell.} \label{buildcase3} \end{center} \end{figure} The generating function for the choice of $D'$ is $C_{n,k+1}(q,t,y,\vec{z},0)$. We obtain $D$ from $D'$ by removing the leftmost area cell $c$ in the top row of $D'$. To see how this affects the statistics, compare Figure \ref{buildcase3} to Figure \ref{bounce3}. Clearly, the area $Q(D)=Q(D')-1$ because of the removed cell. Let $(v_0',\ldots,v_{s'}')$ be the lengths of the vertical moves in the bounce path for $D'$; let $(v_0,\ldots,v_s)$ be the lengths of the vertical moves in the bounce path for $D$. In this case, removing the cell forces the last vertical move in $D'$ to be shortened by $1$ unit, so that there must be a new vertical move of length $1$ afterwards in $D$. Thus, $v_i=v_i'$ for $i0=W(D_0)$, and $D\neq D_0$ since $k0). \] The first sum is similar to the one appearing in $h(D)$. The second sum that is subtracted may look surprising, but it arises from the fact that the leftmost column of each rectangle $R_i$ does \emph{not} count towards $\area'$. Note that the total number of cells in these columns is $n-v_0(\phi(D))=\sum_{i=0}^{n-1} \chi(\gamma_i(D)>0)$. There is a formula analogous to (\ref{scoredef}) for $h'(D)$. Define $\mysc_m':\Z\rightarrow\Z$ by \begin{equation}\label{scoredef2} \mysc_m'(p)=\left\{\begin{array}{ll} m-p & \mbox{ for $0\leq p\leq m$; } \\ m+1+p & \mbox{ for $-m\leq p\leq -1$; } \\ 0 & \mbox{ for other $p$. } \end{array}\right. \end{equation} Define $adj':\Z\rightarrow\Z$ by $adj'(p)=-1$ for $p>0$ and $adj'(p)=0$ for other $p$. Then \[ h'(D) = \sum_{0\leq i0$; $v_i$ is the number of occurrences of $i$ in $\gamma$ for $0\leq i\leq s$; $\delta$ is obtained from $\gamma$ by erasing all the symbols $s$; and the word $w$ records how to insert the $v_s$ copies of $s$ into $\delta$ to recover $\gamma$. We still proceed by induction on $\coinv(w)$. If $\coinv(w)=0$, all $v_s$ copies of $s$ were inserted into $\delta$ just after the last occurrence of any symbol in the set $\{s-1,\ldots,s-m\}$. The change $h'(\gamma)-h'(\delta)$ caused by this insertion is \[ \sum_{ii$ implies that $\gamma_jm$. So these pairs contribute nothing to the $h'$-statistic. Third, consider the pairs $(i,j)$ for which $i0$, and consider various subcases. Suppose $k\in\{1,2,\ldots,m\}$. Then $\mysc_m'(\gamma_i-\gamma_j)=\mysc_m'(-k)=m+1-k$. For how many pairs $(i,j)$ does it happen that $im$, then $\mysc_m'(\gamma_i-\gamma_j)=\mysc_m(-k)=0$, so there is no contribution to the $h'$-statistic. Finally, recall that $w$ is a rearrangement of $v_s$ zeroes and $v_{s-1}+\cdots+v_{s-m}-1$ ones. Since $\coinv(w)=0$, all zeroes in $w$ occur at the end, and hence \[ \inv(w)=v_s(v_{s-1}+\cdots+v_{s-m}-1) =\left(\sum_{k=1}^m v_s v_{s-k}\right) -v_s. \] Thus, the change $h'(\gamma)-h'(\delta)$ is precisely the expression on the right side of (\ref{hdiff2}). So we are done when $\coinv(w)=0$. To finish the induction step, it suffices to show that replacing $10$ by $01$ in $w$ decreases $h'$ by one (since this replacement also decreases $\inv(w)$ by one). Let $w'$ be the new word after the replacement, with corresponding vector $\gamma'$ As in \S \ref{subsec:HCformula}, we have \[ \mbox{original $\gamma$} = \ldots\ (s-j)\ z_1\ z_2\ \ldots\ z_{\ell}\ (s-k)\ s\ \ldots \] where $0\leq j\leq m$, $1\leq k\leq m$, $\ell\geq 0$, and every $z_i0$. Let us examine the effect of this motion on the $h'$-statistic. When we move the $s$ left past its predecessor $s-k$ in $\gamma$, we get a net change in the $h'$-statistic of \[ \mysc_m'(s-[s-k]) - \mysc_m'([s-k]-s) =\mysc_m'(k)-\mysc_m'(-k) = -1, \] since $1\leq