Rhode Island Occupational Information Coordinating Committee 1995 SECURITIES SALES REPRESENTATIVE SOC 4124 DOT 251.157-010 Buys and sells stocks and bonds for individuals and organizations as representative of stock brokerage firm. Provides information and recommendations, solicits additional business. AGE: No requirement CITIZENSHIP: No requirement RESIDENCY: No requirement RECIPROCITY: No EDUCATION AND Be employed by a duly licensed brokerage firm EXPERIENCE: as a sales representative. Take and pass General Securities Registered Representative Examination (Series 7) and Uniform Securities State Law Examination (Series 63) offered by the National Association of Securities Dealers. R.I. EXAMINATION: None RENEWAL: Annual FEES: Application: $ 50.00 Renewal: $ 50.00 LICENSING Division of Securities AGENCY: R.I. Department of Business Regulation 233 Richmond Street, Suite 232 Providence, RI 02903-4232 (401) 277-3048 .