Rhode Island Occupational Information Coordinating Committee 
1995

INVESTMENT ADVISOR REPRESENTATIVE
SOC 4152      DOT 251.257-022

Develops and implements financial plans, utilizing knowledge of
tax and investment strategies, securities, insurance, pension
plans and real estate. Interviews client to determine needs,
analyzes financial status, develops plan, prepares and submits
documents to implement plan.  

AGE:           No requirement

CITIZENSHIP:   No requirement

RESIDENCY:     No requirement

RECIPROCITY:   No EDUCATION AND  Take and pass Uniform Investment Advisor Law
   EXPERIENCE:    Examination (Series 65).
               Be employed by a licensed investment advisor.

R.I. EXAM:     None

RENEWAL:       Annual (before year end).

FEES:          Application:     $ 50.00
               Annual license:  $ 50.00

LICENSING      Division of Securities
    AGENCY:    R.I. Department of Business Regulation
               233 Richmond Street, Suite 232
               Providence, RI  02903-4232
               (401) 277-3048
.