***** Genetic Determinism and _The Bell Curve_ by Eli C. Messinger, M.D. The following paper was presented by Eli C. Messinger, M.D. at the conference "Out from under the Bell Curve: Confronting Right-wing Ideology and Social Policy," held in New York City on April 1, 1995. This paper may be reproduced in either print or electronic form provided that the name and address of The Brecht Forum, above, the original venue of presentation, above, and the name of the author be retained on all reproductions. Further, NY Transfer News Collective must be credited as the distributor on all reproductions, whether print or electronic, and its signature logo, where it appears in any electronic posting or reproduction, must be retained. The text and/or content of this paper may not be altered in any way, except for incidental formatting necessary to conform to specifications of a particular publication or electronic system. ***** Genetic Determinism and _The Bell Curve_ by Eli C. Messinger, M.D. 1. Genetic determinism is a belief or ideology that "claims that all human characteristics, including behavior, are determined by the function of genes" (Tobach and Rosoff, 1994). a) This belief is at the heart of Herrnstein and Murray's _The Bell Curve_ in their argument that group differences in cognitive capacity are innate and immutable. They claim to side-step the controversy over genetic determinism by saying they are "agnostic" as to precisely how much of cognitive capacity is due to genetic _versus_ environmental factors; they only approximate an algebraic breakdown between them. "Cognitive ability is substantially heritable, apparently no less than 40 percent and no more than 80 percent" (page 23). However, this formulation of an algebraic division between the two itself represents a reductionistic outlook: forces which are inextricably and mutually determining at the at the biological as well as social levels are treated in the reductionistic paradigm as simply additive, and therefore divisible. Moreover, after making this qualification, Murray and Herrnstein proceed as if the differences are genetically determined, i.e., innate to the individual and virtually unchangeable. b) The genetic determinist program is also expressed in the ideology of sociobiology. It has permeated all the life sciences, medicine and psychiatry, and other disciplines dealing with the human condition. Professor Stuart Newman, of the Council for Responsible Genetics, only half-facetiously refers to this ideological phenomenon as the "gene-ing of America." Hardly a week goes by without _The New York Times_ reporting that another medical condition, psychiatric problem, or behavioral pattern, e.g., the physiological expression of emotions in men and women, is due to a newly-discovered gene or is otherwise hard-wired, i.e., not open to environmental influence. Along with this, and not coincidentally, genes are being patented, genetic engineering has gone commercial, biotechnology is one of the few growth industries in the United States, and there is a push for testing for genetic defects, e.g., the gene responsible for cancer of the colon--for profit, of course. In this brave new world, can germline engineering be far behind? 2. Genetic determinism is a reflection of a historically longer-lived ideological trend in the history of the biological sciences--biological reductionism. Genetic determinism can be considered as a logical outgrowth of biological reductionism, or as its epitome. As this teach-in is concerned with the ideological underpinnings of the right-wing's political program, I propose that we examine the premises and limitations of biological reductionism, and its political implications. a) We do not have the time to go into the socio- historical roots of biological reductionism except to note that, like all major scientific outlooks, it was conditioned by its socio-ideological milieu--the struggle against medieval hierarchism and authoritarianism, and against religious obscurantism, and was part of the new and historically progressive capitalist urge for mastery over natural processes. b) I am not deriding all of the reductionist program nor saying that reductionist strategies cannot play a useful role in research and theorizing. Indeed, the reductionist program has been enormously successful. It has also been very successful in shaping everyday ideas about how living things work. It is a dominant ideology. c) However, reductionism yields a limited, blinkered and flat view of the world. It is inadequate to comprehend complex developmental phenomena, i.e., processes which themselves change over time, and these include most fundamental biological phenomena, including evolution and embryological development. It is also inadequate to comprehend human development, which is complex in that it clearly involves cultural and historical aspects, and because it includes qualitative changes, e.g., phases of childhood development. Steve Rose states that "...reductionism is at best a partial, at worst a misleading and fallacious, way of viewing the