k\leq m$ (see (\ref{scoredef2})). As before, since $|s-z_i|>m$, moving the $s$ past each $z_i$ will not affect the $h'$-statistic at all. Thus, the total change in the $h'$-statistic is $-1$, as desired. \section{Open Problems and Recent Developments} \label{sec:openprobs} There are several open problems involving the combinatorial polynomials $C^{(m)}_n(q,t)$. The main open problem is to prove that the conjectured combinatorial interpretation of the higher $q,t$-Catalan sequences is correct, i.e., that $OC^{(m)}_n(q,t)=C^{(m)}_n(q,t)$. It may be possible to prove the equivalent assertion that $SC^{(m)}_n(q,t)=C^{(m)}_n(q,t)$ by proving that both sides satisfy the same recursion. A recursion characterizing $C^{(m)}_n(q,t)$ appears in \S \ref{subsec:firstbounce}. The first difficulty with this approach is finding the symmetric function formulas that correspond to the generating functions $E_{n;v_0,v_1,\ldots,v_{m-1}}(q,t)$ when some $v_i$ (besides $v_0$) is nonzero. Another, purely combinatorial problem is to prove that the $q$ and $t$ statistics introduced here for $m$-Dyck paths are jointly symmetric. This conjecture is only known to be true when $m=1$ by invoking the long proof in \cite{nablaproof,PNAS-GH}. Here, we have only proved the weaker statement that the univariate distributions of the $q$ and $t$ statistics are the same. Recall that the higher $q,t$-Catalan sequences all have (conjectural) interpretations in representation theory, symmetric function theory, and algebraic geometry. It would be interesting to find analogous interpretations for the trivariate $q,t,r$-Catalan sequences. \medskip\noindent\textbf{Remark:} Since the initial submission of this article, a number of related combinatorial developments have appeared in the literature. The present author has generalized many of the combinatorial constructs presented here to paths inside certain trapezoidal shapes \cite{mythesis,trapz}. Haglund, Haiman, Loehr, and Remmel introduced statistics on labelled Dyck paths and $m$-Dyck paths, which are conjectured to give the Hilbert series of certain doubly graded $S_n$-modules \cite{parkpaper,mpark,pmaj,mythesis}. The same four authors and A. Ulyanov recently conjectured a combinatorial formula for the monomial expansion of the Frobenius series of these same modules \cite{hhlru}. Using ideas from these papers, Haglund conjectured a combinatorial formula for the monomial expansion of the modified Macdonald polynomials $\tilde{H}_{\mu}$ \cite{mac-conj}. This conjecture has been proved by Haglund, Haiman, and the present author \cite{mac-proof,PNAS}. Finding combinatorial statistics for the Kostka-Macdonald coefficients (which arise in the Schur expansion of $\tilde{H}_{\mu}$) remains open. It seems likely that the new combinatorial formula for Macdonald polynomials may soon shed additional light on the conjectures in this paper and in \cite{hhlru}. \medskip\noindent\textbf{Acknowledgement:} The author thanks Jeffrey Remmel and James Haglund for many helpful discussions regarding this problem. \begin{thebibliography}{99} \bibitem{benderbook} E. Bender and S. G. Williamson, \emph{Foundations of Applied Combinatorics.}\\ Electronic version available online at \verb-http://math.ucsd.edu/~ebender-. %This combinatorics text is available online. It can be downloaded from %Dr. Bender's web page, \verb-http://math.ucsd.edu/~ebender-. %Chapter 10 describes the sum and product rules for generating functions %that are used several times in this paper. \bibitem{nablaref1} F. Bergeron and A. 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