world. Reductionism, which began as liberatory, has become oppressive, like capitalism itself and today it limits our understanding of the universe" (in Burke and Silvertown, _More than the Parts_). I would argue that, like capitalism itself, it is inadequate to the scientific challenges of this day. 3. Reductionism is the claim that phenomena are best explained by analysis into their component, basic parts. It claims that the best explanation, the most scientific, comes after the phenomenon is dissected into its smallest, constituent elements. In Western science since Galileo and Newton, these basic elements are considered material corpuscles or bodies: living creatures are really no more than agglomerates of cells; cells are really no more than bags containing various chemicals; these chemicals, in turn, are really molecules with a certain atomic structure, etc. Science in this tradition is the search for the irreducible, basic unit. a) The preferred method of the reductionist project is analysis into component unit parts. Reductionism ignores or under-rates interactional processes apart from billiard ball-like encounters between two or more distinct bodies. So, it ignores dynamic, interactional processes which entail reciprocal or mutual determinations. It prefers linear explanations of phenomena like "the central dogma" of modern biology that DNA determines RNA which determines protein, a process represented by a series of arrows. Reductionism stands opposed to field and systems theories which are concerned with the properties of the whole and which consider the whole more than the sum of its parts. It tends to side- step scientific problems involving functional interrelationships, for example, phenomena best explained as the result of a confluence of forces, or as the result of contingency rather than an iron-clad causality. Most phenomena in clinical psychology and psychiatry are of this variety. The psychoanalytic concept of the multi- determination of neurotic symptoms or the historical materialist concept of over-determination of historical events are outside its ken. In _The Bell Curve_, the fundamental unit is "The I.Q." which is the quantum that determines all sorts of behaviors and social phenomena. Thus, the possibility of getting a bachelor's degree (page 152), or the probability of being unemployed for a month or more (page 164), becomes a function of The I.Q. The favored method of Murray and Herrnstein is the multiple regression analysis, which they use as a statistical method for isolating out the in-put which IQ, and IQ alone, is purported to make to these complex social phenomena. The regression analysis is based on the premise that the in- puts into these complex phenomena can be neatly separated off one-from-another, and their contribution given a precise mathematical value. For instance, "The mathematical procedures will yield coefficients for each of them (variables), indicating again how much of a change in income can be anticipated for a given change in any particular variable, and with all the others held constant" (page 567). In actuality, and as we all know as observers of life, the possibility of getting a bachelor's degree is shaped by a multiplicity of generally mutually-reinforcing influences including the quality, motivation, and expectation of the teachers; the budget provided by the school board; the child's talents, motivation, preferred style of learning and ability to conform to school rules; his nutritional state and bodily health; the language spoken at home and family expectations for high performance; the size of the tuition in relation to family income, etc. You can see that there are a confluence of influences, some mutually reinforcing and others discordant, and that they come from several different levels: biological, psychological, family, and social. In the real world, "all the others" are not "held constant." b) The search for the irreducible basic unit in psychometry produced the concept of g or general intelligence. The IQ test I am most familiar with from clinical work is the WISC, which has verbal and performance (non-verbal) divisions and five subtests within each. However, since Spearman in the early decades of this century, psychometricians have postulated that there is a core capacity, g, which the IQ only imperfectly tests, although it tests it better than all other tests. "There is such a thing as a general factor of cognitive ability on which human beings differ. All standardized tests of academic aptitude or achievement measure this general factor to some degree, but IQ tests expressly designed for that purpose measure it most accurately" (page 22). Those of you trained in philosophy will recognize this as an idealist notion, not in the sense of idealism _versus_ selfishness, but idealism as Plato expounded it: seeing the real world--in this case, behavior--as but a pale reflection of an ideal image existing elsewhere. Stephen Jay Gould in his _Mismeasure of Man_ exposed g as but a mathematical construct, arbitrarily constructed, and having no substance or explanatory power in and of itself. But Herrnstein and Murray, and Jensen before them, continue to maintain that g is real and not a myth because such thinking is integral to the whole reductionist and idealist scientific strategy. Gould wrote: "The conceptual errors of reification have plagued g from the start, and Thurstone's critique remains as valid today as it was in the 1930s. Spearman's g is not an ineluctable entity; it represents one mathematical solution among many equivalent alternatives. The chimerical nature of g is the rotten core of Jensen's edifice, and of the entire hereditarian school." c) The reductionist project, by-and-large, sees these unit parts as having invariant relations to one another. It sees things more than processes. "This thing we know as IQ is important but not a synonym for human excellence" (page 21). Reductionism has a hard time with changes over time, especially changes in relations. In this respect it is a conservative outlook, useful for social groups intent on preserving the prevailing social order; it does not give credence to the possibility of fundamental change. Thus, Newton's mechanics describes a universe which works according to invariant rules. Richard Levins has pointed out the difficulties which a Newtonian mechanical materialism encounters when dealing with biological evolution which is a historical process, i.e., evolution involves the death of some species and the emergence of novel forms, speciation, in the course of time. A mechanical materialist approach flattened evolution's contingent, not entirely predictable, dynamical (involving organism-environment reciprocal relations) processes to the program of population genetics--the measurement of gene frequencies in populations at various points in time. Similarly, Murray and Herrnstein cannot deal with the fact that IQs have been rising world-wide over the decades of this century. This improvement reflects socio- historical changes (perhaps the spread of elementary education or improved nutrition); the short span of time rules out changes in the human genome as the responsible factor. Nor do Herrnstein and Murray talk about the fact that inventions of instruments, such as the calculator and now the computer, permit human beings to transcend previous limits to "intelligence." Psychometricians also have difficulty dealing with developmental processes. They postulate an unchanging innate intellectual capacity, and claim that beyond about four years of age it can be accurately measured. "IQ scores are stable, although not perfectly so, over much of a person's life" (page 23). But the remarkable thing about kids is the astonishing rate at which they grow intellectually, and the entirely new kinds of mental processes which they display as they grow older. The cognitive psychologist Piaget has a far better grasp of the developmental processes underlying intelligence. d) Steve Rose (_More than the Parts: Biology and Politics_) points out that reductionism asserts "that the individual is ontologically prior to the society of which that individual is a member, and the atom is ontologically prior to the organism...In the biological sense, it insists on the priority of the molecule over the organism." The political implication is that the individual comes first while society is secondary, merely an epi-phenomenon. This fits well with a Thatcher-Reagan- Gingrich mentality of seeking to advance your own fortune, and it fits well with a capitalist ethos of selfishness and greed. This outlook also supports the current trend to reduce public services and encourage self-reliance. e) In keeping with the reductionist assertion of the ontological priority of the individual, Murray and Herrnstein do not deal with social forces. They are obviously concerned with social phenomena such as social stratification and with social problems such as criminality, but they treat them only as they do or do not reflect the measured IQ. Their sociology is naive, primitive, schematic and common-sensical. They paint an entirely atomized, monochromatic and static picture of human beings who lack any meaningful social relations. They do not deal with the diversity among peoples, conflicts between classes, family cohesion, or real social history. Not a single case study of a family or individual is offered in this thick volume. This lack of awareness of social forces and of the internal dynamics within families and individuals, this aloofness from the texture of real life in this society, I believe, makes the book so dreadfully boring to read. 4. Numbers and measurement are the be-all and end-all in the reductionist project. _The Bell Curve_ is a book filled with numbers, and it is a book about numbers. The bulk of the book consists of measurements of IQ and SAT scores which are correlated with a large number of measured variables of social success or failure (as they define success). I think there are several reasons for this fetishization of numbers: a) Nowadays science is equated with the handing of and display of numbers. It adds to the book's scientific pretensions to have so much data, drawn out to the last decimal point, and neatly arranged in tables and graphs. b) The book conveys a false sense of objectivity and precision through its number displays. One forgets the everyday, qualitative, imprecise processes that enter into the generation of these mountains of numbers: one person wearing a coat and tie and holding a stopwatch instructs another person, who is typically much younger, to solve a problem in a given period of time; under certain conditions of lighting, humidity, comfort, hunger, and tiredness; with a certain social and emotional tone between them, based on interpersonal chemistry, gender, social class, age spread, physical attractiveness, and, of course, in American society, race, etc. c) Numbers substitute for thought. The display of so many tables and graphs exerts a numbing effect. d) The reader begins to think that the IQ itself exerts an influence in life or determines such-and-such result. Just as Marx pointed out that the fetishization of the commodity in capitalist society makes it seem as if _it_ (the commodity) were alive--in actuality the maker of the commodity and the potential buyer are engaged in a social activity involving the commodity--the IQ is treated by Murray and Herrnstein as if it were the active agent. The person is reduced to merely a carrier of his or her innate cognitive capacity. Rather than the person exerting his or her intelligence, the IQ works to place the individual in a certain social position. In a similar fashion, the "selfish gene" (Dawkins) idea is that the organism is merely a carrier of a certain set of genes; its mission is merely to transmit them to the next generation. Reductionism tends to reify qualities, processes, and relations as things. e) When phenomena are approached clinically--in their individuality and specificity--it is necessary to deal with complex relations of forces and influences. This reality-oriented, stuff-of-life can be stripped away, in the discipline of psychometry. This stripping away yields an alluring but false altogether qualitative picture of the social world. f) The most important reason for the linear approach to the measurement of human intelligence is that it permits the ranking of individuals and groups. As Stephen Jay Gould wrote: "This book, then, is about the abstraction of intelligence as a single entity, its location within the brain, its quantification as one number of each individual, and the use of these numbers to rank people in a single series of worthiness, invariably to find that oppressed and disadvantaged groups--races, classes, or sexes--are innately inferior and deserve their status" (_The Mismeasure of Man_). This is the political message delivered by genetic determinism and why it is welcomed (if not invited and paid for) by the powers-tat-be: the social order is justified because it reflects inborn worth. Any other social arrangement would be unnatural and therefore impossible or not maintainable. Genetic determinism inevitably goes along with a conservative outlook. The common-sense reaction to any challenge to the capitalist system, for instance, is that greed is a built-in part of human nature. Therefore any alternative to the capitalist social order is unnatural. There are two obvious flaws in Herrnstein and Murray's handling of their numerous numbers. First, their regression coefficient analyses yield only correlations, but they lapse into speaking as if they have discovered causative relations. Second, as Gould points out in his review in _The New Yorker_ magazine, the correlation coefficients they obtain are pitifully low. 5. The categories selected for examination, especially in the reductionism of the sociobiological variety, reflect prevailing social norms and thus, indirectly, reinforce them. Murray and Herrnstein, for example, examine the problem of children born out of wedlock without questioning the role of men in causing such pregnancies or seriously examining the premise that it is always best for children to be raised by two, married heterosexuals. Likewise, they accept the prevailing social assumption that criminality consists of acts such as mugging, and breaking and entering, that lands people in prison, but they ignore the criminality associated with white-collar crime; crimes against humanity such as the use of atomic bombs against Hiroshima and Nagasaki, or Kissinger's secret bombing of Cambodia during the Vietnam War; or the ordinary crimes of capitalism such as depriving a community of work by moving a factory to another region or nation where costs are lower; or the now commonplace crime of turning a deaf ear to the needs of the sick and infirm, the young and the elderly. ***** References are given in "Readings which Challenge the Genetic Determinism of _The Bell Curve_," prepared by Messinger. ***** Eli C. Messinger, M.D., is a New York-based psychiatrist in both public and private practice. He is an Associate Professor at New York Medical College and is on the Board of Directors of The Brecht Forum. //end